-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nxjq309U7A9B4mMBJDXyOyEu2OTTWcU5sC5ccMLFr/Md8IK5YGnty562bOw7deqb HeW3UBWubKTQTTE6KOw2iQ== 0000950142-09-001699.txt : 20091021 0000950142-09-001699.hdr.sgml : 20091021 20091021164523 ACCESSION NUMBER: 0000950142-09-001699 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091019 FILED AS OF DATE: 20091021 DATE AS OF CHANGE: 20091021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 BUSINESS PHONE: 011 44 20 7940 5381 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 091130472 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-mma_cplc101909ex.xml FORM 4 X0303 4 2009-10-19 0 0001125259 CARNIVAL PLC CUK 0001142244 ARISON MICKY MEIR C/O CARNIVAL CORPORATION 3655 NW 87TH AVENUE MIAMI FL 33178 1 1 1 0 Chairman & CEO Trust Shares (interest in special voting share) 2009-10-19 4 S 0 8000 33.5953 D 1545986 I By Nickel 2003 Revocable Trust Trust Shares (interest in special voting share) 2009-10-19 4 S 0 49509 33.5953 D 104278391 I By MA 1994 B Shares, L.P. Trust Shares (interest in special voting share) 2009-10-20 4 S 0 8000 33.3390 D 1537986 I By Nickel 2003 Revocable Trust Trust Shares (interest in special voting share) 2009-10-20 4 S 0 49509 33.3390 D 104228882 I By MA 1994 B Shares, L.P. Trust Shares (interest in special voting share) 5303253 I By Various trusts Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. These shares were sold pursuant to a Rule 10b5-l(c) sales plan dated August 12, 2009. This transaction was executed in multiple trades at prices ranging from $33.1700 to $34.0400. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby untertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $33.0300 to $33.7500. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby untertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Includes (i) 538,393 Trust Shares held by the Nickel 97-06 Trust; (ii) 1,108,470 Trust Shares held by the Nickel 2006 GRAT; (iii) 382,587 Trust Shares held by the Nickel 2007 GRAT; (iv) 673,803 Trust Shares held by the Nickel 2008 GRAT; and (v) 2,600,000 Trust Shares held by the Nickel 2008-2 GRAT. /s/ John J. O'Neil, as Attorney-in-Fact for Mickey Meir Arison 2009-10-21 -----END PRIVACY-ENHANCED MESSAGE-----