0001141781-13-000002.txt : 20130502 0001141781-13-000002.hdr.sgml : 20130502 20130502122031 ACCESSION NUMBER: 0001141781-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130502 DATE AS OF CHANGE: 20130502 EFFECTIVENESS DATE: 20130502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLS & PRATT ADVISERS LLP /MA CENTRAL INDEX KEY: 0001141781 IRS NUMBER: 043249229 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06593 FILM NUMBER: 13806572 BUSINESS ADDRESS: STREET 1: 50 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175236800 MAIL ADDRESS: STREET 1: 50 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 TOBEFILED33113.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2013 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nichols & Pratt Advisers, LLP Address: 50 Congress Street Boston, Massachusetts 02109-4017 Form 13F File number: 28-06593 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager Name: Kimberly H. Latifi Title: Chief Compliance Officer Phone: 617-523-6800 Signature, Place, and Date of Signing: Kimberly Latifi Boston, Massachusetts 5/2/2013 [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ X ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of other Managers Reporting for this Manager: Form 13F File Number Name 28-4528 Bank of America 28-271 Bank New York Mellon Corp 28-380 United States Trust Company 28-04139 Eaton Vance Management Report Summary: Number of Other Included Managers: 5 Form 13F Information Table Entry Total :176 Form 13F Information Table Value Total: $994,345 (x 1000) FORM 13F INFORMATION TABLE TITLE OF VALUE SHS/PRN SH/PUT INVESTME OTHER VOTINGAUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) AMOUNT PRNCAL DISCRETI MANAGERS SOLE SHARED NONE 3M CO COM 88579y101 526 4,948SH SOLE 4,948 3M CO COM 88579y101 6,044 56,854SH OTHER 03 05 06 07 56,854 ABB LTD SPONSORED ADR 000375204 1,367 60,470SH SOLE 60,470 ABB LTD SPONSORED ADR 000375204 5,295 232,930SH OTHER 03 04 05 06 07 232,930 ABBOTT LABORATORIES COM 002824100 1,761 49,871SH SOLE 49,871 ABBOTT LABORATORIES COM 002824100 14,807 419,229SH OTHER 03 04 05 06 07 419,229 ABBVIE INC COM 00287y109 2,252 55,061SH SOLE 55,061 ABBVIE INC COM 00287y109 17,790 436,104SH OTHER 03 04 05 06 07 436,104 ABRAXAS PETE CORP COM 003830106 46 20,000SH SOLE 20,000 ABRAXAS PETE CORP COM 003830106 46 20,000SH OTHER 20,000 AMERICAN EXPRESS CO COM 025816109 211 3,125SH OTHER 05 3,125 AMGEN INC COM 031162100 144 1,400SH SOLE 1,400 AMGEN INC COM 031162100 292 2,850SH OTHER 05 2,850 APPLE INC COM 037833100 1,175 2,690SH SOLE 2,690 APPLE INC COM 037833100 9,349 21,151SH OTHER 03 04 05 06 07 21,151 APPLIED MATERIALS INC COM 038222105 723 53,750SH SOLE 53,750 APPLIED MATERIALS INC COM 038222105 5,171 383,745SH OTHER 03 04 05 06 07 383,745 AT&T INC COM 00206r102 1,476 40,112SH SOLE 40,112 AT&T INC COM 00206r102 5,907 160,988SH OTHER 03 04 05 06 07 160,988 AUTOMATIC DATA PROCESSING INC COM 053015103 3,181 49,009SH SOLE 49,009 AUTOMATIC DATA PROCESSING INC COM 053015103 40,693 625,848SH OTHER 03 04 05 06 07 625,848 BAXTER INTL INC COM 071813109 483 6,650SH OTHER 07 6,650 BECTON DICKINSON COM 075887109 11 115SH SOLE 115 BECTON DICKINSON COM 075887109 239 2,500SH OTHER 03 2,500 BERKSHIRE HATHAWAY INC-CL B CL B NEW 084670702 322 3,095SH SOLE 3,095 BERKSHIRE HATHAWAY INC-CL B CL B NEW 084670702 13,604 130,556SH OTHER 03 04 05 06 07 130,556 BHP BILLITON LTD ADR SPONSORED ADR 088606108 1,864 27,300SH SOLE 27,300 BHP BILLITON LTD ADR SPONSORED ADR 088606108 15,048 219,956SH OTHER 03 04 05 06 07 219,956 BRISTOL MYERS SQUIBB CO COM 110122108 242 5,880SH SOLE 5,880 BRISTOL MYERS SQUIBB CO COM 110122108 610 14,799SH OTHER 05 06 14,799 CATERPILLAR INC COM 149123101 943 10,840SH SOLE 10,840 CATERPILLAR INC COM 149123101 14,222 163,530SH OTHER 03 04 05 06 07 163,530 CHEVRON CORPORATION COM 166764100 124 1,044SH SOLE 1,044 CHEVRON CORPORATION COM 166764100 1,584 13,331SH OTHER 03 05 06 07 13,331 CISCO SYSTEMS INC COM 17275r102 1,699 81,407SH SOLE 81,407 CISCO SYSTEMS INC COM 17275R102 10,660 510,201SH OTHER 03 04 05 06 07 510,201 COCA COLA CO COM 191216100 3,896 96,340SH SOLE 96,340 COCA COLA CO COM 191216100 38,000 939,646SH OTHER 03 04 05 06 07 939,646 COLGATE PALMOLIVE CO COM 194162103 2,708 22,970SH SOLE 22,970 COLGATE PALMOLIVE CO COM 194162103 24,842 210,500SH OTHER 03 04 05 06 07 210,500 CREE INC COM 225447101 119 2,200SH SOLE 2,200 CREE INC COM 225447101 351 6,420SH OTHER 03 05 06 07 6,420 CVS CAREMARK CORP COM 126650100 267 4,851SH SOLE 4,851 CVS CAREMARK CORP COM 126650100 3,393 61,730SH OTHER 03 04 05 06 07 61,730 DIAGEO PLC SPONSORED ADR NEW 25243q205 70 557SH SOLE 557 DIAGEO PLC SPONSORED ADR NEW 25243q205 269 2,140SH OTHER 03 05 07 2,140 DISNEY WALT CO NEW COM DISNEY 254687106 3 55SH SOLE 55 DISNEY WALT CO NEW COM DISNEY 254687106 227 3,999SH OTHER 05 3,999 DOMINION RESOURCES INC COM 25746u109 46 798SH SOLE 798 DOMINION RESOURCES INC COM 25746u109 423 7,269SH OTHER 05 06 7,269 DU PONT E I DE NEMOURS & CO COM 263534109 44 900SH SOLE 900 DU PONT E I DE NEMOURS & CO COM 263534109 524 10,664SH OTHER 04 05 06 10,664 EATON VANCE CORP COM NON VTG 278265103 53 1,260SH SOLE 1,260 EATON VANCE CORP COM NON VTG 278265103 376 9,000SH OTHER 06 9,000 EMC CORP MASS COM 268648102 1,298 54,550SH SOLE 54,550 EMC CORP MASS COM 268648102 7,219 302,455SH OTHER 03 04 05 06 07 302,455 EMERSON ELEC CO COM 291011104 3,635 65,410SH SOLE 65,410 EMERSON ELEC CO COM 291011104 31,709 567,822SH OTHER 03 04 05 06 07 567,822 ENTERGY CORP COM 29364g103 411 6,500SH OTHER 03 6,500 ENTERPRISE PRODS PARTNERS L COM 293792107 201 3,341SH OTHER 04 3,341 EXPEDITORS INTERNATIONAL WASH I COM 302130109 1,447 40,604SH SOLE 40,604 EXPEDITORS INTERNATIONAL WASH I COM 302130109 10,989 307,642SH OTHER 03 04 05 06 07 307,642 EXXON MOBIL CORP COM 30231G102 5,755 63,744SH SOLE 63,744 EXXON MOBIL CORP COM 30231G102 54,588 605,689SH OTHER 03 04 05 06 07 605,689 FASTENAL CO COM 311900104 849 16,725SH SOLE 16,725 FASTENAL CO COM 311900104 2,954 57,631SH OTHER 03 04 05 06 07 57,631 FISERV INC COM 337738108 2,926 33,450SH SOLE 33,450 FISERV INC COM 337738108 13,127 149,485SH OTHER 03 04 05 06 07 149,485 GENERAL ELECTRIC CORP COM 369604103 4,406 190,687SH SOLE 190,687 GENERAL ELECTRIC CORP COM 369604103 51,425 2,224,379SH OTHER 03 04 05 06 07 2,224,379 GENERAL MLS INC COM 370334104 256 5,200SH SOLE 5,200 GENERAL MLS INC COM 370334104 934 18,945SH OTHER 03 06 07 18,945 HEWLETT PACKARD CO COM 428236103 244 10,225SH OTHER 03 05 06 10,225 INTEL CORP COM 458140100 2,288 105,525SH SOLE 105,525 INTEL CORP COM 458140100 11,376 521,649SH OTHER 03 04 05 06 07 521,649 INTL. BUSINESS MACHINES CORP COM 459200101 1,818 8,525SH SOLE 8,525 INTL. BUSINESS MACHINES CORP COM 459200101 2,321 10,883SH OTHER 03 05 06 07 10,883 INTUIT INC COM 461202103 542 8,255SH SOLE 8,255 INTUIT INC COM 461202103 2,014 30,675SH OTHER 03 05 06 07 30,675 ISHARES TR MSCI EAFE INDEX FU 464287465 248 4,235SH SOLE 4,235 ISHARES TR MSCI EAFE INDEX FU 464287465 1,314 22,275SH OTHER 03 05 06 07 22,275 ISHARES TR MSCI EMERG MKT 464287234 408 9,545SH SOLE 9,545 ISHARES TR MSCI EMERG MKT 464287234 3,279 76,720SH OTHER 03 04 05 06 07 76,720 ISHARES INC MSCI PAC J IDX 464286665 71 1,425SH SOLE 1,425 ISHARES INC MSCI PAC J IDX 464286665 266 5,360SH OTHER 03 05 06 07 5,360 ISHARES TR RUSSELL 2000 464287655 709 7,560SH SOLE 7,560 ISHARES TR RUSSELL 2000 464287655 2,284 24,230SH OTHER 04 24,230 JOHNSON & JOHNSON COM 478160104 6,113 74,822SH SOLE 74,822 JOHNSON & JOHNSON COM 478160104 69,393 850,979SH OTHER 03 04 05 06 07 850,979 JOHNSON CONTROLS INC COM 478366107 986 28,125SH SOLE 28,125 JOHNSON CONTROLS INC COM 478366107 8,050 229,535SH OTHER 03 04 05 06 07 229,535 JP MORGAN CHASE & CO COM 46625h100 207 4,353SH SOLE 4,353 JP MORGAN CHASE & CO COM 46625h100 1,851 38,995SH OTHER 03 05 06 07 38,995 KIMBERLY CLARK CORP COM 494368103 49 500SH SOLE 500 KIMBERLY CLARK CORP COM 494368103 230 2,350SH OTHER 05 06 2,350 KINDER MORGAN ENERGY PARTNERS L UT LTD PARTNER 494550106 307 3,425SH SOLE 3,425 KINDER MORGAN ENERGY PARTNERS L UT LTD PARTNER 494550106 826 9,200SH OTHER 03 05 07 9,200 KINDER MORGAN INC COM 49456b101 2,280 58,700SH SOLE 58,700 KINDER MORGAN INC COM 49456b101 16,615 429,382SH OTHER 03 04 05 06 07 429,382 LINEAR TECHNOLOGY CORP COM 535678106 653 17,012SH SOLE 17,012 LINEAR TECHNOLOGY CORP COM 535678106 8,722 227,300SH OTHER 03 04 05 06 07 227,300 MACY'S INC COM 55616p104 241 5,750SH OTHER 06 5,750 MCDONALDS CORP COM 580135101 522 5,232SH OTHER 03 04 05 06 5,232 MCGRAW HILL COMPANIES INC COM 580645109 5,724 109,900SH OTHER 03 109,900 MEDTRONIC INC COM 585055106 722 15,389SH SOLE 15,389 MEDTRONIC INC COM 585055106 4,075 86,814SH OTHER 03 04 05 06 07 86,814 MERCK & CO INC COM 58933y105 3,257 73,600SH SOLE 73,600 MERCK & CO INC COM 58933y105 32,485 734,908SH OTHER 03 04 05 06 07 734,908 MICROSOFT CORP COM 594918104 1,225 42,813SH SOLE 42,813 MICROSOFT CORP COM 594918104 5,958 208,276SH OTHER 03 04 05 06 07 208,276 MONDELEZ INTERNATIONAL INC COM 609207105 230 7,499SH OTHER 05 7,499 MONSANTO CO NEW COM 61166W101 898 8,495SH SOLE 8,495 MONSANTO CO NEW COM 61166w101 8,738 82,709SH OTHER 03 04 05 06 07 82,709 NOBLE ENERGY INC COM 655044105 229 1,980SH SOLE 1,980 NORTHERN TR CORP COM 665859104 1,850 33,970SH SOLE 33,970 NORTHERN TR CORP COM 665859104 12,365 226,680SH OTHER 03 04 05 06 07 226,680 NOVARTIS A G SPONS ADR NEW 66987V109 3,496 49,115SH SOLE 49,115 NOVARTIS A G SPONS ADR NEW 66987v109 29,159 409,342SH OTHER 03 04 05 06 07 409,342 ORACLE CORP COM 68389x105 37 1,156SH SOLE 1,156 ORACLE CORP COM 68389X105 163 5,030SH OTHER 04 07 5,030 PEPSICO INC COM 713448108 3,855 48,738SH SOLE 48,738 PEPSICO INC COM 713448108 39,668 501,435SH OTHER 03 04 05 06 07 501,435 PFIZER INC COM 717081103 1,053 36,487SH SOLE 36,487 PFIZER INC COM 717081103 3,147 109,047SH OTHER 03 05 06 07 109,047 PHILIP MORRIS INTERNATIONAL COM 718172109 334 3,600SH OTHER 05 3,600 PRAXAIR INC COM 74005p104 1,877 16,850SH SOLE 16,850 PRAXAIR INC COM 74005p104 15,975 143,245SH OTHER 03 04 05 06 07 143,245 PROCTER & GAMBLE CO COM 742718109 5,633 72,829SH SOLE 72,829 PROCTER & GAMBLE CO COM 742718109 57,323 743,643SH OTHER 03 04 05 06 07 743,643 QUALCOMM INC COM 747525103 1,620 24,357SH SOLE 24,357 QUALCOMM INC COM 747525103 9,874 147,635SH OTHER 03 04 05 06 07 147,635 RAYTHEON COMPANY COM NEW 755111507 18 300SH SOLE 300 RAYTHEON COMPANY COM NEW 755111507 923 15,700SH OTHER 05 15,700 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 195 3,000SH SOLE 3,000 ROYAL DUTCH SHELL PLC SPON ADR A 780259206 731 11,218SH OTHER 03 06 11,218 SCHLUMBERGER LTD COM 806857108 1,312 17,515SH SOLE 17,515 SCHLUMBERGER LTD COM 806857108 17,066 227,981SH OTHER 03 04 05 06 07 227,981 SENTRY COMPANY COM 81799c926 232 750SH SOLE 750 SHERWIN WILLIAMS CO COM 824348106 287 1,700SH OTHER 1,700 SIGMA ALDRICH CORP COM 826552101 1,487 19,240SH SOLE 19,240 SIGMA ALDRICH CORP COM 826552101 8,773 113,056SH OTHER 03 04 05 06 07 113,056 SOUTHERN COMPANY COM 842587107 637 13,575SH SOLE 13,575 SOUTHERN COMPANY COM 842587107 4,388 93,531SH OTHER 03 04 05 06 07 93,531 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467y107 21 100SH SOLE 100 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467y107 276 1,315SH OTHER 05 1,315 STATE STREET CORP COM 857477103 1,508 25,526SH SOLE 25,526 STATE STREET CORP COM 857477103 18,942 320,769SH OTHER 03 04 05 06 07 320,769 STRYKER CORP COM 863667101 1,303 19,955SH SOLE 19,955 STRYKER CORP COM 863667101 3,601 55,185SH OTHER 03 04 05 06 07 55,185 SUBURBAN PROPANE PARTNERS LP UNIT LDT PARTN 864482104 165 3,700SH SOLE 3,700 SUBURBAN PROPANE PARTNERS LP UNIT LDT PARTN 864482104 178 4,000SH OTHER 4,000 SYSCO CORP COM 871829107 2,268 64,450SH SOLE 64,450 SYSCO CORP COM 871829107 22,625 643,281SH OTHER 03 04 05 06 07 643,281 TECO ENERGY CORP COM 872375100 21 1,200SH SOLE 1,200 TECO ENERGY CORP COM 872375100 289 16,200SH OTHER 16,200 TORONTO DOMINION BANK COM NEW 891160509 1,074 12,900SH OTHER 12,900 UNILEVER PLC SPONS ADR 904767704 2,202 52,165SH SOLE 52,165 UNILEVER PLC SPONS ADR 904767704 8,488 200,960SH OTHER 03 04 05 06 07 200,960 UNITED TECHNOLOGIES CORP COM 913017109 2,469 26,475SH SOLE 26,475 UNITED TECHNOLOGIES CORP COM 913017109 18,992 203,316SH OTHER 03 04 05 06 07 203,316 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 471 11,043SH SOLE 11,043 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 863 20,155SH OTHER 03 04 05 06 07 20,155 VERIZON COMMUNICATIONS COM 92343v104 595 12,097SH SOLE 12,097 VERIZON COMMUNICATIONS COM 92343v104 4,686 95,339SH OTHER 03 04 05 06 07 95,339 VODAFONE GROUP SPONS ADR SPONS ADR NEW 92857w209 119 4,199SH SOLE 4,199 VODAFONE GROUP SPONS ADR SPONS ADR NEW 92857w209 228 8,018SH OTHER 05 8,018 WAL MART STORES INC COM 931142103 202 2,695SH SOLE 2,695 WAL MART STORES INC COM 931142103 4,470 59,734SH OTHER 03 04 05 06 59,734 WALGREEN CO COM 931422109 1,036 21,735SH SOLE 21,735 WALGREEN CO COM 931422109 11,439 239,902SH OTHER 03 04 05 06 07 239,902 WEINGARTEN RLTY INVEST SH BEN INT 948741103 75 2,375SH SOLE 2,375 WEINGARTEN RLTY INVEST SH BEN INT 948741103 130 4,105SH OTHER 06 4,105 WELLS FARGO & CO NEW COM 949746101 66 1,785SH SOLE 1,785 WELLS FARGO & CO NEW COM 949746101 811 21,919SH OTHER 05 06 07 21,919 WESTERN UNION CO COM 959802109 411 27,317SH SOLE 27,317 WESTERN UNION CO COM 959802109 1,422 94,680SH OTHER 03 04 05 06 07 94,680