0001398344-15-003207.txt : 20150512 0001398344-15-003207.hdr.sgml : 20150512 20150512084727 ACCESSION NUMBER: 0001398344-15-003207 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150512 DATE AS OF CHANGE: 20150512 EFFECTIVENESS DATE: 20150512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRUST & FIDUCIARY MANAGEMENT SERVICES INC CENTRAL INDEX KEY: 0001141800 IRS NUMBER: 043522132 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06643 FILM NUMBER: 15852908 BUSINESS ADDRESS: STREET 1: 50 FEDERAL STREET, 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-896-3689 MAIL ADDRESS: STREET 1: 50 FEDERAL STREET, 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001141800 XXXXXXXX 03-31-2015 03-31-2015 false TRUST & FIDUCIARY MANAGEMENT SERVICES INC
50 Federal Street, 6th Floor Boston MA 02110
13F HOLDINGS REPORT 028-06643 N
James L. Copell Chief Compliance Officer 617-896-3689 /s/ James L. Copell Boston MA 05-05-2015 1 82 219135 1 0001599368 028-15743 Innovator Management LLC
INFORMATION TABLE 2 fp0014323_13fhr-table.xml 13F INFORMATION TABLE AMERICAN CAP MTG INVT CORP COM 02504A104 5056 281530 SH SOLE 191325 0 90205 AMERICAN CAP MTG INVT CORP COM 02504A104 3000 167015 SH DFND 1 0 0 167015 AMERICAN RLTY CAP PPTYS INC COM 02917T104 3086 313364 SH SOLE 223575 0 89789 AMERICAN RLTY CAP PPTYS INC COM 02917T104 1957 198730 SH DFND 1 0 0 198730 APOLLO COML REAL EST FIN INC COM 03762U105 3052 177648 SH SOLE 124430 0 53218 APOLLO COML REAL EST FIN INC COM 03762U105 1866 108595 SH DFND 1 0 0 108595 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 5342 247335 SH SOLE 176365 0 70970 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 3260 150915 SH DFND 1 0 0 150915 ARES CAP CORP COM 04010L103 6226 362627 SH SOLE 255225 0 107402 ARES CAP CORP COM 04010L103 3817 222325 SH DFND 1 0 0 222325 AVENUE INCOME CR STRATEGIES COM 05358E106 1578 104204 SH SOLE 73760 0 30444 AVENUE INCOME CR STRATEGIES COM 05358E106 827 54650 SH DFND 1 0 0 54650 BLACKROCK CORPOR HI YLD FD I COM 09255P107 2135 191259 SH SOLE 136250 0 55009 BLACKROCK CORPOR HI YLD FD I COM 09255P107 1328 119020 SH DFND 1 0 0 119020 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 2047 35161 SH SOLE 23945 0 11216 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 1232 21175 SH DFND 1 0 0 21175 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 5532 230022 SH SOLE 160780 0 69242 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 3243 134840 SH DFND 1 0 0 134840 CAPSTEAD MTG CORP COM NO PAR 14067E506 2622 222779 SH SOLE 154750 0 68029 CAPSTEAD MTG CORP COM NO PAR 14067E506 1593 135310 SH DFND 1 0 0 135310 CVR PARTNERS LP COM 126633106 2418 183900 SH SOLE 126175 0 57725 CVR PARTNERS LP COM 126633106 1450 110265 SH DFND 1 0 0 110265 CVR REFNG LP COMUNIT REP LT 12663P107 5111 246431 SH SOLE 173185 0 73246 CVR REFNG LP COMUNIT REP LT 12663P107 2987 144025 SH DFND 1 0 0 144025 EPR PPTYS COM SH BEN INT 26884U109 2734 45538 SH SOLE 32280 0 13258 EPR PPTYS COM SH BEN INT 26884U109 1621 27000 SH DFND 1 0 0 27000 FIFTH STREET FINANCE CORP COM 31678A103 1970 269885 SH SOLE 179600 0 90285 FIFTH STREET FINANCE CORP COM 31678A103 1144 156740 SH DFND 1 0 0 156740 FIRST TR INTER DUR PFD & IN COM 33718W103 1372 61083 SH SOLE 43575 0 17508 FIRST TR INTER DUR PFD & IN COM 33718W103 821 36565 SH DFND 1 0 0 36565 FRONTIER COMMUNICATIONS CORP COM 35906A108 2432 344985 SH SOLE 228580 0 116405 FRONTIER COMMUNICATIONS CORP COM 35906A108 1405 199225 SH DFND 1 0 0 199225 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 5549 168177 SH SOLE 116600 0 51577 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 3282 99485 SH DFND 1 0 0 99485 INVESCO DYNAMIC CR OPP FD COM 46132R104 1421 118690 SH SOLE 85430 0 33260 INVESCO DYNAMIC CR OPP FD COM 46132R104 892 74485 SH DFND 1 0 0 74485 INVESCO MORTGAGE CAPITAL INC COM 46131B100 2634 169602 SH SOLE 121400 0 48202 INVESCO MORTGAGE CAPITAL INC COM 46131B100 1644 105830 SH DFND 1 0 0 105830 INVESCO MUNI INCOME OPP TRST COM 46132X101 535 75415 SH DFND 1 0 0 75415 KKR & CO L P DEL COM UNITS 48248M102 6041 264804 SH SOLE 194675 0 70129 KKR & CO L P DEL COM UNITS 48248M102 3879 170050 SH DFND 1 0 0 170050 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 5852 165134 SH SOLE 115235 0 49899 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 3686 104015 SH DFND 1 0 0 104015 MEDLEY CAP CORP COM 58503F106 1319 144070 SH SOLE 102810 0 41260 MEDLEY CAP CORP COM 58503F106 800 87460 SH DFND 1 0 0 87460 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 2714 243631 SH SOLE 168205 0 75426 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 1635 146725 SH DFND 1 0 0 146725 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 3587 238698 SH SOLE 167425 0 71273 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 2184 145285 SH DFND 1 0 0 145285 NEXPOINT CR STRATEGIES FD COM 65340G106 3240 266261 SH SOLE 191975 0 74286 NEXPOINT CR STRATEGIES FD COM 65340G106 2039 167575 SH DFND 1 0 0 167575 NORTHERN TIER ENERGY LP COM UN REPR PART 665826103 3004 118541 SH SOLE 80250 0 38291 NORTHERN TIER ENERGY LP COM UN REPR PART 665826103 1774 70010 SH DFND 1 0 0 70010 NORTHSTAR RLTY FIN CORP COM NEW 66704R704 5973 329619 SH SOLE 231885 0 97734 NORTHSTAR RLTY FIN CORP COM NEW 66704R704 3666 202330 SH DFND 1 0 0 202330 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 2994 314121 SH SOLE 225500 0 88621 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 1875 196750 SH DFND 1 0 0 196750 PROSPECT CAPITAL CORPORATION COM 74348T102 4921 582311 SH SOLE 406840 0 175471 PROSPECT CAPITAL CORPORATION COM 74348T102 3003 355440 SH DFND 1 0 0 355440 PUTNAM MANAGED MUN INCOM TR COM 746823103 298 40270 SH DFND 1 0 0 40270 SENIOR HSG PPTYS TR SH BEN INT 81721M109 2861 128920 SH SOLE 92655 0 36265 SENIOR HSG PPTYS TR SH BEN INT 81721M109 1793 80815 SH DFND 1 0 0 80815 SHIP FINANCE INTERNATIONAL L SHS G81075106 5251 354814 SH SOLE 248860 0 105954 SHIP FINANCE INTERNATIONAL L SHS G81075106 3153 213020 SH DFND 1 0 0 213020 STARWOOD PPTY TR INC COM 85571B105 6397 263267 SH SOLE 185560 0 77707 STARWOOD PPTY TR INC COM 85571B105 3934 161875 SH DFND 1 0 0 161875 STONE HBR EMERG MRKTS INC FD COM 86164T107 1261 81297 SH SOLE 51655 0 29642 STONE HBR EMERG MRKTS INC FD COM 86164T107 698 44990 SH DFND 1 0 0 44990 STONEMOR PARTNERS L P COM UNITS 86183Q100 3733 129553 SH SOLE 88715 0 40838 STONEMOR PARTNERS L P COM UNITS 86183Q100 2233 77495 SH DFND 1 0 0 77495 STUDENT TRANSN INC COM 86388A108 1223 226525 SH SOLE 162650 0 63875 STUDENT TRANSN INC COM 86388A108 765 141745 SH DFND 1 0 0 141745 TERRA NITROGEN CO L P COM UNIT 881005201 5800 39803 SH SOLE 28225 0 11578 TERRA NITROGEN CO L P COM UNIT 881005201 2571 17645 SH DFND 1 0 0 17645 VANGUARD NAT RES LLC COM UNIT 92205F106 2667 190793 SH SOLE 132715 0 58078 VANGUARD NAT RES LLC COM UNIT 92205F106 1639 117245 SH DFND 1 0 0 117245 WESTERN ASSET EMRG MKT INCM COM 95766E103 1334 120152 SH SOLE 85910 0 34242 WESTERN ASSET EMRG MKT INCM COM 95766E103 833 75010 SH DFND 1 0 0 75010 WESTERN ASSET GLB HI INCOME COM 95766B109 2423 218112 SH SOLE 156840 0 61272 WESTERN ASSET GLB HI INCOME COM 95766B109 1519 136730 SH DFND 1 0 0 136730 WHITESTONE REIT COM 966084204 1442 90832 SH SOLE 65000 0 25832 WHITESTONE REIT COM 966084204 900 56660 SH DFND 1 0 0 56660