0001398344-16-009802.txt : 20160210 0001398344-16-009802.hdr.sgml : 20160210 20160210145544 ACCESSION NUMBER: 0001398344-16-009802 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160210 DATE AS OF CHANGE: 20160210 EFFECTIVENESS DATE: 20160210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRUST & FIDUCIARY MANAGEMENT SERVICES INC CENTRAL INDEX KEY: 0001141800 IRS NUMBER: 043522132 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06643 FILM NUMBER: 161405169 BUSINESS ADDRESS: STREET 1: 50 FEDERAL STREET, 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-896-3689 MAIL ADDRESS: STREET 1: 50 FEDERAL STREET, 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001141800 XXXXXXXX 12-31-2015 12-31-2015 false TRUST & FIDUCIARY MANAGEMENT SERVICES INC

50 Federal Street, 6th Floor Boston MA 02110

13F HOLDINGS REPORT 028-06643 N James L. Copell 617-896-3689 /s/ James L. Copell Boston MA 02-09-2016 0 38 125919 INFORMATION TABLE 2 fp0017951_13fhr-table.xml 13F INFORMATION TABLE AMERICAN CAP MTG INVT CORP COM 02504A104 3030 189493 SH SOLE 144530 0 44963 APOLLO COML REAL EST FIN INC COM 03762U105 6693 388448 SH SOLE 302975 0 85473 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 2355 155115 SH SOLE 122100 0 33015 ARES CAP CORP COM 04010L103 4175 292960 SH SOLE 203080 0 89880 BLACKROCK CORPOR HI YLD FD I COM 09255P107 756 77287 SH SOLE 32600 0 44687 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 2355 118274 SH SOLE 90150 0 28124 CAPSTEAD MTG CORP COM NO PAR 14067E506 1176 134573 SH SOLE 103775 0 30798 CEDAR FAIR L P DEPOSITRY UNIT 150185106 4393 78677 SH SOLE 67450 0 11227 CVR PARTNERS LP COM 126633106 1676 209220 SH SOLE 159725 0 49495 CVR REFNG LP COMUNIT REP LT 12663P107 1167 61647 SH SOLE 46675 0 14972 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 5611 166355 SH SOLE 128900 0 37455 ENTERPRISE PRODS PARTNERS L COM 293792107 5005 195677 SH SOLE 150200 0 45477 EPR PPTYS COM SH BEN INT 26884U109 4502 77030 SH SOLE 58925 0 18105 FIFTH STREET FINANCE CORP COM 31678A103 760 119126 SH SOLE 43750 0 75376 FIRST TR INTER DUR PFD & IN COM 33718W103 5324 250299 SH SOLE 196075 0 54224 FRONTIER COMMUNICATIONS CORP COM 35906A108 4823 1032664 SH SOLE 809600 0 223064 FS INVT CORP COM 302635107 2364 263009 SH SOLE 202800 0 60209 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 5219 199567 SH SOLE 157650 0 41917 INVESCO DYNAMIC CR OPP FD COM 46132R104 2836 268800 SH SOLE 211260 0 57540 INVESCO MORTGAGE CAPITAL INC COM 46131B100 1536 123992 SH SOLE 87270 0 36722 INVESCO MUNI INCOME OPP TRST COM 46132X101 507 69538 SH SOLE 0 0 69538 KINDER MORGAN INC DEL PFD SER A 49456B200 4160 103238 SH SOLE 89330 0 13908 KKR & CO L P DEL COM UNITS 48248M102 2442 156654 SH SOLE 112250 0 44404 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 2796 128868 SH SOLE 98125 0 30743 MEDLEY CAP CORP COM 58503F106 1344 178684 SH SOLE 144700 0 33984 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 3459 284473 SH SOLE 214915 0 69558 NUVEEN PFD & INCOME TERM FD COM 67075A106 5217 229199 SH SOLE 180390 0 48809 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 5414 591042 SH SOLE 467950 0 123092 NUVEEN QUALITY PFD INCOME FD COM 67072C105 5220 572988 SH SOLE 443400 0 129588 PROSPECT CAPITAL CORPORATION COM 74348T102 2908 416550 SH SOLE 330300 0 86250 PUTNAM MANAGED MUN INCOM TR COM 746823103 257 34970 SH SOLE 0 0 34970 SHIP FINANCE INTERNATIONAL L SHS G81075106 7316 441545 SH SOLE 353750 0 87795 STARWOOD PPTY TR INC COM 85571B105 6321 307418 SH SOLE 242075 0 65343 STONEMOR PARTNERS L P COM UNITS 86183Q100 4070 152276 SH SOLE 112545 0 39731 STUDENT TRANSN INC COM 86388A108 334 89919 SH SOLE 37875 0 52044 TERRA NITROGEN CO L P COM UNIT 881005201 4681 46086 SH SOLE 36400 0 9686 VEREIT INC COM 92339V100 2949 372334 SH SOLE 286450 0 85884 WESTERN ASSET GLB HI INCOME COM 95766B109 768 88059 SH SOLE 38050 0 50009