0001209191-13-050512.txt : 20131104 0001209191-13-050512.hdr.sgml : 20131104 20131104175819 ACCESSION NUMBER: 0001209191-13-050512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131031 FILED AS OF DATE: 20131104 DATE AS OF CHANGE: 20131104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS GROUP INC CENTRAL INDEX KEY: 0001141107 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 582588724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: 678-473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: BROADBAND PARENT CORP DATE OF NAME CHANGE: 20010521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COPPOCK RONALD CENTRAL INDEX KEY: 0001185900 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31254 FILM NUMBER: 131190317 MAIL ADDRESS: STREET 1: C/O ARRIS GROUP INC STREET 2: 11450 TECHNOLOGY CIRCLE CITY: DULUTH STATE: GA ZIP: 30097 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-10-31 0 0001141107 ARRIS GROUP INC ARRS 0001185900 COPPOCK RONALD 3871 LAKEFIELD DRIVE SUWANEE GA 30024 0 1 0 0 President-Worldwide Sales Common stock 2013-10-31 4 S 0 17200 17.52 D 76975 D Restricted stock 6990 D Restricted stock 13414 D Restricted stock 53660 D Restricted stock 25181 D Restricted stock 67150 D Restricted stock 22715 D Restricted stock 45430 D Restricted stock 37370 D Shares sold were subject to an existing Rule 10b5-1 Sales Plan. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.55 inclusive. The reporting person undertakes to provide the issuer or any secuirty holder of the issuer or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price witin the ranges set forth in this footnote. Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates. Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates. Represents a restricted stock grant which is performance-based. 0 to 53,660 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2013 and will vest on 1/31/2014. Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates. Represents a restricted stock grant which is performance-based. 0 to 67,150 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2014 and will vest on 1/31/2015. Represents a restricted stock grant which vests annually in fourths beginning on March 29, 2014 (the "vesting date") and on each successive anniversary of the vesting dates. Represents a restricted stock grant which is performance-based. 0 to 45,430 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016. Represents a restricted stock grant which vests annually in fourths beginning on July 12, 2014 (the "vesting date") and on each successive anniversary of the vesting dates. /s/ Ronald Coppock 2013-11-04