0001140361-16-054386.txt : 20160222
0001140361-16-054386.hdr.sgml : 20160222
20160222164156
ACCESSION NUMBER: 0001140361-16-054386
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150127
FILED AS OF DATE: 20160222
DATE AS OF CHANGE: 20160222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001141240
STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800]
IRS NUMBER: 330264467
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30452 ESPERANZA
CITY: RANCHO SANTA MARGARITA
STATE: CA
ZIP: 92688
BUSINESS PHONE: 800-511-3651
MAIL ADDRESS:
STREET 1: 30452 ESPERANZA
CITY: RANCHO SANTA MARGARITA
STATE: CA
ZIP: 92688
FORMER COMPANY:
FORMER CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES
DATE OF NAME CHANGE: 20010523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEVCIK RICHARD W
CENTRAL INDEX KEY: 0001232253
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31332
FILM NUMBER: 161445534
MAIL ADDRESS:
STREET 1: C/O LIQUIDMETAL TECHNOLOGIES, INC.
STREET 2: 30452 ESPERANZA
CITY: RANCHO SANTA MARGARITA
STATE: CA
ZIP: 92688
4
1
doc1.xml
FORM 4
X0306
4
2015-01-27
0
0001141240
LIQUIDMETAL TECHNOLOGIES INC
LQMT
0001232253
SEVCIK RICHARD W
C/O LIQUIDMETAL TECHNOLOGIES, INC.
30452 ESPERANZA
RANCHO SANTA MARGARITA
CA
92688
1
0
0
0
Options to Purchase Common Stock
.29
2024-02-05
Common Stock
140000
140000
D
Stock Option
.14
2015-01-27
4
A
0
400000
.14
A
2025-01-27
Common Stock
400000
400000
D
Stock Option
.07
2016-02-17
4
A
0
400000
.07
A
2026-02-17
Common Stock
400000
400000
D
The shares reported in column 7 will vest over a 5-year period on the following schedule: the shares vest 20% on the first anniversary of the date of grant; with the remaining 80% vesting at 1.666% per consecutive calendar month thereafter through and including the fifth anniversary of the date of grant.
The shares covered by the Option shall vest 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 4 years with the Option being 100% vested on the fifth anniversary of the date of grant. Form 4 for option grant was inadvertently not timely filed, but grant was reported on Form 8-K filed by issuer on February 9, 2015.
The shares covered by the Option shall vest 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 4 years with the Option being 100% vested on the fifth anniversary of the date of grant.
/s/ Curt P. Creely, as Attorney-in-Fact for Richard W. Sevcik
2016-02-22