0001141781-14-000005.txt : 20141105 0001141781-14-000005.hdr.sgml : 20141105 20141105102556 ACCESSION NUMBER: 0001141781-14-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141105 DATE AS OF CHANGE: 20141105 EFFECTIVENESS DATE: 20141105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLS & PRATT ADVISERS LLP /MA CENTRAL INDEX KEY: 0001141781 IRS NUMBER: 043249229 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06593 FILM NUMBER: 141195669 BUSINESS ADDRESS: STREET 1: 50 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175236800 MAIL ADDRESS: STREET 1: 50 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001141781 XXXXXXXX 09-30-2014 09-30-2014 NICHOLS & PRATT ADVISERS LLP /MA
50 CONGRESS STREET BOSTON MA 02109
13F HOLDINGS REPORT 028-06593 N
Kimberly H. Latifi Cheif Compliance Officer 617-523-6800 Kimberly H. Latifi Boston MA 11-05-2014 5 217 1124911 false 3 0000887393 028-03162 NICHOLS JAMES R 4 0000887473 028-03168 PRATT HAROLD I 5 0001350894 028-11854 Saunders Preston H 6 0001389867 028-12207 Herbert John K III 7 0001568106 028-15124 Bator Thomas E.
INFORMATION TABLE 2 final93014.xml 3M CO COM 88579y101 666 4698 SH SOLE 4698 0 0 3M CO COM 88579y101 7402 52248 SH OTR 0 52248 0 ABB LTD SPONS ADR SPONSORED ADR 000375204 282 12574 SH SOLE 12574 0 0 ABB LTD SPONS ADR SPONSORED ADR 000375204 1393 62165 SH OTR 0 62165 0 ABBOTT LABS COM 002824100 2059 49681 SH SOLE 49681 0 0 ABBOTT LABS COM 002824100 18525 445606 SH OTR 0 445606 0 ABBVIE INC COM 00287y109 600 10385 SH SOLE 10385 0 0 ABBVIE INC COM 00287y109 6747 116804 SH OTR 0 116804 0 ABRAXAS PETE CORP COM 003830106 137 26000 SH SOLE 26000 0 0 ABRAXAS PETE CORP COM 003830106 106 20000 SH OTR 0 20000 0 AIR PRODS & CHEMS INC COM 009158106 2685 20629 SH OTR 0 20629 0 ALTRIA GROUP INC COM 02209s103 266 5800 SH OTR 0 5800 0 AMERICAN EXPRESS CO COM 025816109 1204 13750 SH OTR 0 13750 0 AMGEN INC COM 031162100 197 1400 SH SOLE 1400 0 0 AMGEN INC COM 031162100 596 4245 SH OTR 0 4245 0 APPLE INC COM 037833100 2812 28081 SH SOLE 28081 0 0 APPLE INC COM 037833100 17404 172874 SH OTR 0 172874 0 APPLIED MATLS INC COM 038222105 209 9666 SH SOLE 9666 0 0 APPLIED MATLS INC COM 038222105 828 38400 SH OTR 0 38400 0 AT&T INC COM 00206r102 1240 35200 SH SOLE 35200 0 0 AT&T INC COM 00206r102 6362 180584 SH OTR 0 180584 0 AUTOMATIC DATA PROCESSING INC COM 053015103 2805 35579 SH SOLE 35579 0 0 AUTOMATIC DATA PROCESSING INC COM 053015103 41024 495641 SH OTR 0 495641 0 BAXTER INTL INC COM 071813109 373 5200 SH SOLE 5200 0 0 BAXTER INTL INC COM 071813109 1553 21635 SH OTR 0 21635 0 BECTON DICKINSON & CO COM 075887109 53 465 SH SOLE 465 0 0 BECTON DICKINSON & CO COM 075887109 285 2500 SH OTR 0 2500 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 428 3095 SH SOLE 3095 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 16456 119122 SH OTR 0 119122 0 BHP BILLITON LTD SPONSORED ADR 088606108 1878 31970 SH SOLE 31970 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 14570 247525 SH OTR 0 247525 0 BIOGEN IDEC INC COM 09062x103 298 900 SH OTR 0 900 0 BOEING CO COM 097023105 68 534 SH SOLE 534 0 0 BOEING CO COM 097023105 941 7386 SH OTR 0 7386 0 BP PLC SPONSORED ADR 055622104 13 300 SH SOLE 300 0 0 BP PLC SPONSORED ADR 055622104 567 12902 SH OTR 0 12902 0 BRISTOL MYERS SQUIBB CO COM 110122108 681 13299 SH SOLE 13299 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 417 8151 SH OTR 0 8151 0 CATERPILLAR INC DEL COM 149123101 979 9890 SH SOLE 9890 0 0 CATERPILLAR INC DEL COM 149123101 16575 167378 SH OTR 0 167378 0 CHEVRON CORP NEW COM 166764100 77 644 SH SOLE 644 0 0 CHEVRON CORP NEW COM 166764100 1786 14971 SH OTR 0 14971 0 CHURCH & DWIGHT INC COM 171340102 95 1350 SH SOLE 1350 0 0 CHURCH & DWIGHT INC COM 171340102 123 1750 SH OTR 0 1750 0 CIGNA CORPORATION COM 125509109 2122 23400 SH OTR 0 23400 0 CINTAS CORP COM 172908105 296 4200 SH OTR 0 4200 0 CISCO SYS INC COM 17275r102 2129 84727 SH SOLE 84727 0 0 CISCO SYS INC COM 17275r102 12461 495174 SH OTR 0 495174 0 COCA COLA CO COM 191216100 3921 91825 SH SOLE 91825 0 0 COCA COLA CO COM 191216100 40967 960229 SH OTR 0 960229 0 COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A 192446102 331 7400 SH OTR 0 7400 0 COLGATE PALMOLIVE CO COM 194162103 2778 42690 SH SOLE 42690 0 0 COLGATE PALMOLIVE CO COM 194162103 26134 400799 SH OTR 0 400799 0 COMCAST CORP NEW CL A 20030n101 365 6785 SH OTR 0 6785 0 CONOCOPHILLIPS COM 20825c104 12 155 SH SOLE 155 0 0 CONOCOPHILLIPS COM 20825c104 188 2462 SH OTR 0 2462 0 CORNING INC COM 219350105 168 8700 SH SOLE 8700 0 0 CORNING INC COM 219350105 248 12800 SH OTR 0 12800 0 COSTCO WHSL CORP NEW COM 22160k105 14 110 SH SOLE 110 0 0 COSTCO WHSL CORP NEW COM 22160k105 712 5680 SH OTR 0 5680 0 CREE INC COM 225447101 16 400 SH SOLE 400 0 0 CREE INC COM 225447101 218 5320 SH OTR 0 5320 0 CVS HEALTH CORP COM 126650100 493 6201 SH SOLE 6201 0 0 CVS HEALTH CORP COM 126650100 6784 85258 SH OTR 0 85258 0 DANAHER CORP DEL COM 235851102 851 11204 SH OTR 0 11204 0 DIAGEO P L C SPON ADR NEW 25243q205 76 657 SH SOLE 657 0 0 DIAGEO P L C SPON ADR NEW 25243q205 613 5315 SH OTR 0 5315 0 DISNEY WALT CO COM DISNEY 254687106 5 55 SH SOLE 55 0 0 DISNEY WALT CO COM DISNEY 254687106 502 5644 SH OTR 0 5644 0 DOMINION RES INC VA NEW COM 25746u109 482 6970 SH OTR 0 6970 0 DOW CHEM CO COM 260543103 235 4486 SH OTR 0 4486 0 DU PONT E I DE NEMOURS & CO COM 263534109 692 9642 SH OTR 0 9642 0 EATON CORP PLC SHS g29183103 268 4231 SH OTR 0 4231 0 EATON VANCE CORP COM NON VTG 278265103 189 5000 SH SOLE 5000 0 0 EATON VANCE CORP COM NON VTG 278265103 48 1260 SH OTR 0 1260 0 EBAY INC COM 278642103 741 13175 SH SOLE 13175 0 0 EBAY INC COM 278642103 1536 27195 SH OTR 0 27195 0 E M C CORP MASS COM 268648102 1695 58380 SH SOLE 58380 0 0 E M C CORP MASS COM 268648102 9164 313860 SH OTR 0 313860 0 EMERSON ELEC CO COM 291011104 3746 60279 SH SOLE 60279 0 0 EMERSON ELEC CO COM 291011104 34267 547879 SH OTR 0 547879 0 ENTERPRISE PRODS PARTNERS LP COM 293792107 269 6682 SH OTR 0 6682 0 EXPEDITORS INTL WASH INC COM 302130109 969 23869 SH SOLE 23869 0 0 EXPEDITORS INTL WASH INC COM 302130109 10302 253880 SH OTR 0 253880 0 EXPRESS SCRIPTS HLDG CO COM 30219g108 13 179 SH SOLE 179 0 0 EXPRESS SCRIPTS HLDG CO COM 30219g108 413 5854 SH OTR 0 5854 0 EXXON MOBIL CORP COM 30231g102 4895 52245 SH SOLE 52245 0 0 EXXON MOBIL CORP COM 30231g102 57882 615726 SH OTR 0 615726 0 FASTENAL CO COM 311900104 750 16755 SH SOLE 16755 0 0 FASTENAL CO COM 311900104 2747 61196 SH OTR 0 61196 0 FISERV INC COM 337738108 3440 53340 SH SOLE 53340 0 0 FISERV INC COM 337738108 17238 266775 SH OTR 0 266775 0 FLEXSHARES TR MORNSTAR UPSTR 33939l407 1296 37678 SH OTR 0 37678 0 GENERAL ELECTRIC CO COM 369604103 4650 182600 SH SOLE 182600 0 0 GENERAL ELECTRIC CO COM 369604103 55772 2177820 SH OTR 0 2177820 0 GENERAL MLS INC COM 370334104 156 3100 SH SOLE 3100 0 0 GENERAL MLS INC COM 370334104 942 18675 SH OTR 0 18675 0 GILEAD SCIENCES INC COM 375558103 970 9155 SH SOLE 9155 0 0 GILEAD SCIENCES INC COM 375558103 4074 38318 SH OTR 0 38318 0 GOOGLE INC CL C 38259p706 995 1736 SH SOLE 1736 0 0 GOOGLE INC CL C 38259p706 3437 5964 SH OTR 0 5964 0 GOOGLE INC CL A 38259p508 22 37 SH SOLE 37 0 0 GOOGLE INC CL A 38259p508 286 486 SH OTR 0 486 0 HOME DEPOT INC COM 437076102 6 61 SH SOLE 61 0 0 HOME DEPOT INC COM 437076102 555 6045 SH OTR 0 6045 0 HOSPIRA INC COM 441060100 40 761 SH SOLE 761 0 0 HOSPIRA INC COM 441060100 451 8675 SH OTR 0 8675 0 ILLINOIS TOOL WKS INC COM 452308109 62 734 SH SOLE 734 0 0 ILLINOIS TOOL WKS INC COM 452308109 608 7200 SH OTR 0 7200 0 INTEL CORP COM 458140100 3694 106960 SH SOLE 106960 0 0 INTEL CORP COM 458140100 14929 429516 SH OTR 0 429516 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1236 6517 SH SOLE 6517 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 5010 26393 SH OTR 0 26393 0 INTUIT COM 461202103 618 7055 SH SOLE 7055 0 0 INTUIT COM 461202103 2454 28000 SH OTR 0 28000 0 ISHARES TR MSCI EAFE ETF 464287465 115 1800 SH SOLE 1800 0 0 ISHARES TR MSCI EAFE ETF 464287465 1978 30856 SH OTR 0 30856 0 ISHARES TR MSCI EMG MKT ETF 464287234 481 11660 SH SOLE 11660 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2830 68310 SH OTR 0 68310 0 ISHARES TR RUSSELL 2000 ETF 464287655 160 1460 SH SOLE 1460 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1622 14840 SH OTR 0 14840 0 JOHNSON & JOHNSON COM 478160104 6504 61535 SH SOLE 61535 0 0 JOHNSON & JOHNSON COM 478160104 78578 737723 SH OTR 0 737723 0 JOHNSON CTLS INC COM 478366107 1157 26285 SH SOLE 26285 0 0 JOHNSON CTLS INC COM 478366107 10088 229275 SH OTR 0 229275 0 JPMORGAN CHASE & CO COM 46625h100 38 625 SH SOLE 625 0 0 JPMORGAN CHASE & CO COM 46625h100 1619 26883 SH OTR 0 26883 0 KIMBERLY CLARK CORP COM 494368103 54 500 SH SOLE 500 0 0 KIMBERLY CLARK CORP COM 494368103 1124 10450 SH OTR 0 10450 0 KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 494550106 331 3550 SH SOLE 3550 0 0 KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 494550106 674 7225 SH OTR 0 7225 0 KINDER MORGAN INC DEL COM 49456b101 2705 70659 SH SOLE 70659 0 0 KINDER MORGAN INC DEL COM 49456b101 19517 509132 SH OTR 0 509132 0 LINEAR TECHNOLOGY CORP COM 535678106 367 8272 SH SOLE 8272 0 0 LINEAR TECHNOLOGY CORP COM 535678106 7692 173272 SH OTR 0 173272 0 LOWES COS INC COM 548661107 119 2250 SH SOLE 2250 0 0 LOWES COS INC COM 548661107 148 2800 SH OTR 0 2800 0 MACYS INC COM 55616p104 291 5000 SH OTR 0 5000 0 MCCORMICK & CO INC COM NON VTG 579780206 67 1005 SH SOLE 1005 0 0 MCCORMICK & CO INC COM NON VTG 579780206 187 2800 SH OTR 0 2800 0 MCDONALDS CORP COM 580135101 2055 21673 SH OTR 0 21673 0 MCGRAW HILL FINL INC COM 580645109 836 9900 SH OTR 0 9900 0 MEDTRONIC INC COM 585055106 966 15539 SH SOLE 15539 0 0 MEDTRONIC INC COM 585055106 4621 74485 SH OTR 0 74485 0 MERCK & CO INC NEW COM 58933y105 3840 65025 SH SOLE 65025 0 0 MERCK & CO INC NEW COM 58933y105 37665 635616 SH OTR 0 635616 0 MICROSOFT CORP COM 594918104 1661 35998 SH SOLE 35998 0 0 MICROSOFT CORP COM 594918104 9132 197203 SH OTR 0 197203 0 MONSANTO CO NEW COM 61166w101 929 8335 SH SOLE 8335 0 0 MONSANTO CO NEW COM 61166w101 9087 80849 SH OTR 0 80849 0 NORFOLK SOUTHERN CORP COM 655844108 340 3044 SH OTR 0 3044 0 NORTHERN TR CORP COM 665859104 2297 33985 SH SOLE 33985 0 0 NORTHERN TR CORP COM 665859104 15178 223245 SH OTR 0 223245 0 NOVARTIS A G SPONSORED ADR 66987v109 4438 47304 SH SOLE 47304 0 0 NOVARTIS A G SPONSORED ADR 66987v109 36134 383994 SH OTR 0 383994 0 NOVO-NORDISK A S ADR 670100205 1044 21890 SH SOLE 21890 0 0 NOVO-NORDISK A S ADR 670100205 4080 85650 SH OTR 0 85650 0 ORACLE CORP COM 68389x105 192 5040 SH SOLE 5040 0 0 ORACLE CORP COM 68389x105 706 18444 SH OTR 0 18444 0 PEPSICO INC COM 713448108 4345 46763 SH SOLE 46763 0 0 PEPSICO INC COM 713448108 41685 447862 SH OTR 0 447862 0 PFIZER INC COM 717081103 697 23588 SH SOLE 23588 0 0 PFIZER INC COM 717081103 2934 99227 SH OTR 0 99227 0 PHILIP MORRIS INTL INC COM 718172109 284 3400 SH OTR 0 3400 0 PRAXAIR INC COM 74005p104 2065 16150 SH SOLE 16150 0 0 PRAXAIR INC COM 74005p104 17944 139220 SH OTR 0 139220 0 PROCTER & GAMBLE CO COM 742718109 5561 66619 SH SOLE 66619 0 0 PROCTER & GAMBLE CO COM 742718109 58815 702549 SH OTR 0 702549 0 QUALCOMM INC COM 747525103 2199 29550 SH SOLE 29550 0 0 QUALCOMM INC COM 747525103 12634 169095 SH OTR 0 169095 0 RAYTHEON CO COM NEW 755111507 1673 16468 SH OTR 0 16468 0 ROSS STORES INC COM 778296103 382 5055 SH OTR 0 5055 0 ROYAL BK CDA MONTREAL QUEBEC COM 780087102 204 2852 SH OTR 0 2852 0 ROYAL DUTCH SHELL PLC SPON ADR A 780259206 228 3000 SH SOLE 3000 0 0 ROYAL DUTCH SHELL PLC SPON ADR A 780259206 854 11218 SH OTR 0 11218 0 SCHLUMBERGER LTD COM 806857108 3037 30110 SH SOLE 30110 0 0 SCHLUMBERGER LTD COM 806857108 24786 243995 SH OTR 0 243995 0 SHERWIN WILLIAMS CO COM 824348106 285 1300 SH OTR 0 1300 0 SIGMA ALDRICH CORP COM 826552101 2508 18445 SH SOLE 18445 0 0 SIGMA ALDRICH CORP COM 826552101 16250 119481 SH OTR 0 119481 0 SOUTHERN CO COM 842587107 781 17895 SH SOLE 17895 0 0 SOUTHERN CO COM 842587107 4389 100551 SH OTR 0 100551 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467y107 12 50 SH SOLE 50 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467y107 1158 4643 SH OTR 0 4643 0 STARBUCKS CORP COM 855244109 22 285 SH SOLE 285 0 0 STARBUCKS CORP COM 855244109 326 4314 SH OTR 0 4314 0 STATE STR CORP COM 857477103 1360 18480 SH SOLE 18480 0 0 STATE STR CORP COM 857477103 17676 240286 SH OTR 0 240286 0 STRYKER CORP COM 863667101 1594 19655 SH SOLE 19655 0 0 STRYKER CORP COM 863667101 4489 55560 SH OTR 0 55560 0 SUBURBAN PROPANE PARTNERS LP UNIT LTD PARTN 864482104 147 3300 SH SOLE 3300 0 0 SUBURBAN PROPANE PARTNERS LP UNIT LTD PARTN 864482104 165 3700 SH OTR 0 3700 0 SYSCO CORP COM 871829107 1939 51350 SH SOLE 51350 0 0 SYSCO CORP COM 871829107 21491 566547 SH OTR 0 566547 0 TARGET CORP COM 87612e106 298 4750 SH OTR 0 4750 0 TECO ENERGY INC COM 872375100 302 17400 SH OTR 0 17400 0 TORONTO DOMINON BK ONT COM NEW 891160509 1256 25800 SH OTR 0 25800 0 UNILEVER PLC SPON ADR NEW 904767704 2158 51975 SH SOLE 51975 0 0 UNILEVER PLC SPON ADR NEW 904767704 8704 208077 SH OTR 0 208077 0 UNION PAC CORP COM 907818108 672 6200 SH OTR 0 6200 0 UNITED TECHNOLOGIES CORP COM 913017109 2498 23795 SH SOLE 23795 0 0 UNITED TECHNOLOGIES CORP COM 913017109 21844 206977 SH OTR 0 206977 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 110 2628 SH SOLE 2628 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 411 9860 SH OTR 0 9860 0 VERIZON COMMUNICATIONS COM 92343v104 725 14504 SH SOLE 14504 0 0 VERIZON COMMUNICATIONS COM 92343v104 5218 104386 SH OTR 0 104386 0 VISA INC COM CL A 92826c839 89 415 SH SOLE 415 0 0 VISA INC COM CL A 92826c839 618 2896 SH OTR 0 2896 0 WAL-MART STORES INC COM 931142103 145 1895 SH SOLE 1895 0 0 WAL-MART STORES INC COM 931142103 4486 58664 SH OTR 0 58664 0 WALGREEN CO COM 931422109 960 16195 SH SOLE 16195 0 0 WALGREEN CO COM 931422109 11286 190410 SH OTR 0 190410 0 WELLS FARGO & CO NEW COM 949746101 130 2504 SH SOLE 2504 0 0 WELLS FARGO & CO NEW COM 949746101 2096 40412 SH OTR 0 40412 0 WESTERN UN CO COM 959802109 440 27417 SH SOLE 27417 0 0 WESTERN UN CO COM 959802109 1171 72980 SH OTR 0 72980 0 WOODWARD INC COM 980745103 320 6720 SH OTR 0 6720 0