0001398344-15-003207.txt : 20150512
0001398344-15-003207.hdr.sgml : 20150512
20150512084727
ACCESSION NUMBER: 0001398344-15-003207
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150512
DATE AS OF CHANGE: 20150512
EFFECTIVENESS DATE: 20150512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRUST & FIDUCIARY MANAGEMENT SERVICES INC
CENTRAL INDEX KEY: 0001141800
IRS NUMBER: 043522132
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06643
FILM NUMBER: 15852908
BUSINESS ADDRESS:
STREET 1: 50 FEDERAL STREET, 6TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-896-3689
MAIL ADDRESS:
STREET 1: 50 FEDERAL STREET, 6TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001141800
XXXXXXXX
03-31-2015
03-31-2015
false
TRUST & FIDUCIARY MANAGEMENT SERVICES INC
50 Federal Street, 6th Floor
Boston
MA
02110
13F HOLDINGS REPORT
028-06643
N
James L. Copell
Chief Compliance Officer
617-896-3689
/s/ James L. Copell
Boston
MA
05-05-2015
1
82
219135
1
0001599368
028-15743
Innovator Management LLC
INFORMATION TABLE
2
fp0014323_13fhr-table.xml
13F INFORMATION TABLE
AMERICAN CAP MTG INVT CORP
COM
02504A104
5056
281530
SH
SOLE
191325
0
90205
AMERICAN CAP MTG INVT CORP
COM
02504A104
3000
167015
SH
DFND
1
0
0
167015
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
3086
313364
SH
SOLE
223575
0
89789
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
1957
198730
SH
DFND
1
0
0
198730
APOLLO COML REAL EST FIN INC
COM
03762U105
3052
177648
SH
SOLE
124430
0
53218
APOLLO COML REAL EST FIN INC
COM
03762U105
1866
108595
SH
DFND
1
0
0
108595
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
5342
247335
SH
SOLE
176365
0
70970
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
3260
150915
SH
DFND
1
0
0
150915
ARES CAP CORP
COM
04010L103
6226
362627
SH
SOLE
255225
0
107402
ARES CAP CORP
COM
04010L103
3817
222325
SH
DFND
1
0
0
222325
AVENUE INCOME CR STRATEGIES
COM
05358E106
1578
104204
SH
SOLE
73760
0
30444
AVENUE INCOME CR STRATEGIES
COM
05358E106
827
54650
SH
DFND
1
0
0
54650
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
2135
191259
SH
SOLE
136250
0
55009
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
1328
119020
SH
DFND
1
0
0
119020
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
2047
35161
SH
SOLE
23945
0
11216
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
1232
21175
SH
DFND
1
0
0
21175
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
5532
230022
SH
SOLE
160780
0
69242
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
3243
134840
SH
DFND
1
0
0
134840
CAPSTEAD MTG CORP
COM NO PAR
14067E506
2622
222779
SH
SOLE
154750
0
68029
CAPSTEAD MTG CORP
COM NO PAR
14067E506
1593
135310
SH
DFND
1
0
0
135310
CVR PARTNERS LP
COM
126633106
2418
183900
SH
SOLE
126175
0
57725
CVR PARTNERS LP
COM
126633106
1450
110265
SH
DFND
1
0
0
110265
CVR REFNG LP
COMUNIT REP LT
12663P107
5111
246431
SH
SOLE
173185
0
73246
CVR REFNG LP
COMUNIT REP LT
12663P107
2987
144025
SH
DFND
1
0
0
144025
EPR PPTYS
COM SH BEN INT
26884U109
2734
45538
SH
SOLE
32280
0
13258
EPR PPTYS
COM SH BEN INT
26884U109
1621
27000
SH
DFND
1
0
0
27000
FIFTH STREET FINANCE CORP
COM
31678A103
1970
269885
SH
SOLE
179600
0
90285
FIFTH STREET FINANCE CORP
COM
31678A103
1144
156740
SH
DFND
1
0
0
156740
FIRST TR INTER DUR PFD & IN
COM
33718W103
1372
61083
SH
SOLE
43575
0
17508
FIRST TR INTER DUR PFD & IN
COM
33718W103
821
36565
SH
DFND
1
0
0
36565
FRONTIER COMMUNICATIONS CORP
COM
35906A108
2432
344985
SH
SOLE
228580
0
116405
FRONTIER COMMUNICATIONS CORP
COM
35906A108
1405
199225
SH
DFND
1
0
0
199225
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
5549
168177
SH
SOLE
116600
0
51577
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
3282
99485
SH
DFND
1
0
0
99485
INVESCO DYNAMIC CR OPP FD
COM
46132R104
1421
118690
SH
SOLE
85430
0
33260
INVESCO DYNAMIC CR OPP FD
COM
46132R104
892
74485
SH
DFND
1
0
0
74485
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
2634
169602
SH
SOLE
121400
0
48202
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
1644
105830
SH
DFND
1
0
0
105830
INVESCO MUNI INCOME OPP TRST
COM
46132X101
535
75415
SH
DFND
1
0
0
75415
KKR & CO L P DEL
COM UNITS
48248M102
6041
264804
SH
SOLE
194675
0
70129
KKR & CO L P DEL
COM UNITS
48248M102
3879
170050
SH
DFND
1
0
0
170050
MARTIN MIDSTREAM PRTNRS L P
UNIT L P INT
573331105
5852
165134
SH
SOLE
115235
0
49899
MARTIN MIDSTREAM PRTNRS L P
UNIT L P INT
573331105
3686
104015
SH
DFND
1
0
0
104015
MEDLEY CAP CORP
COM
58503F106
1319
144070
SH
SOLE
102810
0
41260
MEDLEY CAP CORP
COM
58503F106
800
87460
SH
DFND
1
0
0
87460
NAVIOS MARITIME PARTNERS L P
UNIT LPI
Y62267102
2714
243631
SH
SOLE
168205
0
75426
NAVIOS MARITIME PARTNERS L P
UNIT LPI
Y62267102
1635
146725
SH
DFND
1
0
0
146725
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
3587
238698
SH
SOLE
167425
0
71273
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
2184
145285
SH
DFND
1
0
0
145285
NEXPOINT CR STRATEGIES FD
COM
65340G106
3240
266261
SH
SOLE
191975
0
74286
NEXPOINT CR STRATEGIES FD
COM
65340G106
2039
167575
SH
DFND
1
0
0
167575
NORTHERN TIER ENERGY LP
COM UN REPR PART
665826103
3004
118541
SH
SOLE
80250
0
38291
NORTHERN TIER ENERGY LP
COM UN REPR PART
665826103
1774
70010
SH
DFND
1
0
0
70010
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
5973
329619
SH
SOLE
231885
0
97734
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
3666
202330
SH
DFND
1
0
0
202330
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
2994
314121
SH
SOLE
225500
0
88621
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
1875
196750
SH
DFND
1
0
0
196750
PROSPECT CAPITAL CORPORATION
COM
74348T102
4921
582311
SH
SOLE
406840
0
175471
PROSPECT CAPITAL CORPORATION
COM
74348T102
3003
355440
SH
DFND
1
0
0
355440
PUTNAM MANAGED MUN INCOM TR
COM
746823103
298
40270
SH
DFND
1
0
0
40270
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
2861
128920
SH
SOLE
92655
0
36265
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
1793
80815
SH
DFND
1
0
0
80815
SHIP FINANCE INTERNATIONAL L
SHS
G81075106
5251
354814
SH
SOLE
248860
0
105954
SHIP FINANCE INTERNATIONAL L
SHS
G81075106
3153
213020
SH
DFND
1
0
0
213020
STARWOOD PPTY TR INC
COM
85571B105
6397
263267
SH
SOLE
185560
0
77707
STARWOOD PPTY TR INC
COM
85571B105
3934
161875
SH
DFND
1
0
0
161875
STONE HBR EMERG MRKTS INC FD
COM
86164T107
1261
81297
SH
SOLE
51655
0
29642
STONE HBR EMERG MRKTS INC FD
COM
86164T107
698
44990
SH
DFND
1
0
0
44990
STONEMOR PARTNERS L P
COM UNITS
86183Q100
3733
129553
SH
SOLE
88715
0
40838
STONEMOR PARTNERS L P
COM UNITS
86183Q100
2233
77495
SH
DFND
1
0
0
77495
STUDENT TRANSN INC
COM
86388A108
1223
226525
SH
SOLE
162650
0
63875
STUDENT TRANSN INC
COM
86388A108
765
141745
SH
DFND
1
0
0
141745
TERRA NITROGEN CO L P
COM UNIT
881005201
5800
39803
SH
SOLE
28225
0
11578
TERRA NITROGEN CO L P
COM UNIT
881005201
2571
17645
SH
DFND
1
0
0
17645
VANGUARD NAT RES LLC
COM UNIT
92205F106
2667
190793
SH
SOLE
132715
0
58078
VANGUARD NAT RES LLC
COM UNIT
92205F106
1639
117245
SH
DFND
1
0
0
117245
WESTERN ASSET EMRG MKT INCM
COM
95766E103
1334
120152
SH
SOLE
85910
0
34242
WESTERN ASSET EMRG MKT INCM
COM
95766E103
833
75010
SH
DFND
1
0
0
75010
WESTERN ASSET GLB HI INCOME
COM
95766B109
2423
218112
SH
SOLE
156840
0
61272
WESTERN ASSET GLB HI INCOME
COM
95766B109
1519
136730
SH
DFND
1
0
0
136730
WHITESTONE REIT
COM
966084204
1442
90832
SH
SOLE
65000
0
25832
WHITESTONE REIT
COM
966084204
900
56660
SH
DFND
1
0
0
56660