0001141802-17-000003.txt : 20170223 0001141802-17-000003.hdr.sgml : 20170223 20170223120027 ACCESSION NUMBER: 0001141802-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20170223 DATE AS OF CHANGE: 20170223 EFFECTIVENESS DATE: 20170223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO CENTRAL INDEX KEY: 0001141802 IRS NUMBER: 392018056 STATE OF INCORPORATION: X1 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11160 FILM NUMBER: 17631452 BUSINESS ADDRESS: STREET 1: 611 EAST WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-665-8621 MAIL ADDRESS: STREET 1: 611 EAST WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWESTERN MUTUAL TRUST CO DATE OF NAME CHANGE: 20010601 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001141802 XXXXXXXX 09-30-2016 09-30-2016 true 2 RESTATEMENT false NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

611 EAST WISCONSIN AVENUE MILWAUKEE WI 53202

13F COMBINATION REPORT 028-11160 0001520601 028-14467 AFFINITY INVESTMENT ADVISORS, LLC 0001093589 028-05119 ALTA CAPITAL MANAGEMENT LLC/ 0001293585 028-11050 Apex Capital Management 0001386060 028-12484 Boston Partners 0000874791 028-02903 CAMPBELL NEWMAN ASSET MANAGEMENT INC 0001414287 028-12632 Chilton Capital Management Advisors, Inc. 0001233991 028-10477 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 0000897378 028-03434 CONGRESS ASSET MANAGEMENT CO /MA 0001365707 028-11954 CONTRAVISORY INVESTMENT MANAGEMENT, INC. 0001427514 028-13023 Dana Investment Advisors, Inc. 0001036325 028-04121 DAVIS SELECTED ADVISERS 0000790502 028-01666 EAGLE ASSET MANAGEMENT INC 0000201772 028-00878 ESSEX INVESTMENT MANAGEMENT CO LLC 0001125816 028-06487 FIRST TRUST ADVISORS LP 0001082917 028-04145 GW&K Investment Management, LLC 0001171592 028-10195 HAHN CAPITAL MANAGEMENT LLC 0000020430 028-00255 Invesco Advisers, Inc. 0001021223 028-05792 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0001207017 028-10469 LAZARD ASSET MANAGEMENT LLC 0001409108 028-12558 Legg Mason Private Portfolio Group, LLC 0001259887 028-10665 LONDON CO OF VIRGINIA 0001465109 028-13573 Neuberger Berman Group LLC 0001106012 028-10770 NFJ INVESTMENT GROUP LLC 0001054554 028-06668 OAK RIDGE INVESTMENTS LLC 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC 0001034524 028-03687 POLEN CAPITAL MANAGEMENT LLC 0001280511 028-10887 QUANTUM CAPITAL MANAGEMENT 0001554656 028-15157 Raub Brock Capital Management LP 0001112325 028-05655 RIVERBRIDGE PARTNERS LLC 0000721204 028-01190 RUSSELL FRANK CO/ 0001161927 028-10260 SCOUT INVESTMENTS, INC. 0001004774 028-03459 SMITH ASSET MANAGEMENT GROUP LP /ADV 0001580212 028-16442 Strategic Global Advisors, LLC 0001145020 028-06605 THORNBURG INVESTMENT MANAGEMENT INC 0001071483 028-04171 TODD ASSET MANAGEMENT LLC 0001061186 028-07104 WCM INVESTMENT MANAGEMENT/CA 0001086483 028-04587 ZACKS INVESTMENT MANAGEMENT 0001307617 028-10982 Ziegler Capital Management, LLC N MATTHEW SULLIVAN 414 665-3444 MATTHEW SULLIVAN MILWAUKEE WI 02-22-2017 1 178 1515582 false 1 0000073076 028-00229 NORTHWESTERN MUTUAL LIFE INSURANCE CO INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1011189567497SHDFND16749700ABBOTT LABSCOM00282410061714578SHDFND11457800ABBVIE INCCOM00287Y10988213978SHDFND11397800ACCENTURE PLC IRELANDSHS CLASS AG1151C101795065070SHDFND16507000ADOBE SYS INCCOM00724F1012552346SHDFND1234600AETNA INC NEWCOM00817Y1083723225SHDFND1322500ALLERGAN PLCSHSG0177J10819178324SHDFND1832400ALPHABET INCCAP STK CL A02079K3051955424319SHDFND12431900ALPHABET INCCAP STK CL C02079K10724303126SHDFND1312600ALTRIA GROUP INCCOM02209S103110017391SHDFND11739100AMAZON COM INCCOM0231351061637819560SHDFND11956000AMERISOURCEBERGEN CORPCOM03073E105221827460SHDFND12746000AMGEN INCCOM031162100546432754SHDFND13275400ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A108369428111SHDFND12811100ANSYS INCCOM03662Q1052772987SHDFND1298700APPLE INCCOM03783310021066186343SHDFND118634300APPLIED MATLS INCCOM0382221054905162691SHDFND116269100ARCHER DANIELS MIDLAND COCOM0394831022686351SHDFND1635100AT&T INCCOM00206R10246111347SHDFND11134700AUTOMATIC DATA PROCESSING INCOM0530151035696446SHDFND1644600AUTOZONE INCCOM05333210259447736SHDFND1773600BANK AMER CORPCOM06050510420012771SHDFND11277100BANK NEW YORK MELLON CORPCOM0640581007598190514SHDFND119051400BAXTER INTL INCCOM07181310957812142SHDFND11214200BECTON DICKINSON & COCOM075887109620034498SHDFND13449800BERKSHIRE HATHAWAY INC DELCL A0846701086493SHDFND1300BERKSHIRE HATHAWAY INC DELCL B NEW084670702755052262SHDFND15226200BIOGEN INCCOM09062X10321406838SHDFND1683800BLACKROCK INCCOM09247X101864123841SHDFND12384100BOEING COCOM0970231056324798SHDFND1479800BRISTOL MYERS SQUIBB COCOM1101221084197763SHDFND1776300CANADIAN NATL RY COCOM136375102626895843SHDFND19584300CARLISLE COS INCCOM14233910013215128837SHDFND112883700CELGENE CORPCOM151020104228421848SHDFND12184800CHEVRON CORP NEWCOM166764100715469511SHDFND16951100CHURCHILL DOWNS INCCOM1714841081015769403SHDFND16940300CISCO SYS INCCOM17275R10210496330894SHDFND133089400CLOROX CO DELCOM189054109158412655SHDFND11265500CME GROUP INCCOM12572Q1056726430SHDFND1643000COCA COLA COCOM19121610078418537SHDFND11853700COGNIZANT TECHNOLOGY SOLUTIOCL A192446102459296243SHDFND19624300COMCAST CORP NEWCL A20030N1014426660SHDFND1666000CONSTELLATION BRANDS INCCL A21036P108564633909SHDFND13390900COSTCO WHSL CORP NEWCOM22160K1052721781SHDFND1178100CROWN HOLDINGS INCCOM2283681066934121453SHDFND112145300CUMMINS INCCOM231021106135410569SHDFND11056900CVS HEALTH CORPCOM12665010010254115228SHDFND111522800DANAHER CORP DELCOM235851102697088912SHDFND18891200DEERE & COCOM244199105343740266SHDFND14026600DISNEY WALT COCOM DISNEY2546871069505102354SHDFND110235400DOMINION RES INC VA NEWCOM25746U10982311086SHDFND11108600DUKE ENERGY CORP NEWCOM NEW26441C204243230385SHDFND13038500EMERSON ELEC COCOM291011104480088062SHDFND18806200ENTERPRISE PRODS PARTNERS LCOM2937921072077494SHDFND1749400EQUIFAX INCCOM294429105525439041SHDFND13904100EXPRESS SCRIPTS HLDG COCOM30219G10810567149826SHDFND114982600EXXON MOBIL CORPCOM30231G10214417165180SHDFND116518000FACEBOOK INCCL A30303M102607447351SHDFND14735100FEDEX CORPCOM31428X106881650468SHDFND15046800FORD MTR CO DELCOM PAR $0.013453708603887322072SHDFND132207200GENERAL ELECTRIC COCOM369604103176659635SHDFND15963500GOLDMAN SACHS GROUP INCCOM38141G1043071901SHDFND1190100HOLOGIC INCCOM43644010143711250SHDFND11125000HOME DEPOT INCCOM43707610212599781SHDFND1978100HONEYWELL INTL INCCOM4385161061017687278SHDFND18727800ILLINOIS TOOL WKS INCCOM452308109164913756SHDFND11375600INGERSOLL-RAND PLCSHSG47791101613590303SHDFND19030300INTEL CORPCOM4581401006433170414SHDFND117041400INTERNATIONAL BUSINESS MACHSCOM4592001017234549SHDFND1454900ISHARES TR7-10 Y TR BD ETF46428744065243583150SHDFND158315000ISHARES TRCOHEN&STEER REIT4642875642632508SHDFND1250800ISHARES TRCORE S&P MCP ETF46428750797189628202SHDFND162820200ISHARES TRCORE S&P SCP ETF46428780458504471234SHDFND147123400ISHARES TRCORE S&P500 ETF464287200128323589827SHDFND158982700ISHARES TRCORE US AGGBD ET46428722636512324786SHDFND132478600ISHARES TREAFE SML CP ETF46428827345162861699SHDFND186169900ISHARES TRIBOXX INV CP ETF46428724242049341364SHDFND134136400ISHARES TRMSCI EAFE ETF464287465227438461SHDFND13846100ISHARES TRMSCI EMG MKT ETF46428723449913326SHDFND11332600ISHARES TRNASDQ BIOTEC ETF464287556258891SHDFND189100ISHARES TRNATIONAL MUN ETF4642884144103636SHDFND1363600ISHARES TRRUS 1000 ETF4642876227336087SHDFND1608700ISHARES TRRUS 1000 GRW ETF4642876146786504SHDFND1650400ISHARES TRRUS 1000 VAL ETF4642875982492359SHDFND1235900ISHARES TRRUS 2000 GRW ETF4642876482311550SHDFND1155000ISHARES TRRUS MID-CAP ETF4642874998084637SHDFND1463700ISHARES TRRUSSELL 2000 ETF4642876558056483SHDFND1648300ISHARES TRRUSSELL 3000 ETF464287689232218110SHDFND11811000ISHARES TRS&P 100 ETF4642871012822935SHDFND1293500ISHARES TRS&P 500 GRWT ETF4642873097476140SHDFND1614000ISHARES TRS&P MC 400GR ETF4642876061688096606SHDFND19660600ISHARES TRSELECT DIVID ETF4642871685055890SHDFND1589000JOHNSON & JOHNSONCOM47816010411852100328SHDFND110032800JPMORGAN CHASE & COCOM46625H10011407171299SHDFND117129900KIMBERLY CLARK CORPCOM4943681033742963SHDFND1296300LILLY ELI & COCOM5324571083634522SHDFND1452200LOCKHEED MARTIN CORPCOM5398301093031264SHDFND1126400LOWES COS INCCOM548661107631487438SHDFND18743800MARRIOTT INTL INC NEWCL A571903202390858038SHDFND15803800MASTERCARD INCORPORATEDCL A57636Q10411130109364SHDFND110936400MCDONALDS CORPCOM5801351013583100SHDFND1310000MEAD JOHNSON NUTRITION COCOM582839106353944796SHDFND14479600MEDTRONIC PLCSHSG5960L103717182995SHDFND18299500MERCK & CO INCCOM58933Y1057644122487SHDFND112248700MICROSOFT CORPCOM59491810412337214185SHDFND121418500MONDELEZ INTL INCCL A60920710557313058SHDFND11305800NEWMARKET CORPCOM6515871074291000SHDFND1100000NEWMONT MINING CORPCOM651639106104526592SHDFND12659200NEXTERA ENERGY INCCOM65339F1012191794SHDFND1179400NIKE INCCL B6541061036712127478SHDFND112747800NORTHROP GRUMMAN CORPCOM666807102268112529SHDFND11252900NOVARTIS A GSPONSORED ADR66987V1092072623SHDFND1262300NVR INCCOM62944T105654399SHDFND139900OCCIDENTAL PETE CORP DELCOM6745991052974073SHDFND1407300OMNICOM GROUP INCCOM681919106699082236SHDFND18223600ORACLE CORPCOM68389X10510374264113SHDFND126411300PACCAR INCCOM693718108452777013SHDFND17701300PAYCHEX INCCOM70432610766711528SHDFND11152800PAYCOM SOFTWARE INCCOM70432V102299559742SHDFND15974200PEPSICO INCCOM71344810812249112616SHDFND111261600PFIZER INCCOM7170811037878232600SHDFND123260000PHILIP MORRIS INTL INCCOM718172109143914797SHDFND11479700PNC FINL SVCS GROUP INCCOM6934751052262508SHDFND1250800POWERSHARES QQQ TRUSTUNIT SER 173935A1042011695SHDFND1169500PRICELINE GRP INCCOM NEW74150340353113609SHDFND1360900PROCTER AND GAMBLE COCOM742718109527158729SHDFND15872900PROGRESSIVE CORP OHIOCOM7433151037595241101SHDFND124110100RAYMOND JAMES FINANCIAL INCCOM7547301096905118622SHDFND111862200RAYONIER INCCOM7549071037930298809SHDFND129880900RAYTHEON COCOM NEW7551115073632666SHDFND1266600REYNOLDS AMERICAN INCCOM7617131062184614SHDFND1461400ROSS STORES INCCOM778296103201231290SHDFND13129000SAP SESPON ADR803054204576363043SHDFND16304300SCHLUMBERGER LTDCOM80685710811985152403SHDFND115240300SELECT SECTOR SPDR TRSBI MATERIALS81369Y1008612180366SHDFND118036600SHERWIN WILLIAMS COCOM824348106398514405SHDFND11440500SIGNATURE BK NEW YORK N YCOM82669G104720260801SHDFND16080100SOUTHERN COCOM842587107246448033SHDFND14803300SPDR S&P 500 ETF TRTR UNIT78462F10317318001SHDFND1800100SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1074301523SHDFND1152300SPDR SERIES TRUSTDJ REIT ETF78464A6075015144SHDFND1514400STARBUCKS CORPCOM8552441093696824SHDFND1682400SYSCO CORPCOM8718291079749198910SHDFND119891000TANGER FACTORY OUTLET CTRS ICOM8754651069127234269SHDFND123426900TARGET CORPCOM87612E1063094494SHDFND1449400TEXAS INSTRS INCCOM8825081047938113104SHDFND111310400THERMO FISHER SCIENTIFIC INCCOM88355610214208926SHDFND1892600TJX COS INC NEWCOM8725401092192930SHDFND1293000TRAVELERS COMPANIES INCCOM89417E1094724123SHDFND1412300UNILEVER PLCSPON ADR NEW90476770452911170SHDFND11117000UNION PAC CORPCOM907818108351236011SHDFND13601100UNITED TECHNOLOGIES CORPCOM9130171094814734SHDFND1473400UNITEDHEALTH GROUP INCCOM91324P102679748551SHDFND14855100US BANCORP DELCOM NEW90297330410475244235SHDFND124423500V F CORPCOM918204108487486960SHDFND18696000VALERO ENERGY CORP NEWCOM91913Y100515097178SHDFND19717800VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378359631114467SHDFND111446700VANGUARD INDEX FDSGROWTH ETF9229087363473089SHDFND1308900VANGUARD INDEX FDSMCAP VL IDXVIP9229085123563804SHDFND1380400VANGUARD INDEX FDSMID CAP ETF922908629449834749SHDFND13474900VANGUARD INDEX FDSREIT ETF92290855363704734426SHDFND173442600VANGUARD INDEX FDSSM CP VAL ETF9229086113282960SHDFND1296000VANGUARD INDEX FDSSMALL CP ETF9229087513442815SHDFND1281500VANGUARD INDEX FDSTOTAL STK MKT92290876910609524SHDFND1952400VANGUARD INDEX FDSVALUE ETF9229087442673070SHDFND1307000VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858596581585394SHDFND1158539400VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428744779789SHDFND1978900VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF9220428662654375SHDFND1437500VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438582152075752655SHDFND1575265500VANGUARD WORLD FDSFINANCIALS ETF92204A40518923383372SHDFND138337200VERIZON COMMUNICATIONS INCCOM92343V1049874189967SHDFND118996700VISA INCCOM CL A92826C839138716768SHDFND11676800WALGREENS BOOTS ALLIANCE INCCOM9314271084996195SHDFND1619500WAL-MART STORES INCCOM93114210377910798SHDFND11079800WELLS FARGO & CO NEWCOM94974610112008271177SHDFND127117700WILLIAMS SONOMA INCCOM9699041015489107454SHDFND110745400YUM BRANDS INCCOM9884981013413750SHDFND1375000ZAYO GROUP HLDGS INCCOM98919V105144748719SHDFND14871900