0001141911-11-000012.txt : 20111110 0001141911-11-000012.hdr.sgml : 20111110 20111110131112 ACCESSION NUMBER: 0001141911-11-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111110 DATE AS OF CHANGE: 20111110 EFFECTIVENESS DATE: 20111110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITRUST INVESTMENT MANAGEMENT SERVICES INC/DE CENTRAL INDEX KEY: 0001141911 IRS NUMBER: 420954363 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03441 FILM NUMBER: 111194343 BUSINESS ADDRESS: STREET 1: 5400 UNIVERSITY AVENUE CITY: WEST DES MOINES STATE: IA ZIP: 50266-5997 BUSINESS PHONE: 5152255400 MAIL ADDRESS: STREET 1: 5400 UNIVERSITY AVENUE CITY: WEST DES MOINES STATE: IA ZIP: 50266-5997 13F-HR 1 fm13f911.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2011 Check here if Amendment [ ]: Amendment Number This Amendment (check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: EquiTrust Investment Management Services, Inc. Address: 5400 University Avenue West Des Moines Iowa 50266-5997 Form 13F File Number: 28-03441 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kristi Rojohn Title: Investment Compliance VP and Asst. Secretary Phone: (515) 226-6028 Signature, Place and Date of Signing: /s/ Kristi Rojohn West Des Moines, IA 11/10/11 Signature City, State Date Report Type (check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in the report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATIONS REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 59 Form 13F Information Table Value Total: $192,416 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F Item 6:Inv Discretion Item 1: Item 2: Item 3: Item 4: Item 5: (a)Sole (b)Share(c)ShareItem 7: Item 8: Title Total as def. Other Voting Auth (Shares) Name of Issuer of Class Cusip Mktvalue Shares Instr.V Mgrs (a)Sole (b)Share(c)None AMERICAN EQUITY INVESTMENT COM 025676206 438 50,000 X X BANK OF AMERICA PFD 060505831 1,127 60,000 X X BLACKROCK PROVIDENT T-FUND MF 09248U718 5,920 5,919,542 X X DIAMOND HILL SMALL CAP FD - I MF 25264S858 907 41,316 X X ENTERGY MISSISSIPPI INC PFD 29364N850 1,243 50,000 X X FEDERATED CAP APPRECIAT-IS COM 314172396 1,658 99,923 X X FEDERATED BOND FUND COM 31420F509 1,129 123,832 X X FEDERATED TOTAL RETURN BD-IS COM 31428Q101 332 29,175 X X FRANKLIN GROWTH FUND MF 353496839 1,632 40,261 X X T ROWE PRICE INST LARGE CAP MF 45775L200 2,648 240,529 X X INTERSTATE P&L CO PFD 461070872 5,176 178,700 X X ISHARES MF 464287101 1,482 28,810 X X ISHARES MF 464287200 9,204 80,955 X X ISHARES COM 464287226 287 2,605 X X ISHARES MF 464287234 765 21,789 X X ISHARES MF 464287408 226 4,378 X X ISHARES MF 464287465 2,890 60,490 X X ISHARES MF 464287473 804 20,850 X X ISHARES MF 464287564 2,907 47,368 X X ISHARES MF 464287598 6,788 119,942 X X ISHARES MF 464287606 934 10,401 X X ISHARES MF 464287614 4,147 78,868 X X ISHARES MF 464287630 5,037 88,325 X X ISHARES MF 464287648 3,947 53,725 X X ISHARES MF 464287887 962 14,918 X X ISHARES MF 464288273 474 13,579 X X ISHARES MF 464288489 727 29,093 X X ISHARES MF 464288588 574 5,307 X X ISHARES MF 464288877 902 21,750 X X ISHARES MF 464288885 937 18,800 X X ISHARES MF 46428R107 728 24,112 X X JP MORGAN CHASE & CO PFD 46625HHA1 1,030 1,000 X X JPMORGAN US TREAS PL MMK-AG MF 4812C2$08 49,427 49,426,736 X X JPMORGAN US TREAS PL MMK-AG MF 4812C2$J8 13,373 13,373,287 X X MERIDIAN GROWTH FUND INC MF 589619105 2,319 59,218 X X METLIFE INC PFD 59156R504 1,416 60,000 X X NORTHERN INSTL MF 665278$PW 105 105,388 X X NORTHERN INSTL MF 665278107 6,276 6,275,671 X X PNC FINANCIAL SERVICES PFD 693475AJ4 8,069 8,000 X X POWERSHARES COM 73935S105 203 7,882 X X POWERSHARES ZACKS MICRO CAP MF 73935X740 764 86,958 X X T ROWE PRICE GROWTH STOCK FUND MF 741479109 1,763 60,917 X X PRINCIPAL FINANCIAL GROUP PFD 74251V201 9,200 100,000 X X PRINCIPAL FINANCIAL GROUP PFD 74251V300 5,050 200,000 X X SG PREFERRED CAPITAL II PFD 784210304 2,354 2,500 X X STANDARD AND POORS 500 INDEX COM 78462F103 3,682 32,545 X X SOUTHERN CALIFORNIA EDISON PFD 842400749 493 5,000 X X SOUTHERN CALIFORNIA EDISON PFD 842400756 1,503 15,000 X X U S BANCORP PFD 902973866 1,392 2,000 X X VANGUARD MEGA CAP MF 921910816 5,158 118,500 X X VANGUARD MF 921943858 871 28,905 X X VANGUARD WINDSOR II MF 922018304 1,702 41,442 X X VANGUARD GNMA FUND MF 922031794 143 12,818 X X VANGUARD INDEX FUNDS MSCI EMER MF 922042841 1,318 43,097 X X VANGUARD INDEX FUNDS MSCI EMER MF 922042858 2,938 81,990 X X VANGUARD MF 92206C409 1,715 22,100 X X VANGUARD MF 92206C870 1,486 18,350 X X VANGUARD MF 922908611 809 14,561 X X WACHOVIA PFD FUNDING PFD 92977V206 927 36,000 X X 192,416