0001141781-19-000005.txt : 20191107 0001141781-19-000005.hdr.sgml : 20191107 20191107091429 ACCESSION NUMBER: 0001141781-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 EFFECTIVENESS DATE: 20191107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLS & PRATT ADVISERS LLP /MA CENTRAL INDEX KEY: 0001141781 IRS NUMBER: 043249229 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06593 FILM NUMBER: 191198366 BUSINESS ADDRESS: STREET 1: 50 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175236800 MAIL ADDRESS: STREET 1: 50 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001141781 XXXXXXXX 09-30-2019 09-30-2019 NICHOLS & PRATT ADVISERS LLP /MA
50 CONGRESS STREET BOSTON MA 02109
13F HOLDINGS REPORT 028-06593 N
Kimberly H Latifi Chief Compliance Officer 617-523-6800 Kimberly H Latifi Boston MA 11-07-2019 4 189 1222889 false 3 0000887393 028-03162 NICHOLS JAMES R 4 0000887473 028-03168 PRATT HAROLD I 6 0001389867 028-12207 Herbert John K III 7 0001568106 028-15124 Bator Thomas E.
INFORMATION TABLE 2 final93019.xml 3M CO COM 88579y101 1223 7455 SH SOLE 0 7455 0 0 3M CO COM 88579y101 9756 59343 SH OTR 3,4,6,7 0 59343 0 ABBOTT LABS COM 002824100 894 10679 SH SOLE 0 10679 0 0 ABBOTT LABS COM 002824100 4056 48478 SH OTR 3,6,7 0 48478 0 ABBVIE INC COM 00287y109 136 1800 SH SOLE 0 1800 0 0 ABBVIE INC COM 00287y109 348 4600 SH OTR 7 0 4600 0 ACCENTURE PLC IRELAND SHS CLASS A g1151c101 1453 7571 SH SOLE 0 7571 0 0 ACCENTURE PLC IRELAND SHS CLASS A g1151c101 11513 59893 SH OTR 3,4,6,7 0 59893 0 ADOBE INC COM 00724f101 77 280 SH SOLE 0 280 0 0 ADOBE INC COM 00724f101 1566 5670 SH OTR 7 0 5670 0 AIR PRODS & CHEMS INC COM 009158106 836 3852 SH SOLE 0 3852 0 0 AIR PRODS & CHEMS INC COM 009158106 4395 19892 SH OTR 3,6,7 0 19892 0 ALCON INC ORD SHS h01301128 803 13820 SH SOLE 0 13820 0 0 ALCON INC ORD SHS h01301128 4966 85237 SH OTR 3,4,6,7 0 85237 0 ALPHABET INC CAP STK CL A 02079k305 18 15 SH SOLE 0 15 0 0 ALPHABET INC CAP STK CL A 02079k305 601 492 SH OTR 7 0 492 0 ALPHABET INC CAP STK CL B 02079k107 4641 3826 SH SOLE 0 3826 0 0 ALPHABET INC CAP STK CL B 02079k107 29055 23853 SH OTR 3,4,6,7 0 23853 0 ALTRIA GROUP INC COM 02209s103 205 5000 SH OTR 0 0 5000 0 AMAZON COM INC COM 023135106 1071 617 SH SOLE 0 617 0 0 AMAZON COM INC COM 023135106 8240 4747 SH OTR 3,4,6,7 0 4747 0 AMGEN INC COM 031162100 329 1700 SH SOLE 0 1700 0 0 AMGEN INC COM 031162100 645 3335 SH OTR 7 0 3335 0 APPLE INC COM 037833100 7266 32410 SH SOLE 0 32410 0 0 APPLE INC COM 037833100 40862 182422 SH OTR 3,4,6,7 0 182422 0 AT&T INC COM 00206r102 2858 75808 SH SOLE 0 75808 0 0 AT&T INC COM 00206r102 18628 492553 SH OTR 3,4,6,7 0 492553 0 AUTOMATIC DATA PROCESSING INC COM 053015103 5613 34860 SH SOLE 0 34860 0 0 AUTOMATIC DATA PROCESSING INC COM 053015103 64651 400593 SH OTR 3,4,6,7 0 400593 0 AVERY DENNISON CORP COM 053611109 227 2000 SH OTR 0 0 2000 0 BAXTER INTL INC COM 071813109 375 4290 SH OTR 7 0 4290 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1798 8641 SH SOLE 0 8641 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 22787 109543 SH OTR 3,4,7 0 109543 0 BHP GROUP LTD SPONSORED ADR 088606108 150 3030 SH SOLE 0 3030 0 0 BHP GROUP LTD SPONSORED ADR 088606108 649 13140 SH OTR 3,6,7 0 13140 0 BRISTOL MYERS SQUIBB CO COM 110122108 340 6700 SH SOLE 0 6700 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 254 5000 SH OTR 6 0 5000 0 CATERPILLAR INC DEL COM 149123101 837 6655 SH SOLE 0 6655 0 0 CATERPILLAR INC DEL COM 149123101 15236 120623 SH OTR 3,4,6,7 0 120623 0 CHEVRON CORP NEW COM 166764100 102 859 SH SOLE 0 859 0 0 CHEVRON CORP NEW COM 166764100 700 5901 SH OTR 6,7 0 5901 0 CHUBB LIMITED COM h1467j104 139 860 SH SOLE 0 860 0 0 CHUBB LIMITED COM h1467j104 499 3089 SH OTR 7 0 3089 0 CISCO SYS INC COM 17275r102 4326 88474 SH SOLE 0 88474 0 0 CISCO SYS INC COM 17275r102 24657 499813 SH OTR 3,4,6,7 0 499813 0 COCA COLA CO COM 191216100 2544 46719 SH SOLE 0 46719 0 0 COCA COLA CO COM 191216100 40192 738250 SH OTR 3,4,6,7 0 738250 0 COLGATE PALMOLIVE CO COM 194162103 2726 37571 SH SOLE 0 37571 0 0 COLGATE PALMOLIVE CO COM 194162103 12608 171952 SH OTR 3,4,6,7 0 171952 0 CORNING INC COM 219350105 410 14450 SH SOLE 0 14450 0 0 CORNING INC COM 219350105 647 22700 SH OTR 7 0 22700 0 COSTCO WHSL CORP NEW COM 22160k105 1337 4640 SH OTR 7 0 4640 0 CVS HEALTH CORP COM 126650100 2207 35117 SH SOLE 0 35117 0 0 CVS HEALTH CORP COM 126650100 12320 195453 SH OTR 3,4,6,7 0 195453 0 DANAHER CORP COM 235851102 10 70 SH SOLE 0 70 0 0 DANAHER CORP COM 235851102 1537 10642 SH OTR 7 0 10642 0 DEERE & CO COM 244199105 304 1800 SH OTR 3 0 1800 0 DISNEY WALT CO NEW COM DISNE 254687106 1237 9528 SH SOLE 0 9528 0 0 DISNEY WALT CO NEW COM DISNE 254687106 3012 23136 SH OTR 3,6,7 0 23136 0 DOMINION ENERGY INC COM 25746u109 259 3200 SH OTR 7 0 3200 0 EBAY INC COM 278642103 121 3100 SH SOLE 0 3100 0 0 EBAY INC COM 278642103 168 4300 SH OTR 7 0 4300 0 ECOLAB INC COM 278865100 1591 8077 SH SOLE 0 8077 0 0 ECOLAB INC COM 278865100 6430 32494 SH OTR 3,4,6,7 0 32494 0 EDWARDS LIFESCIENCES CORP COM 28176e108 484 2200 SH OTR 7 0 2200 0 EMERSON ELEC CO COM 291011104 2989 45270 SH SOLE 0 45270 0 0 EMERSON ELEC CO COM 291011104 17912 268320 SH OTR 3,4,6,7 0 268320 0 EXPEDITORS INTL WASH INC COM 302130109 1501 20238 SH SOLE 0 20238 0 0 EXPEDITORS INTL WASH INC COM 302130109 13296 178974 SH OTR 3,4,6,7 0 178974 0 EXXONMOBIL CORP COM 30231g102 3826 54586 SH SOLE 0 54586 0 0 EXXONMOBIL CORP COM 30231g102 38104 540249 SH OTR 3,4,6,7 0 540249 0 FASTENAL CO COM 311900104 3076 95524 SH SOLE 0 95524 0 0 FASTENAL CO COM 311900104 20219 620448 SH OTR 3,4,6,7 0 620448 0 FISERV INC COM 337738108 6177 59785 SH SOLE 0 59785 0 0 FISERV INC COM 337738108 30463 294176 SH OTR 3,4,6,7 0 294176 0 GENERAL ELECTRIC CO COM 369604103 186 20815 SH SOLE 0 20815 0 0 GENERAL ELECTRIC CO COM 369604103 3171 354736 SH OTR 3,4,6,7 0 354736 0 GENERAL MLS INC COM 370334104 360 6540 SH SOLE 0 6540 0 0 GENERAL MLS INC COM 370334104 435 7895 SH OTR 3,6,7 0 7895 0 GILEAD SCIENCES INC COM 375558103 695 10965 SH SOLE 0 10965 0 0 GILEAD SCIENCES INC COM 375558103 4594 72485 SH OTR 3,6,7 0 72485 0 HOME DEPOT INC COM 437076102 40 171 SH SOLE 0 171 0 0 HOME DEPOT INC COM 437076102 781 3367 SH OTR 0 0 3367 0 ILLINOIS TOOL WKS INC COM 452308109 94 600 SH SOLE 0 600 0 0 ILLINOIS TOOL WKS INC COM 452308109 1344 8590 SH OTR 3,6,7 0 8590 0 INDEPENDENT BK CORP MA COM 453836108 332 4450 SH OTR 7 0 4450 0 INTEL CORP COM 458140100 3912 76388 SH SOLE 0 76388 0 0 INTEL CORP COM 458140100 15538 301986 SH OTR 3,6,7 0 301986 0 INTL. BUSINESS MACHS COM 459200101 553 3800 SH SOLE 0 3800 0 0 INTL. BUSINESS MACHS COM 459200101 717 4928 SH OTR 6,7 0 4928 0 INTUIT COM 461202103 1435 5396 SH SOLE 0 5396 0 0 INTUIT COM 461202103 9982 37552 SH OTR 3,6,7 0 37552 0 ISHARES CORE MSCI EAFE ETF CORE MSCI EAFE 46432f842 29 470 SH SOLE 0 470 0 0 ISHARES CORE MSCI EAFE ETF CORE MSCI EAFE 46432f842 215 3515 SH OTR 3,7 0 3515 0 ISHARES CORE MSCI EMERGING CORE MSCI EMKT 46434g103 8 165 SH SOLE 0 165 0 0 ISHARES CORE MSCI EMERGING CORE MSCI EMKT 46434g103 285 5820 SH OTR 3,7 0 5820 0 ISHARES CORE S&P 500 ETF CORE S&P 500 ETF 464287200 219 735 SH SOLE 0 735 0 0 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 68 1050 SH SOLE 0 1050 0 0 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 1236 18960 SH OTR 3,6,7 0 18960 0 ISHARES MSCI EMERGING MKT ETF MSCI EMG MKT ETF 464287234 59 1450 SH SOLE 0 1450 0 0 ISHARES MSCI EMERGING MKT ETF MSCI EMG MKT ETF 464287234 200 4885 SH OTR 3,7 0 4885 0 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 166 1100 SH SOLE 0 1100 0 0 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 1648 10890 SH OTR 3,6,7 0 10890 0 JACK HENRY & ASSOC INC COM 426281101 374 2559 SH OTR 7 0 2559 0 JOHNSON & JOHNSON COM 478160104 7595 58610 SH SOLE 0 58610 0 0 JOHNSON & JOHNSON COM 478160104 76808 593577 SH OTR 3,4,6,7 0 593577 0 JP MORGAN CHASE & CO COM 46625h100 80 678 SH SOLE 0 678 0 0 JP MORGAN CHASE & CO COM 46625h100 2975 25279 SH OTR 3,6,7 0 25279 0 KINDER MORGAN INC DEL COM 49456b101 2126 103655 SH SOLE 0 103655 0 0 KINDER MORGAN INC DEL COM 49456b101 18664 906032 SH OTR 3,4,6,7 0 906032 0 LAUDER ESTEE COS INC CL A 518439104 316 1591 SH SOLE 0 1591 0 0 LAUDER ESTEE COS INC CL A 518439104 1079 5430 SH OTR 6,7 0 5430 0 LINDE PLC SHS CLASS A g5494j103 664 3430 SH SOLE 0 3430 0 0 LINDE PLC SHS CLASS A g5494j103 13556 69976 SH OTR 3,4,6 0 69976 0 LOWES COS INC COM 548661107 192 1750 SH SOLE 0 1750 0 0 LOWES COS INC COM 548661107 335 3050 SH OTR 7 0 3050 0 MASTERCARD INC CL A 57636q104 7179 26465 SH SOLE 0 26465 0 0 MASTERCARD INC CL A 57636q104 38353 141250 SH OTR 3,4,6,7 0 141250 0 MCCORMICK & CO INC COM NON VTG 579780206 796 5094 SH SOLE 0 5094 0 0 MCCORMICK & CO INC COM NON VTG 579780206 2630 16827 SH OTR 3,7 0 16827 0 MCDONALDS CORP COM 580135101 21 100 SH SOLE 0 100 0 0 MCDONALDS CORP COM 580135101 1695 7894 SH OTR 6,7 0 7894 0 MEDTRONIC PLC SHS g5960l103 2102 19381 SH SOLE 0 19381 0 0 MEDTRONIC PLC SHS g5960l103 10873 100158 SH OTR 3,6,7 0 100158 0 MERCK & CO INC COM 58933y105 6241 74331 SH SOLE 0 74331 0 0 MERCK & CO INC COM 58933y105 50261 597277 SH OTR 3,4,6,7 0 597277 0 MICROSOFT CORP COM 594918104 6212 44945 SH SOLE 0 44945 0 0 MICROSOFT CORP COM 594918104 27163 195668 SH OTR 3,4,6,7 0 195668 0 MONDELEZ INTERNATIONAL INC CL A 609207105 245 4428 SH OTR 6 0 4428 0 NIKE INC CL B 654106103 99 1056 SH SOLE 0 1056 0 0 NIKE INC CL B 654106103 115 1220 SH OTR 3,7 0 1220 0 NORTHERN TR CORP COM 665859104 256 2770 SH SOLE 0 2770 0 0 NORTHERN TR CORP COM 665859104 828 8875 SH OTR 3,6 0 8875 0 NOVARTIS AG SPONSORED ADR 66987v109 3850 44466 SH SOLE 0 44466 0 0 NOVARTIS AG SPONSORED ADR 66987v109 28317 325982 SH OTR 3,4,6,7 0 325982 0 NOVO NORDISK AS ADR 670100205 1847 35997 SH SOLE 0 35997 0 0 NOVO NORDISK AS ADR 670100205 11879 229994 SH OTR 3,4,6,7 0 229994 0 PAYPAL HLDGS INC COM 70450y103 320 3100 SH SOLE 0 3100 0 0 PAYPAL HLDGS INC COM 70450y103 539 5200 SH OTR 7 0 5200 0 PEPSICO INC COM 713448108 6726 49023 SH SOLE 0 49023 0 0 PEPSICO INC COM 713448108 54497 397470 SH OTR 3,4,6,7 0 397470 0 PFIZER INC COM 717081103 773 21510 SH SOLE 0 21510 0 0 PFIZER INC COM 717081103 2175 60535 SH OTR 6,7 0 60535 0 PROCTER AND GAMBLE CO COM 742718109 8294 66777 SH SOLE 0 66777 0 0 PROCTER AND GAMBLE CO COM 742718109 58568 470978 SH OTR 3,4,6,7 0 470978 0 QUALCOMM INC COM 747525103 1093 14334 SH SOLE 0 14334 0 0 QUALCOMM INC COM 747525103 7422 97293 SH OTR 3,4,6,7 0 97293 0 RAYTHEON COMPANY COM NEW 755111507 417 2128 SH OTR 0 0 2128 0 ROYAL BK CDA MONTREAL QUE COM 780087102 229 2827 SH OTR 0 0 2827 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 106 1800 SH SOLE 0 1800 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 481 8180 SH OTR 3,6 0 8180 0 S&P GLOBAL INC COM 78409v104 1227 5007 SH OTR 0 0 5007 0 SCHLUMBERGER LTD COM 806857108 614 18070 SH SOLE 0 18070 0 0 SCHLUMBERGER LTD COM 806857108 6208 181668 SH OTR 3,4,6,7 0 181668 0 SHERWIN WILLIAMS CO COM 824348106 566 1035 SH SOLE 0 1035 0 0 SHERWIN WILLIAMS CO COM 824348106 2119 3858 SH OTR 3,4,6,7 0 3858 0 SOUTHERN COMPANY COM 842587107 1585 25656 SH SOLE 0 25656 0 0 SOUTHERN COMPANY COM 842587107 13670 221300 SH OTR 3,6,7 0 221300 0 SPDR S&P MIDCAP 400 ETF TRUST UTSER1 S&PDCRP 78467y107 18 50 SH SOLE 0 50 0 0 SPDR S&P MIDCAP 400 ETF TRUST UTSER1 S&PDCRP 78467y107 211 600 SH OTR 0 0 600 0 STARBUCKS CORP COM 855244109 2039 23339 SH SOLE 0 23339 0 0 STARBUCKS CORP COM 855244109 8802 99848 SH OTR 3,4,6,7 0 99848 0 STATE STRT CORP COM 857477103 1166 19692 SH SOLE 0 19692 0 0 STATE STRT CORP COM 857477103 12753 215685 SH OTR 3,4,6,7 0 215685 0 STRYKER CORP COM 863667101 4044 18894 SH SOLE 0 18894 0 0 STRYKER CORP COM 863667101 10180 47143 SH OTR 3,6,7 0 47143 0 SYSCO CORP COM 871829107 1259 15860 SH SOLE 0 15860 0 0 SYSCO CORP COM 871829107 5382 67791 SH OTR 3,6,7 0 67791 0 TJX COS INC NEW COM 872540109 2369 42613 SH SOLE 0 42613 0 0 TJX COS INC NEW COM 872540109 20813 373523 SH OTR 3,4,6,7 0 373523 0 TORONTO DOMINION BK ONT COM NEW 891160509 1468 25800 SH OTR 0 0 25800 0 UNILEVER PLC SPON ADR NEW 904767704 3132 52046 SH SOLE 0 52046 0 0 UNILEVER PLC SPON ADR NEW 904767704 12030 200114 SH OTR 3,6,7 0 200114 0 UNION PACIFIC CORP COM 907818108 19 118 SH SOLE 0 118 0 0 UNION PACIFIC CORP COM 907818108 1021 6305 SH OTR 7 0 6305 0 UNITED TECHNOLOGIES CORP COM 913017109 3429 25322 SH SOLE 0 25322 0 0 UNITED TECHNOLOGIES CORP COM 913017109 27783 203666 SH OTR 3,4,6,7 0 203666 0 VANGUARD INTL EQUITY INDEX FTSE EMR MKT ETF 922042858 314 7790 SH SOLE 0 7790 0 0 VANGUARD INTL EQUITY INDEX FTSE EMR MKT ETF 922042858 961 23878 SH OTR 3,4,6,7 0 23878 0 VANGUARD WORLD FUNDS INF TECH ETF 92204a702 237 1100 SH SOLE 0 1100 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 2198 36431 SH SOLE 0 36431 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 18376 304482 SH OTR 3,4,6,7 0 304482 0 VISA INC CL A 92826c839 275 1600 SH SOLE 0 1600 0 0 VISA INC CL A 92826c839 1828 10623 SH OTR 7 0 10623 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1084 19616 SH SOLE 0 19616 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 9287 167901 SH OTR 3,4,6,7 0 167901 0 WALMART INC COM 931142103 95 800 SH SOLE 0 800 0 0 WALMART INC COM 931142103 237 2000 SH SOLE 3 2000 0 0 WELLS FARGO CO NEW COM 949746101 934 18510 SH OTR 6,7 0 18510 0