0000950142-12-000438.txt : 20120217 0000950142-12-000438.hdr.sgml : 20120217 20120217163652 ACCESSION NUMBER: 0000950142-12-000438 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120215 FILED AS OF DATE: 20120217 DATE AS OF CHANGE: 20120217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 12623129 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 es1200323_4-ccl.xml OWNERSHIP DOCUMENT X0304 4 2012-02-15 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 1 1 0 Chairman & CEO Common Stock 2012-02-15 4 A 0 86775 0 A 86775 D Common Stock 2012-02-15 5 G 0 E 86775 0 D 0 D Common Stock 2012-02-15 5 G 0 E 86775 0 A 2406051 I By Nickel 2003 Revocable Trust Common Stock 108226741 I By Various Trusts Grant of restricted stock made pursuant to the Carnival Corporation 2011 Stock Plan and the terms of an Executive Long-Term Compensation Agreement. The restriction on the shares lapse on the third anniversary of the grant date. The grant was approved by the Compensation Committee as a total value to be received in the form of restricted shares. The Compensation Committee also approved that the number of shares was to be determined by dividing the value by the closing price on date of grant. Gift of Shares to the Nickel 2003 Revocable Trust. Includes (i) 103,638,843 shares of common stock held by MA 1994 B Shares, L.P.; (ii) 538,393 shares of common stock held by the Nickel 97-07 Trust; (iii) 147,953 shares of common stock held by the Nickel 2008 GRAT; (iv) 2,023,761 shares of common stock held by the Nickel 2008-2 GRAT; (v) 876,929 shares of common stock held by the Nickel 2009 GRAT; and (vi) 1,000,862 shares of common stock held by the Nickel 2010 GRAT. /s/ Micky Arison 2012-02-17