0001001250-12-000178.txt : 20121205 0001001250-12-000178.hdr.sgml : 20121205 20121205163859 ACCESSION NUMBER: 0001001250-12-000178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20121203 FILED AS OF DATE: 20121205 DATE AS OF CHANGE: 20121205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAUDER AERIN CENTRAL INDEX KEY: 0001008090 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 121243860 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZINTERHOFER AERIN LAUDER TRUST U/A/D 4/24/00 CENTRAL INDEX KEY: 0001142219 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 121243861 BUSINESS ADDRESS: STREET 1: C/O RICHARD D. PARSONS, ESQ. -TRUSTEE STREET 2: ONE TIME WARNER CENTER 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124848100 MAIL ADDRESS: STREET 1: C/O RICHARD D. PARSONS, ESQ. -TRUSTEE STREET 2: ONE TIME WARNER CENTER 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-12-03 0001001250 ESTEE LAUDER COMPANIES INC EL 0001142219 ZINTERHOFER AERIN LAUDER TRUST U/A/D 4/24/00 C/O RICHARD D. PARSONS 9 WEST 57TH STREET, SUITE 4700 NEW YORK NY 10019 0 0 1 0 0001008090 LAUDER AERIN C/O THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 1 0 1 0 Class A Common Stock 2012-12-03 4 C 0 300000 A 300000 D Class A Common Stock 2012-12-03 4 S 0 169438 59.37 D 130562 D Class A Common Stock 2012-12-04 4 S 0 130562 58.72 D 0 D Class A Common Stock 1692 D Class B Common Stock 2012-12-03 4 C 0 300000 D Class A Common Stock 300000 1272324 D Class B Common Stock Class A Common Stock 1500000 1500000 D Class B Common Stock Class A Common Stock 4810594 4810594 I by the 2008 Descendants Trust Class B Common Stock Class A Common Stock 9924192 9924192 I by the 2008 GRAT Not applicable. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. Sales prices range from $59.16 to $59.89 per share, inclusive. Sales prices range from $58.50 to $59.21 per share, inclusive. Owned directly by Aerin Lauder Zinterhofer. There is no conversion or exercise price for the Class B Common Stock. It is convertible into shares of Class A Common Stock on a one-for-one basis. Shares of Class B Common Stock may be converted immediately into Class A Common Stock on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer. Owned directly by the Trust under Article 2 of The Zinterhofer 2008 Descendants Trust Agreement u/a/d December 24, 2008 (the "2008 Descendants Trust"). Owned indirectly by Aerin Lauder Zinterhofer as co-trustee of the 2008 Descendants Trust. Aerin Lauder Zinterhofer disclaims beneficial ownership to the extent that she does not have a pecuniary interest in such securities. Owned indirectly as Trustee and ultimate beneficial owner of the Aerin Lauder Zinterhofer 2008 Grantor Retained Annuity Trust (the "2008 GRAT") and with respect to which she has sole voting and investment power. Aerin Lauder Zinterhofer disclaims beneficial ownership to the extent that she does not have a pecuniary interest in such securities. Richard D. Parsons, Trustee, Aerin Lauder Zinterhofer 2000 Revocable Trust, by Spencer G. Smul, attorney-in-fact 2012-12-05 Aerin Lauder, by Spencer G. Smul, attorney-in-fact 2012-12-05 EX-99 2 attach_1.htm

Exhibit 99.1



Joint Filer Information









Name of Joint Filer:     Aerin Lauder



Address of Joint Filer:    c/o The Estee Lauder Companies Inc.

         767 Fifth Avenue

         New York, NY 10153





Relationship of Joint Filer to Issuer:   10% Owner



Issuer Name and Ticker or Trading Symbol:   The Estee Lauder Companies Inc. [EL]



Date of Earliest Transaction Required



Designated Filer:     Aerin Lauder Zinterhofer Trust U/A/D 4/24/00