-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UDenPB6GR1I17BUc3a0eu0YP0RPGoCsDCfeJ1lg+g2g29LTSodzorJV9oAgdi6rk fth1nYE1Ciayk+bTWaqHdg== 0001141911-09-000008.txt : 20091113 0001141911-09-000008.hdr.sgml : 20091113 20091113150536 ACCESSION NUMBER: 0001141911-09-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITRUST INVESTMENT MANAGEMENT SERVICES INC/DE CENTRAL INDEX KEY: 0001141911 IRS NUMBER: 420954363 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03441 FILM NUMBER: 091181146 BUSINESS ADDRESS: STREET 1: 5400 UNIVERSITY AVENUE CITY: WEST DES MOINES STATE: IA ZIP: 50266-5997 BUSINESS PHONE: 5152255400 MAIL ADDRESS: STREET 1: 5400 UNIVERSITY AVENUE CITY: WEST DES MOINES STATE: IA ZIP: 50266-5997 13F-HR 1 fm13f909.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2009 Check here if Amendment [ ]: Amendment Number This Amendment (check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: EquiTrust Investment Management Services, Inc. Address: 5400 University Avenue West Des Moines Iowa 50266-5997 Form 13F File Number: 28-03441 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kristi Rojohn Title: Investment Compliance VP and Asst. Secretary Phone: (515) 226-6028 Signature, Place and Date of Signing: /s/ Kristi Rojohn West Des Moines, IA 11/13/2009 Signature City, State Date Report Type (check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in the report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATIONS REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 203 Form 13F Information Table Value Total: $778,144 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed,other than the manager filing this report. None FORM 13F Item 6:Inv Discretion Item 1: Item 2: Item 3: Item 4: Item 5: (a)Sole(b)Shared(c)Shared Item 7: Item 8: Title Total as def. Other Voting Auth (Shares) Name of Issuer of Class Cusip Mktvalue Shares Instr.V Mgrs (a)Sole (b)Shared (c)None AT&T INC COM 00206R102 3,240 119,951 x x ABBOTT LABORATORIES COM 002824100 4,296 86,833 x x ADAMS EXPRESS COMPANY MF 006212104 1,365 139,668 x x ADOBE SYSTEMS INC COM 00724F101 852 25,800 x x AGILENT TECHNOLOGIES INC COM 00846U101 535 19,210 x x ALCOA INC COM 013817101 648 49,402 x x ALLSTATE CORP COM 020002101 678 22,130 x x ALTRIA GROUP INC COM 02209S103 1,117 62,713 x x AMERICAN EXPRESS COMPANY COM 025816109 2,996 88,375 x x AMERIPRISE FINANCIAL INC COM 03076C106 621 17,082 x x AMGEN INC COM 031162100 3,090 51,297 x x ANADARKO PETROLEUM CORP COM 032511107 2,604 41,515 x x APACHE CORP COM 037411105 2,177 23,710 x x APPLE COMPUTER INC COM 037833100 2,762 14,900 x x APPLIED MATERIALS INC. COM 038222105 518 38,660 x x ARCELORMITTAL COM 03938L104 275 7,400 x x ATMOS ENERGY COM 049560105 1,864 66,147 x x AUTOMATIC DATA PROCESSING COM 053015103 1,262 32,100 x x BGC PARTNERS INC CLASS A COM 05541T101 1,430 334,183 x x BAKER HUGHES INC COM 057224107 1,134 26,580 x x BALLY TECHNOLOGIES COM 05874B107 779 20,300 x x BANK OF AMERICA COM 060505104 2,303 136,083 x x BANK OF AMERICA PFD 060505831 1,127 60,000 x x BANK OF NEW YORK MELLON CORP COM 064058100 993 34,260 x x BARRICK GOLD CORP COM 067901108 5,601 147,781 x x BECTON DICKINSON & CO. COM 075887109 1,516 21,735 x x BED BATH & BEYOND INC COM 075896100 678 18,050 x x BIGBAND NETWORKS INC COM 089750509 434 108,200 x x BIO-RAD LABORATORIES COM 090572207 772 8,400 x x BLACKROCK PROVIDENT T-FUND MF 09248U718 5,641 5,640,658 x x BOEING COMPANY COM 097023105 2,377 43,893 x x BRISTOL-MYERS SQUIBB CO COM 110122108 1,472 65,352 x x BUCKEYE PARTNERS COM 118230101 963 19,900 x x CBS CORP COM 124857202 238 19,719 x x CIGNA CORPORATION COM 125509109 691 24,600 x x CIT GROUP INC PFD 125581306 30 10,000 x x CMS ENERGY CORP COM 125896100 880 65,650 x x CATERPILLAR INC COM 149123101 2,347 45,728 x x CHARLES RIVER LABORATORIES COM 159864107 740 20,000 x x CHEVRON CORP COM 166764100 6,446 91,523 x x CISCO SYSTEMS INC COM 17275R102 6,005 255,080 x x CINTAS CORP COM 172908105 929 30,650 x x CITIGROUP INC COM 172967101 366 75,649 x x COACH INC COM 189754104 711 21,600 x x COCA-COLA COMPANY COM 191216100 4,430 82,503 x x COCA-COLA FEMSA SAB-SP ADR COM 191241108 491 10,200 x x COLGATE PALMOLIVE CO COM 194162103 1,902 24,940 x x COMCAST CORP COM 20030N101 1,918 113,565 x x CONOCOPHILLIPS COM 20825C104 2,295 50,828 x x DANAHER CORP COM 235851102 444 6,600 x x DARLING INTERNATIONAL INC COM 237266101 734 99,810 x x DELL INC COM 24702R101 773 50,688 x x DEVON ENERGY CORP COM 25179M103 1,325 19,680 x x DIAGEO PLC-SPONSORED ADR COM 25243Q205 689 11,200 x x DISNEY (WALT) COMPANY COM 254687106 2,304 83,889 x x DOW CHEMICAL COM 260543103 1,382 52,993 x x DU PONT (E.I.) DE NEMOURS COM 263534109 3,170 98,619 x x EMC CORP COM 268648102 4,331 254,168 x x EMC INSURANCE GROUP INC COM 268664109 2,145 101,518 x x EBAY INC COM 278642103 946 40,065 x x ENBRIDGE ENERGY PARTNERS COM 29250R106 874 19,400 x x ENERGY CONVERSION DEVICES COM 292659109 603 52,100 x x ENTERGY MISSISSISPPI INC PFD 29364N850 975 50,000 x x EQUITRUST SERIES FUND, INC MF 294937701 1,541 124,141 x x EQUITRUST SERIES FUND, INC MF 294937800 287 28,073 x x EQUITRUST SERIES FUND, INC MF 294937867 2,411 2,411,336 x x EQUITRUST SERIES FUND, INC MF 294937883 1,024 116,941 x x EXELON CORP COM 30161N101 1,951 39,323 x x EXTERRAN HOLDING INC COM 30225X103 273 11,500 x x EXXON MOBIL CORPORATION COM 30231G102 9,284 135,309 x x FLIR SYSTEMS COM 302445101 1,303 46,600 x x FEDERAL NATIONAL MTG ASSN PFD 313586794 48 17,300 x x FEDERAL SIGNAL CORP COM 313855108 623 86,700 x x ARTHUR J GALLAGHER & CO COM 363576109 1,344 55,130 x x GAMESTOP CORP COM 36467W109 649 24,500 x x GENERAL ELECTRIC COMPANY COM 369604103 7,410 451,265 x x GENUINE PARTS CO COM 372460105 1,320 34,675 x x GENWORTH FINANCIAL INC PFD 37247D403 800 20,000 x x H & Q LIFE SCIENCES MF 404053100 1,223 132,462 x x HEINZ (H.J.) CO COM 423074103 497 12,500 x x HELMERICH & PAYNE COM 423452101 1,197 30,280 x x HEWLETT-PACKARD CO. COM 428236103 4,044 85,652 x x HONEYWELL INTERNATIONAL INC COM 438516106 4,715 126,926 x x ITT CORP COM 450911102 2,445 46,880 x x ILLINOIS TOOL WORKS COM 452308109 1,915 44,840 x x INTEL CORP COM 458140100 4,023 205,552 x x INTEGRYS ENERGY COM 45822P105 1,712 47,700 x x INT'L BUSINESS MACHINES CORP COM 459200101 2,835 23,703 x x INTERSTATE P&L CO PFD 461070872 5,021 178,700 x x INVESTMENT TECHNOLOGY GROUP COM 46145F105 634 22,700 x x ISHARES COM 464286848 503 50,600 x x ISHARES MF 464287101 1,406 28,810 x x ISHARES COM 464287226 240 2,285 x x ISHARES MF 464287465 5,786 105,810 x x ISHARES MF 464287564 2,263 46,538 x x ISHARES MF 464287598 4,872 87,800 x x ISHARES MF 464287614 4,546 98,170 x x ISHARES MF 464287630 694 12,300 x x ISHARES MF 464287648 3,704 56,615 x x ISHARES MF 464287879 802 14,277 x x ISHARES MF 464288273 493 13,579 x x ISHARES MF 464288489 856 29,093 x x ISHARES MF 464288588 228 2,135 x x ISHARES MF 46428R107 716 24,112 x x JP MORGAN CHASE & CO COM 46625H100 4,652 106,170 x x JP MORGAN CHASE & CO PFD 46625HHA1 960 1,000 x x JANUS GROWTH & INCOME FUND MF 471023200 1,590 58,603 x x JOHNSON & JOHNSON COM 478160104 9,136 150,046 x x JPMORGAN US TREAS PL MMK-AG MF 4812C2$08 324,608 324,607,829 x x JPMORGAN US TREAS PL MMK-AG MF 4812C2$J8 51,942 51,941,528 x x KIMBERLY-CLARK COM 494368103 1,119 18,970 x x KINDER MORGAN MANAGEMENT LLC COM 49455U100 2,227 47,031 x x KRAFT FOODS INC COM 50075N104 2,459 93,620 x x LILLY (ELI) & CO COM 532457108 962 29,124 x x LIMITED INC COM 532716107 1,538 90,500 x x MAGELLAN MIDSTREAM PRTNS COM 559080106 838 22,300 x x MANTECH INTERNATINAL CORP COM 564563104 707 15,000 x x MCDONALDS CORPORATION COM 580135101 4,361 76,414 x x MERCK & CO INC COM 589331107 1,619 51,188 x x MERIDIAN GROWTH FUND INC MF 589619105 1,616 50,576 x x METLIFE INC COM 59156R108 1,448 38,030 x x METLIFE INC PFD 59156R504 1,194 60,000 x x METTLER-TOLEDO INTERNATIONAL COM 592688105 698 7,700 x x MICROSOFT CORP COM 594918104 9,390 362,679 x x MOTOROLA INC COM 620076109 516 60,114 x x MYLAN INC COM 628530107 846 52,825 x x NEW YORK COMMUNITY BANCORP COM 649445103 1,344 117,655 x x NEWMONT MINING CORP COM 651639106 2,408 54,695 x x NORTHERN INSTL MF 665278$PW 194 193,652 x x NORTHERN INSTL MF 665278107 12,210 12,209,539 x x NORTHERN TRUST CORP COM 665859104 1,140 19,600 x x OCCIDENTAL PETROLEUM CO COM 674599105 4,075 51,975 x x OLD REPUBLIC INTERNATIONAL COM 680223104 542 44,500 x x ORACLE CORPORATION COM 68389X105 4,794 230,041 x x PNC FINANCIAL SERVICES PFD 693475AJ4 7,621 8,000 x x PEPCO HOLDINGS INC COM 713291102 786 52,800 x x PEPSICO INC COM 713448108 3,205 54,640 x x PFIZER INC COM 717081103 4,296 259,570 x x PHILIP MORRIS INTL INC COM 718172109 4,285 87,913 x x PINNACLE WEST CAPITAL COM 723484101 1,822 55,515 x x POWERSHARES ZACKS MICRO CAP MF 73935X740 838 86,958 x x T ROWE PRICE GROWTH STOCK FUND MF 741479109 1,586 62,814 x x PRINCIPAL FINANCIAL GROUP PFD 74251V201 6,894 100,000 x x PRINCIPAL FINANCIAL GROUP PFD 74251V300 3,840 200,000 x x PROCTER AND GAMBLE CO. COM 742718109 7,479 129,133 x x PROSHARES ULTRASHORT MF 74347R297 2,121 48,200 x x QUALCOMM INC COM 747525103 440 9,785 x x QUEST DIAGNOSTIC INC COM 74834L100 1,801 34,500 x x REDWOOD TRUST INC COM 758075402 994 64,100 x x ROWAN COMPANIES INC COM 779382100 1,062 46,055 x x SEI INVESTMENTS COMPANY COM 784117103 1,049 53,300 x x SG PREFERRED CAPITAL II PFD 784210304 1,891 2,500 x x STANDARD AND POORS 500 INDEX COM 78462F103 3,143 29,770 x x SCHERING-PLOUGH COM 806605101 1,713 60,625 x x SERVICE CORP INTERNATIONAL COM 817565104 813 116,000 x x SIGMA DESIGNS INC COM 826565103 283 19,500 x x SOUTHERN CALIFORNIA EDISON PFD 842400749 420 5,000 x x SOUTHERN CALIFORNIA EDISON PFD 842400756 1,227 15,000 x x SOUTHERN CO COM 842587107 1,096 34,619 x x SOVEREIGN CAPITAL TR V PFD 84604V204 970 40,000 x x STRYKER CORP COM 863667101 854 18,795 x x SYMANTEC CORP COM 871503108 1,047 63,585 x x SYSCO CORP COM 871829107 1,307 52,585 x x TARGET CORP COM 87612E106 2,220 47,560 x x TEVA PHARMACEUTICAL-SP ADR COM 881624209 1,976 39,079 x x TEXAS INSTRUMENT COM 882508104 947 39,979 x x 3M CO COM 88579Y101 3,911 52,998 x x TIFFANY & CO COM 886547108 1,356 35,200 x x TIME WARNER INC COM 887317303 1,369 47,572 x x TIME WARNER CABLE INC COM 88732J207 514 11,940 x x TORTOISE ENERGY CAPITAL CORP COM 89147U100 1,952 98,562 x x TUPPERWARE BRANDS CORP COM 899896104 1,517 38,000 x x U S BANCORP COM 902973304 867 39,652 x x UNION PACIFIC CORP COM 907818108 409 7,010 x x UNITED PARCEL SERVICE -CL B COM 911312106 1,300 23,015 x x UNITED TECHNOLOGIES CORP. COM 913017109 3,980 65,317 x x USB CAPITAL IX PFD 91731KAA8 1,535 2,000,000 x x VALERO ENERGY CORP COM 91913Y100 619 31,900 x x VANGUARD MEGA CAP MF 921910816 4,616 118,500 x x VANGUARD EXPLORER FUND MF 921926200 1,128 22,073 x x VANGUARD MF 921943858 815 23,750 x x VANGUARD WINDSOR II MF 922018304 1,706 42,792 x x VANGUARD GNMA FUND MF 922031794 121 11,242 x x VANGUARD EMERGING MKT MF 922042841 1,772 55,588 x x VANGUARD EMERGING MKT MF 922042858 4,698 121,929 x x VANGUARD MF 922908512 798 18,718 x x VANGUARD MF 922908538 791 17,416 x x VANGUARD MF 922908595 834 14,515 x x VANGUARD MF 922908744 1,617 35,095 x x VERIZON COMMUNICATIONS COM 92343V104 3,803 125,651 x x VIACOM INC COM 92553P201 553 19,719 x x WACHOVIA PFD FUNDING PFD 92977V206 730 36,000 x x WAL-MART STORES COM 931142103 6,633 135,117 x x WALGREEN CO COM 931422109 906 24,175 x x WASTE MANAGEMENT INC COM 94106L109 1,097 36,800 x x WELLS FARGO CO COM 949746101 2,235 79,301 x x WEYERHAEUSER CO COM 962166104 375 10,221 x x WHITING PETROLEUM CORP COM 966387102 426 7,400 x x HELEN OF TROY LTD COM G4388N106 977 50,300 x x INGERSOLL-RAND PLC COM G47791101 1,027 33,495 x x WEATHERFORD INTL LTD COM H27013103 1,427 68,840 x x NOBLE CORP COM H5833N103 786 20,715 x x TRANSOCEAN LTD COM H8817H100 922 10,775 x x 778,144
-----END PRIVACY-ENHANCED MESSAGE-----