0000950142-12-000438.txt : 20120217
0000950142-12-000438.hdr.sgml : 20120217
20120217163652
ACCESSION NUMBER: 0000950142-12-000438
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120215
FILED AS OF DATE: 20120217
DATE AS OF CHANGE: 20120217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARISON MICKY MEIR
CENTRAL INDEX KEY: 0001142244
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 12623129
MAIL ADDRESS:
STREET 1: C/O PAUL WEISS RIFKIND WHARTON
STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019-6064
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
4
1
es1200323_4-ccl.xml
OWNERSHIP DOCUMENT
X0304
4
2012-02-15
0
0000815097
CARNIVAL CORP
CCL
0001142244
ARISON MICKY MEIR
CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
1
1
0
Chairman & CEO
Common Stock
2012-02-15
4
A
0
86775
0
A
86775
D
Common Stock
2012-02-15
5
G
0
E
86775
0
D
0
D
Common Stock
2012-02-15
5
G
0
E
86775
0
A
2406051
I
By Nickel 2003 Revocable Trust
Common Stock
108226741
I
By Various Trusts
Grant of restricted stock made pursuant to the Carnival Corporation 2011 Stock Plan and the terms of an Executive Long-Term Compensation Agreement. The restriction on the shares lapse on the third anniversary of the grant date.
The grant was approved by the Compensation Committee as a total value to be received in the form of restricted shares. The Compensation Committee also approved that the number of shares was to be determined by dividing the value by the closing price on date of grant.
Gift of Shares to the Nickel 2003 Revocable Trust.
Includes (i) 103,638,843 shares of common stock held by MA 1994 B Shares, L.P.; (ii) 538,393 shares of common stock held by the Nickel 97-07 Trust; (iii) 147,953 shares of common stock held by the Nickel 2008 GRAT; (iv) 2,023,761 shares of common stock held by the Nickel 2008-2 GRAT; (v) 876,929 shares of common stock held by the Nickel 2009 GRAT; and (vi) 1,000,862 shares of common stock held by the Nickel 2010 GRAT.
/s/ Micky Arison
2012-02-17