-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WCLKchnFjiCVjBPGyffhzpqg6ndNO22HY1ItnqtgBPxREqkZzX5el5QfR7lKh6gs grphz5HHBjiHWAQ4nTxYcQ== 0000950137-02-000242.txt : 20020413 0000950137-02-000242.hdr.sgml : 20020413 ACCESSION NUMBER: 0000950137-02-000242 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020118 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CADANT INC CENTRAL INDEX KEY: 0001084444 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 364279373 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4343 COMMERCE COURT CITY: LISLE STATE: IL ZIP: 60532 MAIL ADDRESS: STREET 1: 4343 COMMERCE COURT CITY: LISLE STATE: IL ZIP: 60532 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS GROUP INC CENTRAL INDEX KEY: 0001141107 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 582588724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-61849 FILM NUMBER: 2512490 BUSINESS ADDRESS: STREET 1: 11450 TECHNOLOGY CIRCLE CITY: DULUTH STATE: GA ZIP: 30097 BUSINESS PHONE: 6784732000 MAIL ADDRESS: STREET 1: 11450 TECHNOLOGY CIRCLE CITY: DULUTH STATE: GA ZIP: 30097 FORMER COMPANY: FORMER CONFORMED NAME: BROADBAND PARENT CORP DATE OF NAME CHANGE: 20010521 SC 13G 1 c67022sc13g.txt SCHEDULE 13G SCHEDULE 13G (RULE 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ___________)* ARRIS GROUP, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 04269Q 10 0 - -------------------------------------------------------------------------------- (CUSIP Number) January 8, 2002 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 04269Q 10 O 13G PAGE 2 OF 5 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Cadant, Inc./36-4279373 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [ ] Not Applicable - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization State of Delaware - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 5,047,776 shares* ----------------------------------------------------- Beneficially 6 Shared Voting Power 0 shares Owned by ----------------------------------------------------- 7 Sole Dispositive Power Each 4,372,626 shares ----------------------------------------------------- Reporting 8 Shared Dispositive Power Person With 0 shares - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 5,047,776 shares* - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] (See Instructions) Not Applicable - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 6.3% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- * Includes (i) 525,000 shares being held in escrow until January 8, 2003 and (ii) 150,150 shares being held by the Issuer, in each case pending satisfaction or resolution of indemnification obligations owned by the reporting person to the Issuer. 2 ITEM 1(a). NAME OF ISSUER: Arris Group, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 11450 Technology Circle, Duluth, Georgia 30092 ITEM 2(a). NAME OF PERSON FILING: Cadant, Inc. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 4343 Commerce Court, Lisle, Illinois 60532 ITEM 2(c). CITIZENSHIP: Delaware ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, par value $0.01 per share. ITEM 2(e). CUSIP NUMBER: 04269Q 10 0 ITEM 3. NOT APPLICABLE ITEM 4. OWNERSHIP. (a) Amount beneficially owned: 5,047,776 shares* (b) Percent of class: 6.3% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote - 5,047,776* (ii) Shared power to vote or direct the vote - 0 (iii) Sole power to dispose or to direct the disposition of - 4,372,626 (iv) Shared power to dispose or to direct the disposition of - 0 * Includes (i) 525,000 shares being held in escrow until January 8, 2003 and (ii) 150,150 shares being held by the Issuer, in each case pending satisfaction or resolution of indemnification obligations owed by the reporting person to the Issuer. 3 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATIONS By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transactions having that purposes or effect. 4 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 18, 2002 ---------------- (Date) /s/ Charles Walker ------------------ (Signature) Charles Walker ------------------------------ Title: Chief Operating Officer 5 -----END PRIVACY-ENHANCED MESSAGE-----