485BPOS 1 smeadtpm-485b_xbrl.htm POST EFFECTIVE AMENDMENT (EXHIBIT FILING) - XBRL smeadtpm-485b_xbrl.htm

 
As filed with the Securities and Exchange Commission on April 14, 2014
1933 Act Registration File No. 333-62298
1940 Act File No. 811-10401

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-1A

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
[X]
Pre-Effective Amendment No.
   
[   ]
Post-Effective Amendment No.
433
 
[X]

and/or

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
[X]
Amendment No.
435
 
[X]

TRUST FOR PROFESSIONAL MANAGERS
(Exact Name of Registrant as Specified in Charter)

615 East Michigan Street
Milwaukee, Wisconsin 53202
(Address of Principal Executive Offices) (Zip Code)
 (Registrant’s Telephone Number, including Area Code) (414) 287-3338

Rachel A. Spearo, Esq.
U.S. Bancorp Fund Services, LLC
615 East Michigan Street, 2nd Floor
Milwaukee, Wisconsin 53202
(Name and Address of Agent for Service)

Copies to:
Carol A. Gehl, Esq.
Godfrey & Kahn, S.C.
780 North Water Street
Milwaukee, Wisconsin 53202
(414) 273-3500

It is proposed that this filing will become effective (check appropriate box)

[X]
Immediately upon filing pursuant to Rule 485(b).
[   ]
on (date) pursuant to Rule 485(b).
[   ]
on (date) pursuant to Rule 485(a)(1).
[   ]
60 days after filing pursuant to Rule 485 (a)(1).
[   ]
75 days after filing pursuant to Rule 485 (a)(2).
[   ]
on (date) pursuant to Rule 485(a)(2).

If appropriate, check the following box:

[X]
This PEA No. 433 hereby incorporates Parts A, B and C from the Fund’s PEA No. 429 on Form N-1A filed March 17, 2014.  This PEA No. 433 is filed for the sole purpose of submitting the XBRL exhibit for the risk/return summary first provided in PEA No. 429.
 
 
 
 

 
 
SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that this Post-Effective Amendment No. 433 to its Registration Statement meets all of the requirements for effectiveness pursuant to Rule 485(b) of the Securities Act of 1933, as amended, and the Registrant has duly caused this Post-Effective Amendment No. 433 to its Registration Statement on Form N-1A to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Milwaukee and State of Wisconsin, on the 14th day of April, 2014.

TRUST FOR PROFESSIONAL MANAGERS

By:  /s/ John P. Buckel                                                           
John P. Buckel
President and Principal Executive Officer
 
Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 433 to its Registration Statement has been signed below on April 14, 2014, by the following persons in the capacities indicated.
 
 
Signature
 
 
Title
Joseph C. Neuberger*                                                                
Joseph C. Neuberger
 
 
Chairperson and Interested Trustee
Michael D. Akers*                                                     
Michael D. Akers
 
 
Independent Trustee
Gary A. Drska*                                                                
Gary A. Drska
 
 
Independent Trustee
Jonas B. Siegel*                                                                
Jonas B. Siegel
 
 
Independent Trustee
John P. Buckel                                                               
John P. Buckel
 
 
President and Principal Executive Officer
Jennifer A. Lima*                                                      
Jennifer A. Lima
 
 
Vice President, Treasurer and Principal Financial and Accounting Officer
* By:       /s/ John P. Buckel                                           
John P. Buckel
*Attorney-in-Fact pursuant to Power of Attorney previously filed with Registrant’s Post-Effective Amendment No. 428 to its Registration Statement on Form N-1A with the SEC on February 14, 2014, and is incorporated by reference.
   
 

 
 
 

 


 
EXHIBIT INDEX


Exhibit
Exhibit No.
 
Instance Document
EX-101.INS
Schema Document
EX-101.SCH
Calculation Linkbase Document
EX-101.CAL
Definition Linkbase Document
EX-101.DEF
Label Linkbase Document
EX-101.LAB
Presentation Linkbase Document
EX-101.PRE