0001141781-20-000004.txt : 20201110
0001141781-20-000004.hdr.sgml : 20201110
20201110161616
ACCESSION NUMBER: 0001141781-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201110
DATE AS OF CHANGE: 20201110
EFFECTIVENESS DATE: 20201110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NICHOLS & PRATT ADVISERS LLP /MA
CENTRAL INDEX KEY: 0001141781
IRS NUMBER: 043249229
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06593
FILM NUMBER: 201301323
BUSINESS ADDRESS:
STREET 1: 50 CONGRESS STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6175236800
MAIL ADDRESS:
STREET 1: 50 CONGRESS STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
13F-HR
1
primary_doc.xml
13F-HR
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0001141781
XXXXXXXX
09-30-2020
09-30-2020
NICHOLS & PRATT ADVISERS LLP /MA
50 CONGRESS STREET
BOSTON
MA
02109
13F HOLDINGS REPORT
028-06593
N
Kimberly H Latifi
Chief Compliance Officer
617-523-6800
Kimberly H Latifi
Boston
MA
11-10-2020
5
186
1156592
false
3
0000887393
028-03162
NICHOLS JAMES R
6
0001389867
028-12207
Herbert John K III
7
0001568106
028-15124
Bator Thomas E.
8
0001799680
028-20095
Nichols Richard K
9
0001799678
028-20092
Popov Patricia D
INFORMATION TABLE
2
tobefiled09302020.xml
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COM
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3M CO
COM
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COM
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ABBOTT LABS
COM
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ABBVIE INC
COM
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ABBVIE INC
COM
00287y109
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ACCENTURE PLC IRELAND
SHS CLASS A
g1151c101
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ACCENTURE PLC IRELAND
SHS CLASS A
g1151c101
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COM
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ADOBE SYSTEMS INCORPORATED
COM
00724f101
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AIR PRODS & CHEMS INC
COM
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141
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AIR PRODS & CHEMS INC
COM
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ALCON AG
ORD SHS
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ALCON AG
ORD SHS
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CAP STK CL A
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ALPHABET INC
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ALPHABET INC
CAP ST CL C
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AMAZON COM INC
COM
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AMAZON COM INC
COM
023135106
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AMGEN INC
COM
031162100
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AMGEN INC
COM
031162100
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2800
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OTR
7,8,9
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APPLE INC
COM
037833100
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APPLE INC
COM
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COM
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AT&T INC
COM
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AUTOMATIC DATA PROCESSING IN
COM
053015103
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BAXTER INTL INC
COM
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BERKSHIRE HATHAWAY INC DEL
CL B NEW
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BERKSHIRE HATHAWAY INC DEL
CL B NEW
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BHP GROUP LTD
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088606108
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COM
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BRISTOL-MYERS SQUIBB CO
COM
110122108
301
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CARRIER GLOBAL CORPORATION
COM
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CARRIER GLOBAL CORPORATION
COM
14448c104
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OTR
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CATERPILLAR INC DEL
COM
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CATERPILLAR INC DEL
COM
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COM
166764100
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SOLE
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COM
166764100
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CHUBB LIMITED
COM
h1467j104
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SOLE
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CHUBB LIMITED
COM
h1467j104
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CISCO SYS INC
COM
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SOLE
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CISCO SYS INC
COM
17275r102
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COCA COLA CO
COM
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COCA COLA CO
COM
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COLGATE PALMOLIVE CO
COM
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COLGATE PALMOLIVE CO
COM
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COM
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CORNING INC
COM
219350105
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COSTCO WHSL CORP NEW
COM
22160k105
666
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CVS HEALTH CORP
COM
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CVS HEALTH CORP
COM
126650100
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DANAHER CORPORATION
COM
235851102
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DANAHER CORPORATION
COM
235851102
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DEERE & CO
COM
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OTR
3
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DISNEY WALT CO
COM DISNEY
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COM DISNEY
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ECOLAB INC
COM
278865100
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ECOLAB INC
COM
278865100
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EDWARDS LIFESCIENCES CORP
COM
28176e108
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OTR
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EMERSON ELEC CO
COM
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EMERSON ELEC CO
COM
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EXPEDITORS INTL WASH INC
COM
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EXPEDITORS INTL WASH INC
COM
302130109
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EXXON MOBIL CORP
COM
30231g102
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16384
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EXXON MOBIL CORP
COM
30231g102
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OTR
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FASTENAL CO
COM
311900104
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FASTENAL CO
COM
311900104
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SH
OTR
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FISERV INC
COM
337738108
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FISERV INC
COM
337738108
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GENERAL ELECTRIC CORP
COM
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GENERAL ELECTRIC CORP
COM
369604103
1107
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GENERAL MLS INC
COM
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SH
SOLE
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GENERAL MLS INC
COM
370334104
216
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OTR
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HOME DEPOT INC
COM
437076102
155
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SOLE
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HOME DEPOT INC
COM
437076102
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OTR
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ILLINOIS TOOL WKS INC
COM
452308109
116
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ILLINOIS TOOL WKS INC
COM
452308109
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SH
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INDEPENDENT BANK CORP MASS
COM
453836108
233
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OTR
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INTEL CORP
COM
458140100
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INTEL CORP
COM
458140100
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OTR
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INTERNATIONAL BUSINESS MACHS
COM
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INTERNATIONAL BUSINESS MACHS
COM
459200101
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INTUIT
COM
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INTUIT
COM
461202103
12978
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OTR
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ISHARES TR
CORE MSCI EAFE
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ISHARES TR
CORE MSCI EAFE
46432f842
154
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OTR
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ISHARES INC
CORE MSCI EMKT
46434g103
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SOLE
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165
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ISHARES INC
CORE MSCI EMKT
46434g103
300
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ISHARES TR
CORE S&P 500 ETF
464287200
247
735
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ISHARES TR
MSCI EAFE ETF
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67
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ISHARES TR
MSCI EAFE ETF
464287465
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OTR
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ISHARES TR
MSCI EMG MKT ETF
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50
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ISHARES TR
MSCI EMG MKT ETF
464287234
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ISHARES TR
RUSSELL 2000 ETF
464287655
67
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ISHARES TR
RUSSELL 2000 ETF
464287655
1144
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OTR
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HENRY JACK & ASSOC INC
COM
426281101
416
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SH
OTR
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JOHNSON & JOHNSON
COM
478160104
5207
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SOLE
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JOHNSON & JOHNSON
COM
478160104
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JPMORGAN CHASE & CO
COM
46625h100
59
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SH
SOLE
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JPMORGAN CHASE & CO
COM
46625h100
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KINDER MORGAN INC DEL
COM
49456b101
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KINDER MORGAN INC DEL
COM
49456b101
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OTR
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LAUDER ESTEE COS INC
CL A
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SOLE
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LAUDER ESTEE COS INC
CL A
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SH
OTR
6,7,8,9
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LINDE PLC
SHS
g5494j103
597
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SH
SOLE
0
2505
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LINDE PLC
SHS
g5494j103
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65955
SH
OTR
3,6,7,8,9
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0
LOWES COS INC
COM
548661107
290
1750
SH
SOLE
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1750
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LOWES COS INC
COM
548661107
41
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SH
OTR
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250
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MASTERCARD INCORPORATED
CL A
57636q104
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SH
SOLE
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MASTERCARD INCORPORATED
CL A
57636q104
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SH
OTR
3,6,7,8,9
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MCCORMICK & CO INC
COM NON VTG
579780206
814
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SH
SOLE
0
4194
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0
MCCORMICK & CO INC
COM NON VTG
579780206
2490
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SH
OTR
3,6,7,8,9
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12830
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MCDONALDS CORP
COM
580135101
22
100
SH
SOLE
0
100
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0
MCDONALDS CORP
COM
580135101
876
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SH
OTR
6,7,9
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MEDTRONIC PLC
SHS
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SH
SOLE
0
10836
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MEDTRONIC PLC
SHS
g5960l103
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SH
OTR
3,6,7,8,9
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MERCK & CO. INC
COM
58933y105
3632
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SH
SOLE
0
43781
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MERCK & CO. INC
COM
58933y105
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SH
OTR
3,6,7,8,9
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538419
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MICROSOFT CORP
COM
594918104
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SOLE
0
24437
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MICROSOFT CORP
COM
594918104
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SH
OTR
3,6,7,8,9
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NEXTERA ENERGY INC
COM
65339f101
25
90
SH
SOLE
0
90
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0
NEXTERA ENERGY INC
COM
65339f101
222
800
SH
OTR
7,9
0
800
0
NIKE INC
CL B
654106103
41
326
SH
SOLE
0
326
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NIKE INC
CL B
654106103
188
1500
SH
OTR
7,9
0
1500
0
NORTHERN TR CORP
COM
665859104
91
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SH
SOLE
0
1170
0
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NORTHERN TR CORP
COM
665859104
333
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SH
OTR
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NOVARTIS AG
SPONSORED ADR
66987v109
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SOLE
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NOVARTIS AG
SPONSORED ADR
66987v109
26613
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SH
OTR
3,6,7,8,9
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0
NOVO-NORDISK A S
ADR
670100205
1638
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SH
SOLE
0
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0
NOVO-NORDISK A S
ADR
670100205
16765
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SH
OTR
3,6,7,8,9
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0
OTIS WORLDWIDE CORP
COM
68902v107
121
1933
SH
SOLE
0
1933
0
0
OTIS WORLDWIDE CORP
COM
68902v107
1478
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SH
OTR
3,6,7,8,9
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23675
0
PAYPAL HLDGS INC
COM
70450y103
256
1300
SH
SOLE
0
1300
0
0
PAYPAL HLDGS INC
COM
70450y103
276
1400
SH
OTR
7,9
0
1400
0
PEPSICO INC
COM
713448108
3757
27108
SH
SOLE
0
27108
0
0
PEPSICO INC
COM
713448108
53349
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SH
OTR
3,6,7,8,9
0
384386
0
PFIZER INC
COM
717081103
659
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SH
SOLE
0
17948
0
0
PFIZER INC
COM
717081103
1476
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SH
OTR
6,7,9
0
40217
0
PROCTER AND GAMBLE CO
COM
742718109
5332
38359
SH
SOLE
0
38359
0
0
PROCTER AND GAMBLE CO
COM
742718109
60756
437044
SH
OTR
3,6,7,8,9
0
437044
0
QUALCOMM INC
COM
747525103
1440
12234
SH
SOLE
0
12234
0
0
QUALCOMM INC
COM
747525103
10119
85986
SH
OTR
3,6,7,8,9
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0
RAYTHEON TECHNOLOGIES CORP
COM
75513e101
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SH
SOLE
0
15072
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513e101
11935
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SH
OTR
3,6,7,8,9
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0
S&P GLOBAL INC
COM
78409v104
1569
4350
SH
OTR
7,8
0
4350
0
SALESFORCE COM INC
COM
79466l302
25
100
SH
SOLE
0
100
0
0
SALESFORCE COM INC
COM
79466l302
268
1065
SH
OTR
6,7,9
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1065
0
SCHLUMBERGER LTD
COM
806857108
38
2470
SH
SOLE
0
2470
0
0
SCHLUMBERGER LTD
COM
806857108
180
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SH
OTR
6,9
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11536
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SHERWIN WILLIAMS CO
COM
824348106
279
400
SH
SOLE
0
400
0
0
SHERWIN WILLIAMS CO
COM
824348106
2887
4153
SH
OTR
3,6,7,8,9
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0
SOUTHERN CO
COM
842587107
1210
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SH
SOLE
0
22323
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0
SOUTHERN CO
COM
842587107
10726
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SH
OTR
3,6,7,8,9
0
197831
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467y107
17
50
SH
SOLE
0
50
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467y107
203
600
SH
OTR
9
0
600
0
STARBUCKS CORP
COM
855244109
1028
11961
SH
SOLE
0
11961
0
0
STARBUCKS CORP
COM
855244109
9451
109747
SH
OTR
3,6,7,8,9
0
109747
0
STATE STR CORP
COM
857477103
897
15122
SH
SOLE
0
15122
0
0
STATE STR CORP
COM
857477103
11311
190653
SH
OTR
3,6,7,8,9
0
190653
0
STRYKER CORPORATION
COM
863667101
1141
5474
SH
SOLE
0
5474
0
0
STRYKER CORPORATION
COM
863667101
11307
54241
SH
OTR
3,6,7,8,9
0
54241
0
SYSCO CORP
COM
871829107
295
4735
SH
SOLE
0
4735
0
0
SYSCO CORP
COM
871829107
2168
34825
SH
OTR
3,6,7,8,9
0
34825
0
TJX COS INC NEW
COM
872540109
1541
27685
SH
SOLE
0
27685
0
0
TJX COS INC NEW
COM
872540109
21904
392691
SH
OTR
3,6,7,8,9
0
392691
0
UNILEVER PLC
SPONS ADR NEW
904767704
1268
20556
SH
SOLE
0
20556
0
0
UNILEVER PLC
SPONS ADR NEW
904767704
12166
197051
SH
OTR
3,6,7,8,9
0
197051
0
UNION PAC CORP
COM
907818108
23
118
SH
SOLE
0
118
0
0
UNION PAC CORP
COM
907818108
665
3380
SH
OTR
7,9
0
3380
0
UNITED PARCEL SERVICE INC
CL B
911312106
25
150
SH
SOLE
0
150
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
208
1250
SH
OTR
7,8,9
0
1250
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
206
1600
SH
SOLE
0
1600
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
281
6500
SH
SOLE
0
6500
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
586
13550
SH
OTR
3,6,7,8,9
0
13550
0
VERIZON COMMUNICATIONS INC
COM
92343v104
2158
36273
SH
SOLE
0
36273
0
0
VERIZON COMMUNICATIONS INC
COM
92343v104
17753
298426
SH
OTR
3,6,7,8,9
0
298426
0
VISA INC
COM CL A
92826c839
310
1550
SH
SOLE
0
1550
0
0
VISA INC
COM CL A
92826c839
1133
5658
SH
OTR
3,7,8,9
0
5658
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
63
1750
SH
SOLE
0
1750
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
602
16765
SH
OTR
6,9
0
16765
0
WELLS FARGO CO NEW
COM
949746101
363
15460
SH
OTR
6,7
0
15460
0
ZOETIS INC
CL A
98978v103
322
1948
SH
SOLE
0
1948
0
0