-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QV/e5s9mXP/9SfB02u4NUSlLPYzzl2FCWPgf2eN39uyFpZuWZMsswRvHtd9d6Nk0 /lLho8rXnw1zoXH7HfOurQ== 0001141781-09-000002.txt : 20090512 0001141781-09-000002.hdr.sgml : 20090512 20090512110212 ACCESSION NUMBER: 0001141781-09-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090512 DATE AS OF CHANGE: 20090512 EFFECTIVENESS DATE: 20090512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLS & PRATT ADVISERS LLP /MA CENTRAL INDEX KEY: 0001141781 IRS NUMBER: 043249229 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06593 FILM NUMBER: 09817530 BUSINESS ADDRESS: STREET 1: 50 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175236800 MAIL ADDRESS: STREET 1: 50 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 completemarch312009.txt MARCH 31, 2009 - 13F - NICHOLS & PRATT ADVISERS, LLP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2009 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nichols & Pratt Advisers, LLP Address: 50 Congress Street Boston, Massachusetts 02109-4017 Form 13F File number: 28-06593 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager Name: Kimberly H. Latifi Title: Chief Compliance Officer Phone: 617-523-6800 Signature, Place, and Date of Signing: Kimberly Latifi Boston, Massachusetts 05/12/2009 [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ X ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of other Managers Reporting for this Manager: Form 13F File Number Name 28-4528 Bank of America 28-unknown State Street Bank & Trust Co. 28-271 Bank New York Mellon Corp 28-380 United States Trust Company Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total : 195 Form 13F Information Table Value Total: $554,351,531 List of other Included Managers: No. 13F File Number Name 3 28-3162 James R. Nichols 4 28-3168 Harold I. Pratt 5 28-06593 Preston H. Saunders 6 28-12207 John K. Herbert 3-31-09 FORM 13F INFORMATION TABLE TITLE OF VALUE SHS/PRN PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP X (1000 AMOUNT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED 3M CO COM 88579Y101 299 5,900 SH SOLE 5,900 3M CO COM 88579Y101 2,417 47,723 SH SH-SHARED 03 05 06 47,723 ABBOTT LABORATORIES COM 002824100 1,161 24,845 SH SOLE 24,845 ABBOTT LABORATORIES COM 002824100 11,947 255,826 SH SH-SHARED 03 04 05 06 255,826 ABRAXAS PETROLEUM CORP COM 003830106 21 20,000 SH SOLE 20,000 ABRAXAS PETROLEUM CORP COM 003830106 21 20,000 SH SH-SHARED 20,000 ALLIANT TECHSYSTEMS INC COM 018804104 640 9,400 SH SH-SHARED 03 9,400 AMERICAN INTL GROUP INC COM 026874107 21 19,290 SH SOLE 19,290 AMERICAN INTL GROUP INC COM 026874107 47 44,114 SH SH-SHARED 03 04 05 06 44,114 AMGEN INC COM 031162100 250 5,175 SH SOLE 5,175 AMGEN INC COM 031162100 94 1,950 SH SH-SHARED 05 1,950 APPLE INC COM 037833100 43 400 SH SOLE 400 APPLE INC COM 037833100 174 1,600 SH SH-SHARED 03 05 06 1,600 APTARGROUP INC COM 038336103 36 1,150 SH SOLE 1,150 APTARGROUP INC COM 038336103 537 17,275 SH SH-SHARED 03 04 05 06 17,275 AT&T INC COM 00206R102 66 2,537 SH SOLE 2,537 AT&T INC COM 00206R102 326 12,564 SH SH-SHARED 05 12,564 AUTOMATIC DATA PROCESSING IN COM 053015103 1,865 53,126 SH SOLE 53,126 AUTOMATIC DATA PROCESSING IN COM 053015103 24,749 705,097 SH SH-SHARED 03 04 05 06 705,097 AVERY DENNISON CORP COM 053611109 7 300 SH SOLE 300 AVERY DENNISON CORP COM 053611109 312 13,720 SH SH-SHARED 03 05 06 13,720 BANK OF AMERICA CORP COM 060505104 13 1,774 SH SOLE 1,774 BANK OF AMERICA CORP COM 060505104 185 26,219 SH SH-SHARED 03 05 06 26,219 BAXTER INTERNATIONAL INC COM 071813109 337 6,650 SH SH-SHARED 05 6,650 BB&T CORPORATION COM 054937107 287 16,535 SH SOLE 16,535 BB&T CORPORATION COM 054937107 1,158 66,794 SH SH-SHARED 03 04 05 06 66,794 BECTON DICKINSON & CO COM 075887109 345 5,200 SH SH-SHARED 03 05 5,200 BEMIS CO COM 081437105 211 10,000 SH SH-SHARED 04 10,000 BENJAMIN FRANKLIN BANCORP IN COM 082073107 243 27,675 SH SOLE 27,675 BENJAMIN FRANKLIN BANCORP IN COM 082073107 44 5,000 SH SH-SHARED 05 5,000 BERKSHIRE HATHAWAY INC-B COM 084670207 1,280 454 SH SOLE 454 BERKSHIRE HATHAWAY INC-B COM 084670207 10,749 3,813 SH SH-SHARED 03 04 05 06 3,813 BHP BILLITON LTD SPONSORED ADR 088606108 424 9,365 SH SOLE 9,365 BHP BILLITON LTD SPONSORED ADR 088606108 3,653 80,355 SH SH-SHARED 03 04 05 06 80,355 BP PLC SPONSORED ADR 055622104 1,676 41,473 SH SOLE 41,473 BP PLC SPONSORED ADR 055622104 7,978 197,373 SH SH-SHARED 03 04 05 06 197,373 CATERPILLAR INC COM 149123101 374 12,990 SH SOLE 12,990 CATERPILLAR INC COM 149123101 4,589 158,280 SH SH-SHARED 03 04 05 158,280 CHEVRON CORP COM 166764100 131 1,915 SH SOLE 1,915 CHEVRON CORP COM 166764100 981 14,360 SH SH-SHARED 03 05 06 14,360 CINTAS CORP COM 172908105 559 22,755 SH SOLE 22,755 CINTAS CORP COM 172908105 688 28,000 SH SH-SHARED 03 05 06 28,000 CISCO SYSTEMS INC COM 17275R102 1,134 64,950 SH SOLE 64,950 CISCO SYSTEMS INC COM 17275R102 7,445 426,375 SH SH-SHARED 03 04 05 06 426,375 CITIGROUP INC COM 172967101 11 3,965 SH SOLE 3,965 CITIGROUP INC COM 172967101 128 47,650 SH SH-SHARED 03 04 05 06 47,650 COCA COLA CO COM 191216100 2,639 58,836 SH SOLE 58,836 COCA COLA CO COM 191216100 25,471 567,778 SH SH-SHARED 03 04 05 06 567,778 COLGATE PALMOLIVE CO COM 194162103 1,068 18,165 SH SOLE 18,165 COLGATE PALMOLIVE CO COM 194162103 8,851 150,527 SH SH-SHARED 03 04 05 06 150,527 COSTCO WHOLESALE CORP COM 22160K105 204 4,408 SH SOLE 4,408 COSTCO WHOLESALE CORP COM 22160K105 32 700 SH SH-SHARED 05 700 DENTSPLY INTL INC NEW COM 249030107 238 9,000 SH SOLE 9,000 DENTSPLY INTL INC NEW COM 249030107 1,467 56,020 SH SH-SHARED 03 04 05 06 56,020 DISNEY WALT CO COM DISNEY 254687106 280 14,899 SH SH-SHARED 05 14,899 DOMINION RESOURCES INC COM 25746U109 12 400 SH SOLE 400 DOMINION RESOURCES INC COM 25746U109 290 9,417 SH SH-SHARED 05 06 9,417 DOW CHEMICAL CO COM 260543103 62 6,986 SH SOLE 6,986 DOW CHEMICAL CO COM 260543103 57 6,522 SH SH-SHARED 05 6,522 DU PONT E I DE NEMOURS & CO COM 263534109 14 600 SH SOLE 600 DU PONT E I DE NEMOURS & CO COM 263534109 203 8,642 SH SH-SHARED 03 05 06 8,642 EATON VANCE CORP COM 278265103 261 11,500 SH SOLE 11,500 EATON VANCE CORP COM 278265103 29 1,260 SH SH-SHARED 06 1,260 EMC CORP MASS COM 268648102 608 52,098 SH SOLE 52,098 EMC CORP MASS COM 268648102 3,633 311,300 SH SH-SHARED 03 04 05 06 311,300 EMERSON ELECTRIC CO COM 291011104 1,625 55,296 SH SOLE 55,296 EMERSON ELECTRIC CO COM 291011104 16,128 546,141 SH SH-SHARED 03 04 05 06 546,141 ENTERGY CORP COM 29364G103 279 4,059 SH SH-SHARED 03 4,059 EXPEDITORS INTL OF WA INC COM 302130109 854 30,616 SH SOLE 30,616 EXPEDITORS INTL OF WA INC COM 302130109 4,553 163,420 SH SH-SHARED 03 04 05 06 163,420 EXXON MOBIL CORP COM 30231G102 3,645 52,738 SH SOLE 52,738 EXXON MOBIL CORP COM 30231G102 38,032 549,357 SH SH-SHARED 03 04 05 06 549,357 FASTENAL CO COM 311900104 396 12,025 SH SOLE 12,025 FASTENAL CO COM 311900104 1,089 33,070 SH SH-SHARED 03 04 05 06 33,070 FISERV INC COM 337738108 1,032 28,122 SH SOLE 28,122 FISERV INC COM 337738108 2,493 67,901 SH SH-SHARED 03 04 05 06 67,901 GENENTECH INC COM 368710406 503 5,300 SH SOLE 5,300 GENENTECH INC COM 368710406 180 1,900 SH SH-SHARED 04 1,900 GENERAL ELECTRIC CO COM 369604103 2,064 203,024 SH SOLE 203,024 GENERAL ELECTRIC CO COM 369604103 23,2162,282,83 SH SH-SHARED 03 04 05 06 2,282,834 GENERAL MILLS INC COM 370334104 76 1,500 SH SOLE 1,500 GENERAL MILLS INC COM 370334104 555 10,932 SH SH-SHARED 03 06 10,932 HERSHEY FOODS CORP COM 427866108 92 2,600 SH SOLE 2,600 HERSHEY FOODS CORP COM 427866108 184 5,200 SH SH-SHARED 06 5,200 HEWLETT PACKARD CO COM 428236103 241 7,319 SH SOLE 7,319 HEWLETT PACKARD CO COM 428236103 210 6,400 SH SH-SHARED 03 05 6,400 HOME DEPOT INC COM 437076102 158 6,650 SH SOLE 6,650 HOME DEPOT INC COM 437076102 134 5,625 SH SH-SHARED 03 05 06 5,625 INTEL CORP COM 458140100 729 48,480 SH SOLE 48,480 INTEL CORP COM 458140100 3,299 219,490 SH SH-SHARED 03 04 05 06 219,490 INTERNATIONAL BUSINESS MACHS COM 459200101 292 2,992 SH SOLE 2,992 INTERNATIONAL BUSINESS MACHS COM 459200101 2,248 23,028 SH SH-SHARED 03 05 06 23,028 INTUIT INC COM 461202103 260 9,500 SH SOLE 9,500 INTUIT INC COM 461202103 507 18,550 SH SH-SHARED 03 05 06 18,550 ISHARES TR MSCI EAFE IDX 464287465 269 6,975 SH SOLE 6,975 ISHARES TR MSCI EAFE IDX 464287465 2,063 53,485 SH SH-SHARED 03 04 05 06 53,485 ISHARES TR MSCI EMERG MKT IDX 464287234 274 10,695 SH SOLE 10,695 ISHARES TR MSCI EMERG MKT IDX 464287234 1,328 51,830 SH SH-SHARED 03 04 05 06 51,830 ISHARES TR MSCI PAC J IDX 464286665 489 19,365 SH SOLE 19,365 ISHARES TR MSCI PAC J IDX 464286665 1,844 73,020 SH SH-SHARED 03 04 05 06 73,020 JOHNSON & JOHNSON COM 478160104 4,370 82,388 SH SOLE 82,388 JOHNSON & JOHNSON COM 478160104 49,327 929,994 SH SH-SHARED 03 04 05 06 929,994 JOHNSON CONTROLS INC COM 478366107 281 21,485 SH SOLE 21,485 JOHNSON CONTROLS INC COM 478366107 2,342 177,312 SH SH-SHARED 03 04 05 06 177,312 JPMORGAN CHASE & CO COM 46625H100 103 3,661 SH SOLE 3,661 JPMORGAN CHASE & CO COM 46625H100 1,630 57,908 SH SH-SHARED 03 05 06 57,908 KIMBERLY CLARK CORP COM 494368103 121 2,548 SH SOLE 2,548 KIMBERLY CLARK CORP COM 494368103 110 2,325 SH SH-SHARED 06 2,325 LINCOLN NATIONAL CORP COM 534187109 39 5,500 SH SOLE 5,500 LINCOLN NATIONAL CORP COM 534187109 57 8,000 SH SH-SHARED 05 8,000 LINEAR TECHNOLOGY CORP COM 535678106 697 31,002 SH SOLE 31,002 LINEAR TECHNOLOGY CORP COM 535678106 5,697 253,650 SH SH-SHARED 03 04 05 06 253,650 MCDONALDS CORP COM 580135101 348 6,300 SH SH-SHARED 03 05 6,300 MCGRAW HILL COS INC COM 580645109 41 1,800 SH SOLE 1,800 MCGRAW HILL COS INC COM 580645109 3,065 133,300 SH SH-SHARED 03 133,300 MEDTRONIC INC COM 585055106 1,920 64,910 SH SOLE 64,910 MEDTRONIC INC COM 585055106 11,410 385,731 SH SH-SHARED 03 04 05 06 385,731 MERCK & CO INC COM 589331107 1,770 65,574 SH SOLE 65,574 MERCK & CO INC COM 589331107 21,854 809,721 SH SH-SHARED 06 809,721 MICROSOFT CORPORATION COM 594918104 1,187 61,458 SH SOLE 61,458 MICROSOFT CORPORATION COM 594918104 8,946 463,260 SH SH-SHARED 03 04 05 06 463,260 MONSANTO CO COM 61166W101 41 500 SH SOLE 500 MONSANTO CO COM 61166W101 703 8,600 SH SH-SHARED 03 05 8,600 NORTHERN TRUST CORP COM 665859104 1,437 22,825 SH SOLE 22,825 NORTHERN TRUST CORP COM 665859104 6,509 103,390 SH SH-SHARED 03 04 05 06 103,390 NOVARTIS AG SPONSORED ADR 66987V109 1,246 32,635 SH SOLE 32,635 NOVARTIS AG SPONSORED ADR 66987V109 10,893 285,296 SH SH-SHARED 03 04 05 06 285,296 ORACLE CORP COM 68389X105 16 875 SH SOLE 875 ORACLE CORP COM 68389X105 1,766 95,050 SH SH-SHARED 03 05 95,050 ORCHARD ENTERPRISES INC COM NEW 68562L100 23 13,300 SH SH-SHARED 13,300 PEPSICO INC COM 713448108 2,254 43,171 SH SOLE 43,171 PEPSICO INC COM 713448108 26,658 510,487 SH SH-SHARED 03 04 05 06 510,487 PFIZER INC COM 717081103 246 17,597 SH SOLE 17,597 PFIZER INC COM 717081103 1,911 136,586 SH SH-SHARED 03 04 05 06 136,586 PRAXAIR INC COM 74005P104 1,179 17,145 SH SOLE 17,145 PRAXAIR INC COM 74005P104 9,989 144,815 SH SH-SHARED 03 04 05 06 144,815 PROCTER & GAMBLE CO COM 742718109 4,108 85,214 SH SOLE 85,214 PROCTER & GAMBLE CO COM 742718109 39,896 827,552 SH SH-SHARED 03 04 05 06 827,552 RAYTHEON CO COM 755111507 71 1,800 SH SOLE 1,800 RAYTHEON CO COM 755111507 746 18,917 SH SH-SHARED 05 18,917 ROCHE HOLDINGS LTD SPONSORED ADR 771195104 58 1,700 SH SOLE 1,700 ROCHE HOLDINGS LTD SPONSORED ADR 771195104 265 7,800 SH SH-SHARED 06 7,800 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 348 7,776 SH SOLE 7,776 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 673 15,037 SH SH-SHARED 06 15,037 SCHERING PLOUGH CORP COM 806605101 225 9,510 SH SH-SHARED 05 06 9,510 SCHLUMBERGER LTD COM 806857108 446 10,863 SH SOLE 10,863 SCHLUMBERGER LTD COM 806857108 5,226 127,150 SH SH-SHARED 03 04 05 06 127,150 SHERWIN WILLIAMS CO COM 824348106 486 9,300 SH SH-SHARED 06 9,300 SIGMA ALDRICH CORP COM 826552101 336 8,725 SH SOLE 8,725 SIGMA ALDRICH CORP COM 826552101 2,613 67,555 SH SH-SHARED 03 04 05 06 67,555 SOUTHERN CO COM 842587107 262 8,500 SH SOLE 8,500 SOUTHERN CO COM 842587107 2,143 69,546 SH SH-SHARED 03 05 06 69,546 STATE STREET CORP COM 857477103 1,409 46,150 SH SOLE 46,150 STATE STREET CORP COM 857477103 14,565 477,076 SH SH-SHARED 03 04 05 06 477,076 STRYKER CORP COM 863667101 361 10,890 SH SOLE 10,890 STRYKER CORP COM 863667101 1,132 34,210 SH SH-SHARED 03 04 05 06 34,210 SUNCOR ENERGY INC COM 867229106 243 10,800 SH SOLE 10,800 SUNCOR ENERGY INC COM 867229106 593 26,300 SH SH-SHARED 03 04 05 26,300 SYSCO CORP COM 871829107 2,261 99,807 SH SOLE 99,807 SYSCO CORP COM 871829107 17,031 751,904 SH SH-SHARED 03 04 05 06 751,904 TCF FINANCIAL CORPORATION COM 872275102 153 12,392 SH SOLE 12,392 TECO ENERGY INC COM NEW 872375100 178 16,200 SH SH-SHARED 16,200 TORONTO DOMINION BK ONT COM NEW 891160509 458 13,000 SH SH-SHARED 13,000 TOTAL SA SPONSORED ADR 89151E109 288 5,817 SH SOLE 5,817 TOTAL SA SPONSORED ADR 89151E109 2,197 44,384 SH SH-SHARED 03 44,384 TRANSOCEAN INC NEW SHS H8817H100 7 115 SH SOLE 115 TRANSOCEAN INC NEW SHS H8817H100 682 11,500 SH SH-SHARED 03 11,500 TRAVELERS COS INC COM 89417E109 267 6,346 SH SH-SHARED 03 6,346 UDR INC COM 902653104 29 3,543 SH SOLE 3,543 UDR INC COM 902653104 218 26,902 SH SH-SHARED 03 05 06 26,902 UNILEVER PLC SPON ADR NEW 904767704 226 11,790 SH SOLE 11,790 UNILEVER PLC SPON ADR NEW 904767704 1,451 75,355 SH SH-SHARED 03 04 05 06 75,355 UNITED PARCEL SERVICE INC-B CL B 911312106 283 5,650 SH SH-SHARED 04 05 5,650 UNITED TECHNOLOGIES CORP COM 913017109 406 9,285 SH SOLE 9,285 UNITED TECHNOLOGIES CORP COM 913017109 5,566 126,840 SH SH-SHARED 03 04 05 06 126,840 VERIZON COMMUNICATIONS INC COM 92343V104 92 2,945 SH SOLE 2,945 VERIZON COMMUNICATIONS INC COM 92343V104 292 9,340 SH SH-SHARED 05 06 9,340 VODAFONE GROUP PLC SPONS ADR NEW 92857W209 244 13,053 SH SOLE 13,053 VODAFONE GROUP PLC SPONS ADR NEW 92857W209 20 1,092 SH SH-SHARED 05 1,092 WALGREEN CO COM 931422109 1,309 49,510 SH SOLE 49,510 WALGREEN CO COM 931422109 11,248 424,439 SH SH-SHARED 03 04 05 06 424,439 WAL-MART STORES INC COM 931142103 277 5,250 SH SOLE 5,250 WAL-MART STORES INC COM 931142103 1,222 23,143 SH SH-SHARED 03 05 06 23,143 WASHINGTON POST CO-B CL B 939640108 86 238 SH SOLE 238 WASHINGTON POST CO-B CL B 939640108 206 571 SH SH-SHARED 06 571 WEINGARTEN RLTY INVS SH BEN INT 948741103 54 5,914 SH SOLE 5,914 WEINGARTEN RLTY INVS SH BEN INT 948741103 229 24,927 SH SH-SHARED 03 05 06 24,927 WELLS FARGO & CO COM 949746101 385 26,597 SH SH-SHARED 05 06 26,597 WESTERN UNION CO COM 959802109 105 8,283 SH SOLE 8,283 WESTERN UNION CO COM 959802109 441 34,746 SH SH-SHARED 03 04 05 06 34,746 WHOLE FOODS MARKET INC COM 966837106 306 17,765 SH SOLE 17,765 WHOLE FOODS MARKET INC COM 966837106 676 38,700 SH SH-SHARED 03 04 05 06 38,700 WILMINGTON TRUST CORP COM 971807102 50 5,050 SH SOLE 5,050 WILMINGTON TRUST CORP COM 971807102 493 50,190 SH SH-SHARED 03 05 06 50,190 WYETH COM 983024100 2,114 48,830 SH SH-SHARED 03 05 06 48,830
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