0001144204-13-061334.txt : 20131114 0001144204-13-061334.hdr.sgml : 20131114 20131114085350 ACCESSION NUMBER: 0001144204-13-061334 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGIS FINANCIAL CORP CENTRAL INDEX KEY: 0001140753 IRS NUMBER: 541712996 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10411 FILM NUMBER: 131216958 BUSINESS ADDRESS: STREET 1: 6862 ELM STREET STREET 2: SUITE 830 CITY: MC LEAN STATE: VA ZIP: 22101-3897 BUSINESS PHONE: 7035287788 MAIL ADDRESS: STREET 1: 6862 ELM STREET STREET 2: SUITE 830 CITY: MC LEAN STATE: VA ZIP: 22101-3897 FORMER COMPANY: FORMER CONFORMED NAME: BERNO GAMBAL & BARBEE INC DATE OF NAME CHANGE: 20010516 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140753 XXXXXXXX 09-30-2013 09-30-2013 false AEGIS FINANCIAL CORP
6862 Elm Street Suite 830 Mc Lean VA 22101-3897
13F HOLDINGS REPORT 028-10411 N
Scott L. Barbee President 703-528-7788 /s/ Scott L. Barbee McLean VA 11-01-2013 0 70 327733
INFORMATION TABLE 2 infotable.xml Air Castle Ltd. COM g0129k104 12928 742588 SH SOLE 742588 0 0 Alco Stores Inc. COM 001600105 4541 325263 SH SOLE 325263 0 0 Alliance One International Inc. COM 018772103 12957 4452709 SH SOLE 4452709 0 0 Alliance One International Inc.5.500% Due 07-15-14 NOTE 5.500% 07-15-14 018772AQ6 1365 1374000 PRN SOLE 1374000 0 0 American International Group Inc. Warrant *W EXP 01/19/202 026874156 3524 185982 SH SOLE 185982 0 0 Aspen Insurance Holdings Ltd. SHS G05384105 9462 260725 SH SOLE 260725 0 0 Aurico Gold Inc. COM 05155C105 3024 793578 SH SOLE 793578 0 0 Ballantyne Strong Inc. COM 058516105 368 86343 SH SOLE 86343 0 0 Baltic Trading Limited COM Y0553W103 923 188741 SH SOLE 188741 0 0 Bassett Furniture Industries COM 070203104 4742 292918 SH SOLE 292918 0 0 Bowl America Inc. - Class A CL A 102565108 220 16224 SH SOLE 16224 0 0 Brandywine Realty Trust SH BEN INT NEW 105368203 137 10400 SH SOLE 10400 0 0 BRT Realty Trust SH BEN INT NEW 055645303 4533 632198 SH SOLE 632198 0 0 Cal Dive International Inc. COM 12802T101 7934 3870252 SH SOLE 3870252 0 0 California First National Bank Corp. COM 130222102 3828 224244 SH SOLE 224244 0 0 Century Casinos Inc. COM 156492100 2771 484518 SH SOLE 484518 0 0 Citi Trends Inc. COM 17306X102 2998 171482 SH SOLE 171482 0 0 Coeur D Alene Mines Corp. COM NEW 192108504 12696 1053592 SH SOLE 1053592 0 0 CommonWealth REIT COM SH BEN INT 203233101 5295 241649 SH SOLE 241649 0 0 Core-Mark Hldgs COM 218681104 4777 71902 SH SOLE 71902 0 0 Delta Apparel Inc. COM 247368103 9281 560469 SH SOLE 560469 0 0 Endeavour International COM NEW 29259G200 907 169556 SH SOLE 169556 0 0 EPL Oil & Gas Inc. COM 26883D108 6841 184351 SH SOLE 184351 0 0 First Federal Northern Michigan Bancorp. COM 32021X105 158 35640 SH SOLE 35640 0 0 Frequency Electronics, Inc. COM 358010106 2646 226574 SH SOLE 226574 0 0 Frisch's Restaurants, Inc. COM 358748101 630 26101 SH SOLE 26101 0 0 Globus Maritime COM Y27265209 1009 336472 SH SOLE 336472 0 0 Hardinge Inc. COM 412324303 5195 336266 SH SOLE 336266 0 0 Horsehead Holdings COM 440694305 1564 125517 SH SOLE 125517 0 0 Ingram Micro Inc. CL A 457153104 8079 350500 SH SOLE 350500 0 0 Integrated Electrical Services, Inc. COM 45811E301 588 144801 SH SOLE 144801 0 0 International Tower Hill Mines Ltd. COM 46050R102 126 402749 SH SOLE 402749 0 0 Jetblue Airways COM 477143101 3413 512076 SH SOLE 512076 0 0 LTX-Credence Corporation COM NEW 502403207 275 41670 SH SOLE 41670 0 0 Lubys. Inc. COM 549282101 2268 315936 SH SOLE 315936 0 0 Magnum Hunter Resources COM 55973b102 11962 1938778 SH SOLE 1938778 0 0 McDermott International Inc. COM 580037109 6000 807500 SH SOLE 807500 0 0 McEwen Mining Inc. COM 58039P107 1107 461094 SH SOLE 461094 0 0 Mercer International Inc. COM 588056101 5938 837511 SH SOLE 837511 0 0 Mitcham Industies, Inc. COM 606501104 2920 190960 SH SOLE 190960 0 0 Nash Finch Company COM 631158102 3374 127742 SH SOLE 127742 0 0 Nevsun Resources Ltd. COM 64156L101 8080 2548845 SH SOLE 2548845 0 0 Olympic Steel Inc. COM 68162K106 4975 179072 SH SOLE 179072 0 0 Patterson-UTI Energy Inc. COM 703481101 10673 499209 SH SOLE 499209 0 0 Peabody Energy Corp. COM 704549104 6750 391300 SH SOLE 391300 0 0 Photronics Inc. COM 719405102 10314 1315510 SH SOLE 1315510 0 0 PMC Commercial Trust SH BEN INT 693434102 964 108720 SH SOLE 108720 0 0 Resolute Forest Products Inc. COM 76117W109 6789 513522 SH SOLE 513522 0 0 Rubicon Technology Inc. COM 78112T107 2174 179487 SH SOLE 179487 0 0 Ruby Tuesday COM 781182100 5435 724731 SH SOLE 724731 0 0 Sanmina-SCi Corp COM 801056102 7193 411290 SH SOLE 411290 0 0 StarTek, Inc. COM 85569C107 4786 743228 SH SOLE 743228 0 0 Stone Energy Corporation COM 861642106 6522 201100 SH SOLE 201100 0 0 Superior Industries International Inc. COM 868168105 3647 204568 SH SOLE 204568 0 0 SWS Group Inc. COM 78503N107 3489 625213 SH SOLE 625213 0 0 Sypris Solutions Inc. COM 871655106 3612 1157644 SH SOLE 1157644 0 0 Tandy Brands Accessories Inc. COM 875378101 231 391818 SH SOLE 391818 0 0 Tecumseh Products Company - Class A CL A 878895200 11533 1288641 SH SOLE 1288641 0 0 Tecumseh Products Company - Class B CL B 878895101 4274 491781 SH SOLE 491781 0 0 Tellabs Inc. COM 879664100 8829 3887893 SH SOLE 3887893 0 0 Tower Group Inc. COM G8988C105 6371 910200 SH SOLE 910200 0 0 Tower Group Inc.5.000% Due 09-15-14 NOTE 5.000% 09-15-14 891777AC8 2524 3000000 PRN SOLE 3000000 0 0 U.S. Global Investors CL A 902952100 871 304623 SH SOLE 304623 0 0 Ultra Petrol Bahamas COM P94398107 468 125017 SH SOLE 125017 0 0 Universal Stainless & Alloy Products Inc. COM 913837100 7430 230813 SH SOLE 230813 0 0 Versar Inc. COM 925297103 965 233553 SH SOLE 233553 0 0 Vestin Realty Mortgage I Inc. COM 925490104 46 26809 SH SOLE 26809 0 0 White Mountains Insurance Group COM g9618e107 4950 8721 SH SOLE 8721 0 0 WPX Energy Inc. COM 98212B103 18621 966846 SH SOLE 966846 0 0 Zaza Energy Corp. COM 98919T100 1913 1678243 SH SOLE 1678243 0 0