0000950142-13-000157.txt : 20130205 0000950142-13-000157.hdr.sgml : 20130205 20130205165827 ACCESSION NUMBER: 0000950142-13-000157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130201 FILED AS OF DATE: 20130205 DATE AS OF CHANGE: 20130205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 13574757 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 es1300195_4-ccl.xml OWNERSHIP DOCUMENT X0306 4 2013-02-01 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR C/O CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 1 1 0 Chairman & CEO Common Stock 2013-02-01 4 F 0 39221 39.15 D 3544447 I By Nickel 2003 Revocable Trust Common Stock 107140843 I By Various Trusts Represents a surrender of shares of Carnival Common Stock to satisfy the tax obligation on the vesting of restricted stock granted in 2010. Includes (i) 100,638,843 shares of Carnival Common Stock held by MA 1994 B Shares, L.P.; (ii) 538,393 shares of Carnival Common Stock held by the Nickel 97-07 Trust; (iii) 1,795,151 shares of Carnival Common Stock held by the Nickel 2008-2 GRAT; (iv) 687,498 shares of Carnival Common Stock held by the Nickel 2009 GRAT; (v) 480,958 shares of Carnival Common Stock held by the Nickel 2010 GRAT: and (vi) 3,000,000 shares of Carnival Common Stock held by the Nickel 97A-B Trust. /s/ Micky Arison 2013-02-05