0001567619-18-006675.txt : 20181119 0001567619-18-006675.hdr.sgml : 20181119 20181119173613 ACCESSION NUMBER: 0001567619-18-006675 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181119 DATE AS OF CHANGE: 20181119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bromage Bruce CENTRAL INDEX KEY: 0001294066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31332 FILM NUMBER: 181193603 MAIL ADDRESS: STREET 1: C/O LIQUIDMETAL TECHNOLOGIES, INC. STREET 2: 30452 ESPERANZA CITY: RANCHO SANTA MARGARITA STATE: CA ZIP: 92688 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES INC CENTRAL INDEX KEY: 0001141240 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 330264467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30452 ESPERANZA CITY: RANCHO SANTA MARGARITA STATE: CA ZIP: 92688 BUSINESS PHONE: 800-511-3651 MAIL ADDRESS: STREET 1: 30452 ESPERANZA CITY: RANCHO SANTA MARGARITA STATE: CA ZIP: 92688 FORMER COMPANY: FORMER CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES DATE OF NAME CHANGE: 20010523 4 1 doc1.xml FORM 4 X0306 4 2018-11-15 0 0001141240 LIQUIDMETAL TECHNOLOGIES INC LQMT 0001294066 Bromage Bruce 13740 HARLEIGH COURT SARATOGA CA 95070 0 1 0 0 Chief Operating Officer Stock Option .14 2018-11-15 4 A 0 4050000 .14 A 2028-11-15 Common Stock 4050000 4050000 D The shares covered by the Option shall vest 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest 20% on the second anniversary date from the date of grant and 60% on the third anniversary date from the date of grant. /s/ Curt P. Creely, as Attorney-in-Fact for Bruce Bromage 2018-11-19