-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NIL41a9QRubC0Wn/BxGc52IPvwSe8tPTPZNjX5fst1J4yUvsN+itVoSSLUazDDOM TKkYMKRdv9ywY+ZGR29Juw== 0001387131-11-000198.txt : 20110214 0001387131-11-000198.hdr.sgml : 20110214 20110214065936 ACCESSION NUMBER: 0001387131-11-000198 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGIS FINANCIAL CORP CENTRAL INDEX KEY: 0001140753 IRS NUMBER: 541712996 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10411 FILM NUMBER: 11602138 BUSINESS ADDRESS: STREET 1: 1100 NORTH GLEBE ROAD STREET 2: SUITE 1040 CITY: ARLINGTON STATE: VA ZIP: 22201-7788 BUSINESS PHONE: 7035287788 MAIL ADDRESS: STREET 1: 1100 NORTH GLEBE ROAD STREET 2: SUITE 1040 CITY: ARLINGTON STATE: VA ZIP: 22201-7788 FORMER COMPANY: FORMER CONFORMED NAME: BERNO GAMBAL & BARBEE INC DATE OF NAME CHANGE: 20010516 13F-HR 1 aegis-13fhr_0210.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 ----------------- Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Aegis Financial Corporation -------------------------------------------------- Address: 1100 North Glebe Road, Suite 1040 -------------------------------------------------- Arlington, Virginia 22201 -------------------------------------------------- Form 13F File Number: 28-10411 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott L. Barbee ------------------------------------------------------- Title: President ------------------------------------------------------- Phone: (703) 528-7788 ------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Scott L. Barbee Arlington, Virginia February 14, 2011 - ---------------------- ----------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 76 ------------- Form 13F Information Table Value Total: $211,926 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE AEGIS FINANCIAL CORPORATION FORM 13F INFORMATION TABLE 12-31-2010:
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) AMT PRN CALL DSCRTN MGRS SOLE SHARED NONE - ------------------------------ -------- --------- -------- --------- --- ---- -------- ----- --------- ------ ---- Adams Resources and Energy Inc. COM 006351308 $ 564 23,195 SH SOLE NONE 23,195 Alliance One International Inc. COM 018772103 $ 11,615 2,739,173 SH SOLE NONE 2,739,173 Alliance One International Inc. NOTE 5.500% 5.500% Due 07-15-14 07-15-14 018772AQ6 $ 563 500,000 PRN SOLE NONE 500,000 Allied Defense Group, Inc. COM 019118108 $ 1,125 335,801 SH SOLE NONE 335,801 American Pacific Corp. COM 028740108 $ 4,043 703,102 SH SOLE NONE 703,102 American Safety Insurance ORD G02995101 $ 8,207 383,687 SH SOLE NONE 383,687 Argo Group International Holdings Ltd. COM G0464B107 $ 379 10,107 SH SOLE NONE 10,107 Aspen Insurance Holdings - Preferred Stock PFD PRP INC EQ g05384113 $ 573 10,432 SH SOLE NONE 10,432 Aspen Insurance Holdings Ltd. SHS G05384105 $ 5,177 180,900 SH SOLE NONE 180,900 ATP Oil&Gas COM 00208J108 $ 7,573 452,379 SH SOLE NONE 452,379 Audiovox Corporation Class A CL A 050757103 $ 5,663 656,215 SH SOLE NONE 656,215 Bassett Furniture Industries COM 070203104 $ 5,691 1,354,943 SH SOLE NONE 1,354,943 Beazer Homes USA COM 07556Q105 $ 195 36,260 SH SOLE NONE 36,260 Black Rock High Income Shares SHS BEN INT 09250E107 $ 72 35,000 SH SOLE NONE 35,000 Bofi Holdings Inc. COM 05566U108 $ 6,649 428,704 SH SOLE NONE 428,704 Books-A-Million Inc. COM 098570104 $ 3,295 568,117 SH SOLE NONE 568,117 Bowl America Inc. - Class A CL A 102565108 $ 263 20,057 SH SOLE NONE 20,057 Brandywine Realty Trust SH BEN INT NEW 105368203 $ 827 71,000 SH SOLE NONE 71,000 BRT Realty Trust SH BEN INT NEW 055645303 $ 4,740 661,976 SH SOLE NONE 661,976 California First National Bank Corp. COM 130222102 $ 6,598 457,255 SH SOLE NONE 457,255 Century Casinos Inc. COM 156492100 $ 2,738 1,131,598 SH SOLE NONE 1,131,598 ChipMOS Technology Bermuda Ltd. SHS G2110R114 $ 1,145 743,250 SH SOLE NONE 743,250 CommonWealth REIT COM SH BEN INT 203233101 $ 1,339 52,494 SH SOLE NONE 52,494 Core-Mark Hldgs COM 218681104 $ 5,172 145,316 SH SOLE NONE 145,316 CVR Energy Inc. COM 12662P108 $ 5,567 366,733 SH SOLE NONE 366,733 Delta Apparel Inc. COM 247368103 $ 8,964 664,024 SH SOLE NONE 664,024 Duckwall-ALCO COM 264142100 $ 4,249 337,241 SH SOLE NONE 337,241 Endeavor International Corp. NOTE 6.000% 6.000% Due 01-15-12 01-15-12 29257MAB6 $ 485 500,000 PRN SOLE NONE 500,000 Endeavour International COM 29259G200 $ 1,205 87,340 SH SOLE NONE 87,340 Energy Partners Ltd. COM NEW 29270U303 $ 4,339 291,996 SH SOLE NONE 291,996 Ensco Plc. SPONSORED ADR 29358Q109 $ 7,020 131,504 SH SOLE NONE 131,504 First Federal Northern Michigan Bancorp. COM 32021X105 $ 100 35,640 SH SOLE NONE 35,640 Fisher Communications Inc. COM 337756209 $ 1,525 69,945 SH SOLE NONE 69,945 Franklin Universal Trust SH BEN INT 355145103 $ 82 12,900 SH SOLE NONE 12,900 Frequency Electronics, Inc. COM 358010106 $ 1,804 268,781 SH SOLE NONE 268,781 Frisch's Restaurants, Inc. COM 358748101 $ 494 22,294 SH SOLE NONE 22,294 Genon Energy Inc. COM 37244e107 $ 4,304 1,129,568 SH SOLE NONE 1,129,568 GulfMark Offshore, Inc. CL A NEW 402629208 $ 3,618 119,006 SH SOLE NONE 119,006 Hardinge Inc. COM 412324303 $ 3,450 354,220 SH SOLE NONE 354,220 Horizon Lines Inc. NOTE 4.250% 4.250% Due 08-15-12 08-15-12 44044KAB7 $ 691 750,000 PRN SOLE NONE 750,000 Hornbeck Offshore Service COM 440543106 $ 5,616 268,966 SH SOLE NONE 268,966 Horsehead Holdings COM 440694305 $ 6,239 478,366 SH SOLE NONE 478,366 Imperial Sugar COM NEW 453096208 $ 3,581 267,809 SH SOLE NONE 267,809 Integrated Electrical Services, Inc. COM 45811E301 $ 525 150,405 SH SOLE NONE 150,405 International Coal Group COM 45928H106 $ 210 27,100 SH SOLE NONE 27,100 International Coal NOTE 4.000% 4.000% Due 04-01-17 04-01-17 45928HAG1 $ 381 250,000 PRN SOLE NONE 250,000 J. Alexanders Corp. COM 466096104 $ 642 122,310 SH SOLE NONE 122,310 LTX-Credence Corporation COM NEW 502403207 $ 334 45,130 SH SOLE NONE 45,130 Lubys. Inc. COM 549282101 $ 2,041 325,503 SH SOLE NONE 325,503 Magnum Hunter Resources COM 55973b102 $ 764 106,116 SH SOLE NONE 106,116 Marlin Business Service COM 571157106 $ 2,239 177,010 SH SOLE NONE 177,010 Medallion Financial Corp. COM 583928106 $ 1,153 140,570 SH SOLE NONE 140,570 Mercer International Inc. COM 588056101 $ 4,974 641,854 SH SOLE NONE 641,854 Mitcham Industies, Inc. COM 606501104 $ 2,421 209,616 SH SOLE NONE 209,616 Mod-Pac Corp. COM 607495108 $ 910 185,627 SH SOLE NONE 185,627 Noble Corp. NAMEN-AKT H5833N103 $ 848 23,700 SH SOLE NONE 23,700 OBA Financial Service COM 67424G101 $ 749 54,500 SH SOLE NONE 54,500 Patriot Coal Corporation COM 70336t104 $ 5,745 296,600 SH SOLE NONE 296,600 Patterson-UTI Energy Inc. COM 703481101 $ 224 10,413 SH SOLE NONE 10,413 Penn Millers Holding COM 707561106 $ 4,132 314,466 SH SOLE NONE 314,466 RF Monolithics Inc. COM 74955f106 $ 13 10,462 SH SOLE NONE 10,462 Sparton Corporation COM 847235108 $ 913 110,674 SH SOLE NONE 110,674 Superior Industries International Inc. COM 868168105 $ 228 10,734 SH SOLE NONE 10,734 SWS Group Inc. COM 78503N107 $ 1,937 383,613 SH SOLE NONE 383,613 Sypris Solutions Inc. COM 871655106 $ 2,354 552,573 SH SOLE NONE 552,573 Tandy Brands Accessories Inc. COM 875378101 $ 1,124 395,918 SH SOLE NONE 395,918 Tecumseh Products Company - Class A CL A 878895200 $ 4,123 315,963 SH SOLE NONE 315,963 Tecumseh Products Company - Class B CL B 878895101 $ 6,283 481,470 SH SOLE NONE 481,470 Tesoro Corp. COM 881609101 $ 2,111 113,887 SH SOLE NONE 113,887 Tower Group Inc. COM 891777104 $ 3,896 152,308 SH SOLE NONE 152,308 Ultra Petrol Bahamas COM P94398107 $ 810 125,917 SH SOLE NONE 125,917 Unifi Inc. COM 904677200 $ 3,668 216,670 SH SOLE NONE 216,670 Universal Stainless & Alloy Products Inc. COM 913837100 $ 2,233 71,378 SH SOLE NONE 71,378 Vestin Realty Mortgage I Inc. COM 925490104 $ 27 26,809 SH SOLE NONE 26,809 Western Refining Inc. COM 959319104 $ 2,650 250,500 SH SOLE NONE 250,500 White Mountains Insurance Group COM g9618e107 $ 3,725 11,100 SH SOLE NONE 11,100
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