0001209191-13-053797.txt : 20131122
0001209191-13-053797.hdr.sgml : 20131122
20131122164423
ACCESSION NUMBER: 0001209191-13-053797
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131121
FILED AS OF DATE: 20131122
DATE AS OF CHANGE: 20131122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARRIS GROUP INC
CENTRAL INDEX KEY: 0001141107
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 582588724
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
BUSINESS PHONE: 678-473-2000
MAIL ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
FORMER COMPANY:
FORMER CONFORMED NAME: BROADBAND PARENT CORP
DATE OF NAME CHANGE: 20010521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STANZIONE ROBERT J
CENTRAL INDEX KEY: 0001185888
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31254
FILM NUMBER: 131238690
MAIL ADDRESS:
STREET 1: C/O ARRIS GROUP INC
STREET 2: 11450 TECHNOLOGY CIRCLE
CITY: DULUTH
STATE: GA
ZIP: 30097
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-11-21
0
0001141107
ARRIS GROUP INC
ARRS
0001185888
STANZIONE ROBERT J
3871 LAKEFIELD DRIVE
SUWANEE
GA
30024
1
1
0
0
Chairman & CEO
Common stock
2013-11-21
4
M
0
40000
13.45
A
629228
D
Common stock
2013-11-21
4
S
0
40000
19.45
D
589228
D
Restricted stock
19529
D
Restricted stock
36410
D
Restricted stock
145640
D
Restricted stock
64653
D
Restricted stock
172410
D
Restricted stock
58240
D
Restricted stock
116480
D
Restricted stock
161285
D
Restricted stock
96770
D
Stock option
13.45
2013-11-21
4
M
0
40000
0.00
D
2014-03-09
Common stock
40000
40000
D
Stock options were exercised pursuant to an existing Rule 10b5-1 Sales Plan
Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates.
Represents a restricted stock grant which is performance-based. 0 to 145,640 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2013 and will vest on 1/31/2014.
Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates.
Represents a restricted stock grant which is performance-based. 0 to 172,410 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2014 and will vest on 1/31/2015.
Represents a restricted stock grant which vests annually in fourths beginning on March 29, 2014 (the "vesting date") and on each successive anniversary of the vesting dates.
Represents a restricted stock grant which is performance-based. 0 to 116,480 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.
Represents a restricted stock grant which vests annually in fourths beginning on July 12, 2014 (the "vesting date") and on each successive anniversary of the vesting dates.
Represents a restricted stock grant which is performance-based. 0 to 96,770 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.
Stock options are currently fully exercisable
/s/ RJ Stanzione
2013-11-22