0001209191-14-023472.txt : 20140327
0001209191-14-023472.hdr.sgml : 20140327
20140327164506
ACCESSION NUMBER: 0001209191-14-023472
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140325
FILED AS OF DATE: 20140327
DATE AS OF CHANGE: 20140327
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARRIS GROUP INC
CENTRAL INDEX KEY: 0001141107
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 582588724
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
BUSINESS PHONE: 678-473-2000
MAIL ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
FORMER COMPANY:
FORMER CONFORMED NAME: BROADBAND PARENT CORP
DATE OF NAME CHANGE: 20010521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POTTS DAVID
CENTRAL INDEX KEY: 0001185929
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31254
FILM NUMBER: 14722170
MAIL ADDRESS:
STREET 1: C/O ARRIS GROUP INC
STREET 2: 11450 TECHNOLOGY CIRCLE
CITY: DULUTH
STATE: GA
ZIP: 30097
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-03-25
0
0001141107
ARRIS GROUP INC
ARRS
0001185929
POTTS DAVID
3871 LAKEFIELD DRIVE
SUWANEE
GA
30024
0
1
0
0
CFO/Executive Vice President
Common stock
2014-03-25
4
C
0
3932
0.00
A
76430
D
Common stock
2014-03-26
4
S
0
3932
28.20
D
72498
D
Restricted stock
2014-03-25
4
C
0
3932
0.00
D
3623
D
Restricted stock
2014-03-25
4
F
0
3623
28.08
D
0
D
Restricted stock
14084
D
Restricted stock
25522
D
Restricted stock
68060
D
Restricted stock
22715
D
Restricted stock
45430
D
Restricted stock
62600
D
Restricted stock
15000
D
Represents the vested portion of a restricted stock grant converting to common stock.
Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
Shares sold were subject to an existing Rule 10b5-1 Sales Plan.
Represents shares withheld to cover payroll tax liability on partial vesting of previously granted restricted shares
Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates.
Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates.
Represents a restricted stock grant which is performance-based. 0 to 68,060 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2014 and will vest on 1/31/2015.
Represents a restricted stock grant which vests annually in fourths beginning on March 29, 2014 (the "vesting date") and on each successive anniversary of the vesting dates.
Represents a restricted stock grant which is performance-based. 0 to 45,430 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.
Represents a restricted stock grant which vests annually in fourths beginning on July 12, 2014 (the "vesting date") and on each successive anniversary of the vesting dates.
Represents a restricted stock grant which is performance-based. 0 to 15,000 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.
/s/ David B Potts
2014-03-27