0001141391-20-000173.txt : 20200731 0001141391-20-000173.hdr.sgml : 20200731 20200731171452 ACCESSION NUMBER: 0001141391-20-000173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200730 FILED AS OF DATE: 20200731 DATE AS OF CHANGE: 20200731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haythornthwaite Richard CENTRAL INDEX KEY: 0001362566 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32877 FILM NUMBER: 201066868 MAIL ADDRESS: STREET 1: MASTERCARD INTERNATIONAL STREET 2: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577-2509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mastercard Inc CENTRAL INDEX KEY: 0001141391 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 134172551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142492000 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MASTERCARD INC DATE OF NAME CHANGE: 20010525 4 1 wf-form4_159623007764728.xml FORM 4 X0306 4 2020-07-30 0 0001141391 Mastercard Inc MA 0001362566 Haythornthwaite Richard 2000 PURCHASE STREET PURCHASE NY 10577-2509 1 0 0 0 Class A Common Stock 2020-07-30 4 S 0 515 304.1851 D 32573 D Class A Common Stock 2020-07-30 4 S 0 700 305.4286 D 31873 D Class A Common Stock 2020-07-30 4 S 0 699 306.4359 D 31174 D Class A Common Stock 2020-07-30 4 S 0 1200 307.3933 D 29974 D Class A Common Stock 2020-07-30 4 S 0 1486 308.6912 D 28488 D Class A Common Stock 2020-07-30 4 S 0 400 310.5425 D 28088 D The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on June 15, 2020. This transaction was executed in multiple trades at prices ranging from $303.69 to $304.64. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $305.07 to $305.94. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $306.07 to $306.83. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $307.09 to $308.01. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $308.14 to $309.11. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $310.34 to $310.74. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Craig Brown, attorney-in-fact for Richard Haythornthwaite pursuant to a power of attorney dated September 16, 2014 2020-07-31