-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AsZ8G39u1Eknd5d9+FqmOJ9M7c11urw/3v/yYa49/D23L863TT1InnUVBRv8s+g2 TObJKB6NSnnjdhicnyocKQ== 0000950142-09-001685.txt : 20091019 0000950142-09-001685.hdr.sgml : 20091019 20091019171802 ACCESSION NUMBER: 0000950142-09-001685 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091015 FILED AS OF DATE: 20091019 DATE AS OF CHANGE: 20091019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 091126524 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-mma_cc101509ex.xml FORM 4 X0303 4 2009-10-15 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR C/O CARNIVAL CORPORATION 3655 NW 87TH AVENUE MIAMI FL 33178 1 1 1 0 Chairman & CEO Common Stock 2009-10-15 4 S 0 8000 33.3733 D 1561986 I By Nickel 2003 Revocable Trust Common Stock 2009-10-15 4 S 0 49509 33.3733 D 104377409 I By MA 1994 B Shares, L.P. Common Stock 2009-10-16 4 S 0 8000 33.0933 D 1553986 I By Nickel 2003 Revocable Trust Common Stock 2009-10-16 4 S 0 49509 33.0933 D 104327900 I By MA 1994 B Shares, L.P. Common Stock 5303253 I By various trusts These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated August 12, 2009. This transaction was executed in multiple trades at prices ranging from $33.2500 to $33.4600. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $32.8600 to $33.2800. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Includes (i) 538,393 Trust Shares held by the Nickel 97-06 Trust; (ii) 1,108,470 Trust Shares held by the Nickel 2006 GRAT; (iii) 382,587 Trust Shares held by the Nickel 2007 GRAT; (iv) 673,803 Trust Shares held by the Nickel 2008 GRAT; and (v) 2,600,000 Trust Shares held by the Nickel 2008-2 GRAT. /s/ John J. O'Neil, as Attorney-in-Fact for Micky Meir Arison 2009-10-19 -----END PRIVACY-ENHANCED MESSAGE-----