0001209191-21-031748.txt : 20210511
0001209191-21-031748.hdr.sgml : 20210511
20210511170513
ACCESSION NUMBER: 0001209191-21-031748
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210507
FILED AS OF DATE: 20210511
DATE AS OF CHANGE: 20210511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FOGELSONG NORMAN A
CENTRAL INDEX KEY: 0001140932
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40378
FILM NUMBER: 21912312
MAIL ADDRESS:
STREET 1: C/O IVP
STREET 2: 3000 SAND HILL ROAD, 2-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Phelps Dennis B
CENTRAL INDEX KEY: 0001299965
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40378
FILM NUMBER: 21912309
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: 2-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harrick Stephen J
CENTRAL INDEX KEY: 0001299975
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40378
FILM NUMBER: 21912311
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: 2-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chaffee Todd C
CENTRAL INDEX KEY: 0001300134
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40378
FILM NUMBER: 21912313
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: 2-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Miller J Sanford
CENTRAL INDEX KEY: 0001359524
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40378
FILM NUMBER: 21912310
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 2, SUITE 250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
FORMER NAME:
FORMER CONFORMED NAME: Miller J Sanford (Sandy)
DATE OF NAME CHANGE: 20060414
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Institutional Venture Management XIII, LLC
CENTRAL INDEX KEY: 0001493921
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40378
FILM NUMBER: 21912315
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 2, SUITE 250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650) 854-0132
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 2, SUITE 250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Institutional Venture Partners XIII, L.P.
CENTRAL INDEX KEY: 0001493922
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40378
FILM NUMBER: 21912314
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 2, SUITE 250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650) 854-0132
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 2, SUITE 250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Honest Company, Inc.
CENTRAL INDEX KEY: 0001530979
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 900750205
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12130 MILLENNIUM DR., #500
CITY: LOS ANGELES
STATE: CA
ZIP: 90094
BUSINESS PHONE: (310) 917-9199
MAIL ADDRESS:
STREET 1: 12130 MILLENNIUM DR., #500
CITY: LOS ANGELES
STATE: CA
ZIP: 90094
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-05-07
0
0001530979
Honest Company, Inc.
HNST
0001493921
Institutional Venture Management XIII, LLC
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK
CA
94025
0
0
1
0
0001493922
Institutional Venture Partners XIII, L.P.
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK
CA
94025
0
0
1
0
0001300134
Chaffee Todd C
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK
CA
94025
0
0
1
0
0001140932
FOGELSONG NORMAN A
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK
CA
94025
0
0
1
0
0001299975
Harrick Stephen J
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK
CA
94025
0
0
1
0
0001359524
Miller J Sanford
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK
CA
94025
0
0
1
0
0001299965
Phelps Dennis B
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2021-05-07
4
C
0
1891254
A
3260104
I
By Institutional Venture Partners XIII, L.P.
Common Stock
2021-05-07
4
C
0
4126434
A
7386538
I
By Institutional Venture Partners XIII, L.P.
Common Stock
2021-05-07
4
C
0
2275788
A
9662326
I
By Institutional Venture Partners XIII, L.P.
Common Stock
2021-05-07
4
C
0
765624
A
10427950
I
By Institutional Venture Partners XIII, L.P.
Common Stock
2021-05-07
4
C
0
138596
A
10566546
I
By Institutional Venture Partners XIII, L.P.
Common Stock
2021-05-07
4
C
0
1030358
A
11596904
I
By Institutional Venture Partners XIII, L.P.
Series A Convertible Preferred Stock
2021-05-07
4
C
0
1891254
0.00
D
Common Stock
1891254
0
I
By Institutional Venture Partners XIII, L.P.
Series A-1 Convertible Preferred Stock
2021-05-07
4
C
0
4126434
0.00
D
Common Stock
4126434
0
I
By Institutional Venture Partners XIII, L.P.
Series B Convertible Preferred Stock
2021-05-07
4
C
0
2275788
0.00
D
Common Stock
2275788
0
I
By Institutional Venture Partners XIII, L.P.
Series C Convertible Preferred Stock
2021-05-07
4
C
0
724388
0.00
D
Common Stock
765624
0
I
By Institutional Venture Partners XIII, L.P.
Series D Convertible Preferred Stock
2021-05-07
4
C
0
131132
0.00
D
Common Stock
138596
0
I
By Institutional Venture Partners XIII, L.P.
Series E Convertible Preferred Stock
2021-05-07
4
C
0
1030358
0.00
D
Common Stock
1030358
0
I
By Institutional Venture Partners XIII, L.P.
Each share of Series A, Series A-1, Series B and Series E Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1-for-1 basis, and had no expiration date.
The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein.
Each share of Series C and Series D Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's IPO on a 1-for-1.056925 basis, and had no expiration date.
Institutional Venture Management XIII, LLC By: /s/ Tracy Hogan,Attorney-In-Fact
2021-05-11
Institutional VenturePartners XIII, L.P. By: Institutional Venture Management XIII, LLC,its General Partner By: /s/Tracy Hogan, Attorney-In-Fact
2021-05-11
/s/ Tracy Hogan, Attorney-In-Fact Todd C. Chaffee
2021-05-11
/s/ Tracy Hogan, Attorney-In-Fact Norman A. Fogelsong
2021-05-11
/s/ Tracy Hogan, Attorney-In-Fact Stephen J. Harrick
2021-05-11
/s/ Tracy Hogan, Attorney-In-Fact J. Sanford Miller
2021-05-11
/s/ Tracy Hogan, Attorney-In-Fact Dennis B. Phelps
2021-05-11