0001209191-14-023472.txt : 20140327 0001209191-14-023472.hdr.sgml : 20140327 20140327164506 ACCESSION NUMBER: 0001209191-14-023472 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140325 FILED AS OF DATE: 20140327 DATE AS OF CHANGE: 20140327 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS GROUP INC CENTRAL INDEX KEY: 0001141107 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 582588724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: 678-473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: BROADBAND PARENT CORP DATE OF NAME CHANGE: 20010521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POTTS DAVID CENTRAL INDEX KEY: 0001185929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31254 FILM NUMBER: 14722170 MAIL ADDRESS: STREET 1: C/O ARRIS GROUP INC STREET 2: 11450 TECHNOLOGY CIRCLE CITY: DULUTH STATE: GA ZIP: 30097 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-03-25 0 0001141107 ARRIS GROUP INC ARRS 0001185929 POTTS DAVID 3871 LAKEFIELD DRIVE SUWANEE GA 30024 0 1 0 0 CFO/Executive Vice President Common stock 2014-03-25 4 C 0 3932 0.00 A 76430 D Common stock 2014-03-26 4 S 0 3932 28.20 D 72498 D Restricted stock 2014-03-25 4 C 0 3932 0.00 D 3623 D Restricted stock 2014-03-25 4 F 0 3623 28.08 D 0 D Restricted stock 14084 D Restricted stock 25522 D Restricted stock 68060 D Restricted stock 22715 D Restricted stock 45430 D Restricted stock 62600 D Restricted stock 15000 D Represents the vested portion of a restricted stock grant converting to common stock. Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates. Shares sold were subject to an existing Rule 10b5-1 Sales Plan. Represents shares withheld to cover payroll tax liability on partial vesting of previously granted restricted shares Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates. Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates. Represents a restricted stock grant which is performance-based. 0 to 68,060 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2014 and will vest on 1/31/2015. Represents a restricted stock grant which vests annually in fourths beginning on March 29, 2014 (the "vesting date") and on each successive anniversary of the vesting dates. Represents a restricted stock grant which is performance-based. 0 to 45,430 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016. Represents a restricted stock grant which vests annually in fourths beginning on July 12, 2014 (the "vesting date") and on each successive anniversary of the vesting dates. Represents a restricted stock grant which is performance-based. 0 to 15,000 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016. /s/ David B Potts 2014-03-27