0001209191-14-024185.txt : 20140401
0001209191-14-024185.hdr.sgml : 20140401
20140401171046
ACCESSION NUMBER: 0001209191-14-024185
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140401
DATE AS OF CHANGE: 20140401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARRIS GROUP INC
CENTRAL INDEX KEY: 0001141107
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 582588724
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
BUSINESS PHONE: 678-473-2000
MAIL ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
FORMER COMPANY:
FORMER CONFORMED NAME: BROADBAND PARENT CORP
DATE OF NAME CHANGE: 20010521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POTTS DAVID
CENTRAL INDEX KEY: 0001185929
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31254
FILM NUMBER: 14735171
MAIL ADDRESS:
STREET 1: C/O ARRIS GROUP INC
STREET 2: 11450 TECHNOLOGY CIRCLE
CITY: DULUTH
STATE: GA
ZIP: 30097
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-03-31
0
0001141107
ARRIS GROUP INC
ARRS
0001185929
POTTS DAVID
3871 LAKEFIELD DRIVE
SUWANEE
GA
30024
0
1
0
0
CFO/Executive Vice President
Common stock
2014-03-31
4
C
0
3665
0.00
A
79118
D
Common stock
2014-04-01
4
S
0
6620
28.17
D
72498
D
Restricted stock
2014-03-31
4
C
0
3665
0.00
D
10419
D
Restricted stock
2014-03-31
4
F
0
3378
27.09
D
7041
D
Restricted stock
17014
D
Restricted stock
68060
D
Restricted stock
17036
D
Restricted stock
45430
D
Restricted stock
62600
D
Restricted stock
15000
D
Restricted stock
25380
D
Restricted stock
50760
D
Represents the vested portion of a restricted stock grant converting to common stock.
Shares sold were subject to an existing Rule 10b5-1 Sales Plan.
Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates.
Represents shares withheld to cover payroll tax liability on partial vesting of previously granted restricted shares
Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates.
Represents a restricted stock grant which is performance-based. 0 to 68,060 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2014 and will vest on 1/31/2015.
Represents a restricted stock grant which vests annually in fourths beginning on March 29, 2014 (the "vesting date") and on each successive anniversary of the vesting dates.
Represents a restricted stock grant which is performance-based. 0 to 45,430 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.
Represents a restricted stock grant which vests annually in fourths beginning on July 12, 2014 (the "vesting date") and on each successive anniversary of the vesting dates.
Represents a restricted stock grant which is performance-based. 0 to 15,000 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.
Represents a restricted stock grant which vests annually in fourths beginning on March 27, 2015 (the "vesting date") and on each successive anniversary of the vesting dates.
Represents a restricted stock grant which is performance-based. 0 to 50,760 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2016 and will vest 1/31/2017.
/s/ David B Potts
2014-04-01