0001567619-18-006675.txt : 20181119
0001567619-18-006675.hdr.sgml : 20181119
20181119173613
ACCESSION NUMBER: 0001567619-18-006675
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181115
FILED AS OF DATE: 20181119
DATE AS OF CHANGE: 20181119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bromage Bruce
CENTRAL INDEX KEY: 0001294066
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31332
FILM NUMBER: 181193603
MAIL ADDRESS:
STREET 1: C/O LIQUIDMETAL TECHNOLOGIES, INC.
STREET 2: 30452 ESPERANZA
CITY: RANCHO SANTA MARGARITA
STATE: CA
ZIP: 92688
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001141240
STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800]
IRS NUMBER: 330264467
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30452 ESPERANZA
CITY: RANCHO SANTA MARGARITA
STATE: CA
ZIP: 92688
BUSINESS PHONE: 800-511-3651
MAIL ADDRESS:
STREET 1: 30452 ESPERANZA
CITY: RANCHO SANTA MARGARITA
STATE: CA
ZIP: 92688
FORMER COMPANY:
FORMER CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES
DATE OF NAME CHANGE: 20010523
4
1
doc1.xml
FORM 4
X0306
4
2018-11-15
0
0001141240
LIQUIDMETAL TECHNOLOGIES INC
LQMT
0001294066
Bromage Bruce
13740 HARLEIGH COURT
SARATOGA
CA
95070
0
1
0
0
Chief Operating Officer
Stock Option
.14
2018-11-15
4
A
0
4050000
.14
A
2028-11-15
Common Stock
4050000
4050000
D
The shares covered by the Option shall vest 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest 20% on the second anniversary date from the date of grant and 60% on the third anniversary date from the date of grant.
/s/ Curt P. Creely, as Attorney-in-Fact for Bruce Bromage
2018-11-19