0001141781-16-000006.txt : 20160204
0001141781-16-000006.hdr.sgml : 20160204
20160204110032
ACCESSION NUMBER: 0001141781-16-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160204
DATE AS OF CHANGE: 20160204
EFFECTIVENESS DATE: 20160204
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NICHOLS & PRATT ADVISERS LLP /MA
CENTRAL INDEX KEY: 0001141781
IRS NUMBER: 043249229
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06593
FILM NUMBER: 161387270
BUSINESS ADDRESS:
STREET 1: 50 CONGRESS STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6175236800
MAIL ADDRESS:
STREET 1: 50 CONGRESS STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001141781
XXXXXXXX
12-31-2015
12-31-2015
NICHOLS & PRATT ADVISERS LLP /MA
50 CONGRESS STREET
BOSTON
MA
02109
13F HOLDINGS REPORT
028-06593
N
Kimberly H. Latifi
Chief Compliance Officer
617-523-6800
Kimberly H. Latifi
Boston
MA
02-04-2016
4
208
1041267
false
3
0000887393
028-03162
NICHOLS JAMES R
4
0000887473
028-03168
PRATT HAROLD I
6
0001389867
028-12207
Herbert John K III
7
0001568106
028-15124
Bator Thomas E.
INFORMATION TABLE
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final123115.xml
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COM
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4598
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3M CO
COM
88579y101
8492
56370
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OTR
3,4,6,7
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56370
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ABBOTT LABS
COM
002824100
645
14360
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SOLE
0
14360
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ABBOTT LABS
COM
002824100
6193
137902
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ABBVIE INC
COM
00287y109
187
3155
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SOLE
0
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ABBVIE INC
COM
00287y109
1337
22575
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OTR
3,4,6,7
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22575
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ADOBE SYS INC
COM
00724f101
29
305
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SOLE
0
305
0
0
ADOBE SYS INC
COM
00724f101
667
7100
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OTR
7
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7100
0
AIR PRODUCTS & CHEMICALS INC
COM
009158106
1367
10506
SH
OTR
7
0
10506
0
ALPHABET INC CL A
COM
02079k305
38
49
SH
SOLE
0
49
0
0
ALPHABET INC CL A
COM
02079k305
394
506
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OTR
7
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506
0
ALPHABET INC CL C
COM
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3088
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3088
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0
ALPHABET INC CL C
COM
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12841
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5800
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AMERICAN EXPRESS CO
COM
025816109
209
3000
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OTR
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3000
0
AMGEN INC
COM
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422
2600
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2600
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AMGEN INC
COM
031162100
494
3045
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OTR
0
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ANADARKO PETROLEUM CORPORATION
COM
032511107
372
7650
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OTR
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7650
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APPLE INC
COM
037833100
3189
30300
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30300
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APPLE INC
COM
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175147
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COM
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26318
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AT&T INC
COM
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COM
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AUTOMATIC DATA PROCESSING INC
COM
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COM
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122
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BAXALTA INC
COM
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314
8050
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COM
071813109
37
960
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960
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COM
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BERKSHIRE HATHAWAY INC DEL
CL B NEW
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554
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CL B NEW
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12305
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BHP BILLITON LTD
SPONSORED ADR
088606108
4833
187605
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OTR
3,4,6,7
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BHP BILLITON PLC
SPONSORED ADR
05545e209
68
3000
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SOLE
0
3000
0
0
BHP BILLITON PLC
SPONSORED ADR
05545e209
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107270
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OTR
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107270
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BIOGEN INC
COM
09062x103
153
500
SH
SOLE
0
500
0
0
BIOGEN INC
COM
09062x103
92
300
SH
OTR
0
0
300
0
BOEING CO
COM
097023105
77
534
SH
SOLE
0
534
0
0
BOEING CO
COM
097023105
179
1236
SH
OTR
7
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1236
0
BRISTOL MYERS SQUIBB CO
COM
110122108
482
7000
SH
SOLE
0
7000
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
561
8151
SH
OTR
6
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0
CATERPILLAR INC DEL
COM
149123101
804
11835
SH
SOLE
0
11835
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0
CATERPILLAR INC DEL
COM
149123101
12299
180975
SH
OTR
3,4,6,7
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CHEVRON CORP NEW
COM
166764100
71
794
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SOLE
0
794
0
0
CHEVRON CORP NEW
COM
166764100
795
8834
SH
OTR
3,6,7
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0
CHUBB CORP
COM
171232101
27
200
SH
SOLE
0
200
0
0
CHUBB CORP
COM
171232101
448
3381
SH
OTR
3
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3381
0
CHURCH & DWIGHT INC
COM
171340102
212
2500
SH
SOLE
0
2500
0
0
CHURCH & DWIGHT INC
COM
171340102
51
600
SH
OTR
0
0
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0
CIGNA CORPORATION
COM
125509109
1734
11850
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OTR
7
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11850
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CISCO SYS INC
COM
17275r102
2301
84724
SH
SOLE
0
84724
0
0
CISCO SYS INC
COM
17275r102
12930
476159
SH
OTR
3,4,6,7
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COCA COLA CO
COM
191216100
4046
94192
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SOLE
0
94192
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COCA COLA CO
COM
191216100
39714
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OTR
3,4,6,7
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COGNIZANT TECHNOLOGY SOLUTIONS
CL A
192446102
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10250
SH
OTR
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10250
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COLGATE PALMOLIVE CO
COM
194162103
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COLGATE PALMOLIVE CO
COM
194162103
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386986
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OTR
3,4,6,7
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COMCAST CORP NEW
CL A
20030n101
604
10700
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OTR
7
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10700
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CORNING INC
COM
219350105
229
12500
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SOLE
0
12500
0
0
CORNING INC
COM
219350105
349
19100
SH
OTR
7
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0
COSTCO WHSL CORP NEW
COM
22160k105
18
110
SH
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COM
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1014
6280
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CVS HEALTH CORP
COM
126650100
2217
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CVS HEALTH CORP
COM
126650100
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DANAHER CORP
COM
235851102
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13454
SH
OTR
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DIAGEO P L C
SPONS ADR NEW
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457
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SOLE
0
457
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DIAGEO P L C
SPONS ADR NEW
25243q205
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8427
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OTR
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8427
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DISNEY WALT CO
COM DISNEY
254687106
471
4480
SH
OTR
6
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0
DOMINION RES INC VA NEW
COM
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434
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SH
OTR
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DOW CHEM CO
COM
260543103
231
4486
SH
OTR
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DU PONT E I DE NEMOURS & CO
COM
263534109
40
600
SH
SOLE
0
600
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
482
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OTR
4,6
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EATON CORP PLC
SHS
g29183103
220
4231
SH
OTR
0
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EBAY INC
COM
278642103
235
8550
SH
SOLE
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0
EBAY INC
COM
278642103
349
12700
SH
OTR
3,7
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12700
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E M C CORP MASS
COM
268648102
1660
64825
SH
SOLE
0
64825
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0
E M C CORP MASS
COM
268648102
7292
283945
SH
OTR
3,4,6,7
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EMERSON ELEC CO
COM
291011104
3021
63151
SH
SOLE
0
63151
0
0
EMERSON ELEC CO
COM
291011104
25565
534494
SH
OTR
3,4,6,7
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COM
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1060
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SOLE
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23509
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EXPEDITORS INTL WASH INC
COM
302130109
9332
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OTR
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EXPRESS SCRIPTS HLDG CO
COM
30219g108
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179
SH
SOLE
0
179
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0
EXPRESS SCRIPTS HLDG CO
COM
30219g108
512
5854
SH
OTR
7
0
5854
0
EXXON MOBIL CORP
COM
30231g102
4392
56343
SH
SOLE
0
56343
0
0
EXXON MOBIL CORP
COM
30231g102
47967
615358
SH
OTR
3,4,6,7
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FASTENAL CO
COM
311900104
1756
43030
SH
SOLE
0
43030
0
0
FASTENAL CO
COM
311900104
12257
300281
SH
OTR
3,4,6,7
0
300281
0
FISERV INC
COM
337738108
4690
51279
SH
SOLE
0
51279
0
0
FISERV INC
COM
337738108
21422
234220
SH
OTR
3,4,6,7
0
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0
GENERAL ELECTRIC CO
COM
369604103
5850
187789
SH
SOLE
0
187789
0
0
GENERAL ELECTRIC CO
COM
369604103
66015
2119250
SH
OTR
3,4,6,7
0
2119250
0
GENERAL MLS INC
COM
370334104
101
1750
SH
SOLE
0
1750
0
0
GENERAL MLS INC
COM
370334104
930
16135
SH
OTR
3,6,7
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GILEAD SCIENCES INC
COM
375558103
1331
13153
SH
SOLE
0
13153
0
0
GILEAD SCIENCES INC
COM
375558103
8074
79793
SH
OTR
3,4,6,7
0
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0
HOME DEPOT INC
COM
437076102
8
61
SH
SOLE
0
61
0
0
HOME DEPOT INC
COM
437076102
799
6045
SH
OTR
0
0
6045
0
ILLINOIS TOOL WKS INC
COM
452308109
68
734
SH
SOLE
0
734
0
0
ILLINOIS TOOL WKS INC
COM
452308109
771
8315
SH
OTR
3,7
0
8315
0
INTEL CORP
COM
458140100
3446
100031
SH
SOLE
0
100031
0
0
INTEL CORP
COM
458140100
12950
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SH
OTR
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INTERNATIONAL BUSINESS MACHS
COM
459200101
795
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SOLE
0
5775
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
934
6788
SH
OTR
4,6
0
6788
0
INTUIT INC
COM
461202103
821
8510
SH
SOLE
0
8510
0
0
INTUIT INC
COM
461202103
3628
37595
SH
OTR
3,4,6,7
0
37595
0
ISHARES TR
MSCI EAFE ETF
464287465
144
2450
SH
SOLE
0
2450
0
0
ISHARES TR
MSCI EAFE ETF
464287465
1741
29656
SH
OTR
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0
ISHARES TR
MSCI EMG MKT ETF
464287234
208
6450
SH
SOLE
0
6450
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
721
22395
SH
OTR
3,7
0
22395
0
ISHARES TR
RUSSELL 2000 ETF
464287655
136
1210
SH
SOLE
0
1210
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
3300
29305
SH
OTR
3,4,6,7
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29305
0
JOHNSON & JOHNSON
COM
478160104
6735
65566
SH
SOLE
0
65566
0
0
JOHNSON & JOHNSON
COM
478160104
74014
720546
SH
OTR
3,4,6,7
0
720546
0
JOHNSON CTLS INC
COM
478366107
1115
28225
SH
SOLE
0
28225
0
0
JOHNSON CTLS INC
COM
478366107
9269
234713
SH
OTR
3,4,6,7
0
234713
0
JPMORGAN CHASE & CO
COM
46625h100
45
680
SH
SOLE
0
680
0
0
JPMORGAN CHASE & CO
COM
46625h100
1736
26298
SH
OTR
6,7
0
26298
0
KIMBERLY CLARK CORP
COM
494368103
140
1100
SH
SOLE
0
1100
0
0
KIMBERLY CLARK CORP
COM
494368103
210
1650
SH
OTR
6
0
1650
0
KINDER MORGAN INC DEL
COM
49456b101
899
60273
SH
SOLE
0
60273
0
0
KINDER MORGAN INC DEL
COM
49456b101
6450
432287
SH
OTR
3,4,6,7
0
432287
0
LINEAR TECHNOLOGY CORP
COM
535678106
267
6295
SH
SOLE
0
6295
0
0
LINEAR TECHNOLOGY CORP
COM
535678106
6967
164047
SH
OTR
3,4,6
0
164047
0
LOWES COS INC
COM
548661107
133
1750
SH
SOLE
0
1750
0
0
LOWES COS INC
COM
548661107
213
2800
SH
OTR
0
0
2800
0
MASTERCARD INC
CL A
57636q104
2032
20875
SH
SOLE
0
20875
0
0
MASTERCARD INC
CL A
57636q104
10975
112725
SH
OTR
3,4,6,7
0
112725
0
MCCORMICK & CO INC
COM NON VTG
579780206
463
5410
SH
SOLE
0
5410
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
1485
17360
SH
OTR
3,7
0
17360
0
MCDONALDS CORP
COM
580135101
1127
9538
SH
OTR
4,6,7
0
9538
0
MCGRAW HILL FINL INC
COM
580645109
922
9352
SH
OTR
0
0
9352
0
MEDTRONIC PLC
SHS
g5960l103
1191
15490
SH
SOLE
0
15490
0
0
MEDTRONIC PLC
SHS
g5960l103
6112
79461
SH
OTR
3,4,6,7
0
79461
0
MERCK & CO INC NEW
COM
58933y105
3790
71759
SH
SOLE
0
71759
0
0
MERCK & CO INC NEW
COM
58933y105
33556
635294
SH
OTR
3,4,6,7
0
635294
0
MICROSOFT CORP
COM
594918104
2287
41229
SH
SOLE
0
41229
0
0
MICROSOFT CORP
COM
594918104
10010
180426
SH
OTR
3,4,6,7
0
180426
0
MONSANTO CO NEW
COM
61166w101
874
8870
SH
SOLE
0
8870
0
0
MONSANTO CO NEW
COM
61166w101
8374
85002
SH
OTR
3,4,6,7
0
85002
0
NIKE INC
CL B
654106103
60
960
SH
SOLE
0
960
0
0
NIKE INC
CL B
654106103
168
2694
SH
OTR
0
0
2694
0
NORFOLK SOUTHERN CORP
COM
655844108
257
3044
SH
OTR
0
0
3044
0
NORTHERN TR CORP
COM
665859104
413
5735
SH
SOLE
0
5735
0
0
NORTHERN TR CORP
COM
665859104
1841
25532
SH
OTR
3,6,7
0
25532
0
NOVARTIS A G
SPONSORED ADR
66987v109
4323
50247
SH
SOLE
0
50247
0
0
NOVARTIS A G
SPONSORED ADR
66987v109
32304
375459
SH
OTR
3,4,6,7
0
375459
0
NOVO-NORDISK A S SPONS ADR
ADR
670100205
1315
22640
SH
SOLE
0
22640
0
0
NOVO-NORDISK A S SPONS ADR
ADR
670100205
6337
109112
SH
OTR
3,4,6,7
0
109112
0
ORACLE CORP
COM
68389x105
170
4650
SH
SOLE
0
4650
0
0
ORACLE CORP
COM
68389x105
482
13199
SH
OTR
4,7
0
13199
0
PAYPAL HLDGS INC
COM
70450y103
454
12550
SH
SOLE
0
12550
0
0
PAYPAL HLDGS INC
COM
70450y103
783
21635
SH
OTR
3,4,7
0
21635
0
PEPSICO INC
COM
713448108
4916
49197
SH
SOLE
0
49197
0
0
PEPSICO INC
COM
713448108
43453
434877
SH
OTR
3,4,6,7
0
434877
0
PFIZER INC
COM
717081103
738
22862
SH
SOLE
0
22862
0
0
PFIZER INC
COM
717081103
2647
81987
SH
OTR
6,7
0
81987
0
PHILIP MORRIS INTL
COM
718172109
299
3400
SH
OTR
0
0
3400
0
PNC FINL SVCS GROUP INC
COM
693475105
1
12
SH
SOLE
0
12
0
0
PNC FINL SVCS GROUP INC
COM
693475105
652
6838
SH
OTR
6,7
0
6838
0
PRAXAIR INC
COM
74005p104
1780
17380
SH
SOLE
0
17380
0
0
PRAXAIR INC
COM
74005p104
14577
142355
SH
OTR
3,4,6,7
0
142355
0
PROCTER & GAMBLE CO
COM
742718109
5481
69016
SH
SOLE
0
69016
0
0
PROCTER & GAMBLE CO
COM
742718109
53885
678568
SH
OTR
3,4,6,7
0
678568
0
QUALCOMM INC
COM
747525103
1488
29760
SH
SOLE
0
29760
0
0
QUALCOMM INC
COM
747525103
7277
145580
SH
OTR
3,4,6,7
0
145580
0
RAYTHEON CO
COM NEW
755111507
1930
15500
SH
OTR
0
0
15500
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
137
3000
SH
SOLE
0
3000
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
454
9918
SH
OTR
3,6
0
9918
0
SCHLUMBERGER LTD
COM
806857108
2250
32251
SH
SOLE
0
32251
0
0
SCHLUMBERGER LTD
COM
806857108
18336
262875
SH
OTR
3,4,6,7
0
262875
0
SHERWIN WILLIAMS CO
COM
824348106
286
1100
SH
OTR
0
0
1100
0
SOUTHERN CO
COM
842587107
895
19138
SH
SOLE
0
19138
0
0
SOUTHERN CO
COM
842587107
7598
162379
SH
OTR
3,4,6,7
0
162379
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467y107
13
50
SH
SOLE
0
50
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467y107
334
1315
SH
OTR
0
0
1315
0
STARBUCKS CORP
COM
855244109
654
10895
SH
SOLE
0
10895
0
0
STARBUCKS CORP
COM
855244109
3033
50525
SH
OTR
3,4,6,7
0
50525
0
STATE STR CORP
COM
857477103
1282
19326
SH
SOLE
0
19326
0
0
STATE STR CORP
COM
857477103
15016
226276
SH
OTR
3,4,6,7
0
226276
0
STRYKER CORP
COM
863667101
1996
21475
SH
SOLE
0
21475
0
0
STRYKER CORP
COM
863667101
4799
51640
SH
OTR
3,4,6,7
0
51640
0
SYSCO CORP
COM
871829107
1473
35920
SH
SOLE
0
35920
0
0
SYSCO CORP
COM
871829107
18552
452478
SH
OTR
3,4,6,7
0
452478
0
TARGET CORP
COM
87612e106
663
9125
SH
OTR
7
0
9125
0
TECO ENERGY INC
COM
872375100
464
17400
SH
OTR
0
0
17400
0
TJX COS INC NEW
COM
872540109
725
10225
SH
SOLE
0
10225
0
0
TJX COS INC NEW
COM
872540109
5058
71330
SH
OTR
3,4,6,7
0
71330
0
TORONTO DOMINION BK ONT
COM NEW
891160509
1011
25800
SH
OTR
0
0
25800
0
UDR INC
COM
902653104
215
5718
SH
OTR
6
0
5718
0
UNILEVER PLC
SPON ADR NEW
904767704
2303
53409
SH
SOLE
0
53409
0
0
UNILEVER PLC
SPON ADR NEW
904767704
8967
207944
SH
OTR
3,4,6,7
0
207944
0
UNION PAC CORP
COM
907818108
1
18
SH
SOLE
0
18
0
0
UNION PAC CORP
COM
907818108
548
7010
SH
OTR
7
0
7010
0
UNITED TECHNOLOGIES CORP
COM
913017109
2369
24660
SH
SOLE
0
24660
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
19881
206946
SH
OTR
3,4,6,7
0
206946
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
85
2600
SH
SOLE
0
2600
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
264
8060
SH
OTR
3,4,6,7
0
8060
0
VERIZON COMMUNICATIONS INC
COM
92343v104
728
15742
SH
SOLE
0
15742
0
0
VERIZON COMMUNICATIONS INC
COM
92343v104
8438
182571
SH
OTR
3,4,6,7
0
182571
0
VISA INC
COM CL A
92826c839
129
1660
SH
SOLE
0
1660
0
0
VISA INC
COM CL A
92826c839
898
11584
SH
OTR
4,7
0
11584
0
WAL-MART STORES INC
COM
931142103
105
1720
SH
SOLE
0
1720
0
0
WAL-MART STORES INC
COM
931142103
576
9403
SH
OTR
3,4
0
9403
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1487
17457
SH
SOLE
0
17457
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
14893
174889
SH
OTR
3,4,6,7
0
174889
0
WELLS FARGO & CO NEW
COM
949746101
137
2514
SH
SOLE
0
2514
0
0
WELLS FARGO & CO NEW
COM
949746101
2191
40312
SH
OTR
6,7
0
40312
0
WESTERN UN CO
COM
959802109
439
24500
SH
SOLE
0
24500
0
0
WESTERN UN CO
COM
959802109
603
33680
SH
OTR
3,6,7
0
33680
0
WOODWARD INC
COM
980745103
334
6720
SH
OTR
7
0
6720
0