0001144204-13-061334.txt : 20131114
0001144204-13-061334.hdr.sgml : 20131114
20131114085350
ACCESSION NUMBER: 0001144204-13-061334
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131114
DATE AS OF CHANGE: 20131114
EFFECTIVENESS DATE: 20131114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEGIS FINANCIAL CORP
CENTRAL INDEX KEY: 0001140753
IRS NUMBER: 541712996
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10411
FILM NUMBER: 131216958
BUSINESS ADDRESS:
STREET 1: 6862 ELM STREET
STREET 2: SUITE 830
CITY: MC LEAN
STATE: VA
ZIP: 22101-3897
BUSINESS PHONE: 7035287788
MAIL ADDRESS:
STREET 1: 6862 ELM STREET
STREET 2: SUITE 830
CITY: MC LEAN
STATE: VA
ZIP: 22101-3897
FORMER COMPANY:
FORMER CONFORMED NAME: BERNO GAMBAL & BARBEE INC
DATE OF NAME CHANGE: 20010516
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001140753
XXXXXXXX
09-30-2013
09-30-2013
false
AEGIS FINANCIAL CORP
6862 Elm Street
Suite 830
Mc Lean
VA
22101-3897
13F HOLDINGS REPORT
028-10411
N
Scott L. Barbee
President
703-528-7788
/s/ Scott L. Barbee
McLean
VA
11-01-2013
0
70
327733
INFORMATION TABLE
2
infotable.xml
Air Castle Ltd.
COM
g0129k104
12928
742588
SH
SOLE
742588
0
0
Alco Stores Inc.
COM
001600105
4541
325263
SH
SOLE
325263
0
0
Alliance One International Inc.
COM
018772103
12957
4452709
SH
SOLE
4452709
0
0
Alliance One International Inc.5.500% Due 07-15-14
NOTE 5.500% 07-15-14
018772AQ6
1365
1374000
PRN
SOLE
1374000
0
0
American International Group Inc. Warrant
*W EXP 01/19/202
026874156
3524
185982
SH
SOLE
185982
0
0
Aspen Insurance Holdings Ltd.
SHS
G05384105
9462
260725
SH
SOLE
260725
0
0
Aurico Gold Inc.
COM
05155C105
3024
793578
SH
SOLE
793578
0
0
Ballantyne Strong Inc.
COM
058516105
368
86343
SH
SOLE
86343
0
0
Baltic Trading Limited
COM
Y0553W103
923
188741
SH
SOLE
188741
0
0
Bassett Furniture Industries
COM
070203104
4742
292918
SH
SOLE
292918
0
0
Bowl America Inc. - Class A
CL A
102565108
220
16224
SH
SOLE
16224
0
0
Brandywine Realty Trust
SH BEN INT NEW
105368203
137
10400
SH
SOLE
10400
0
0
BRT Realty Trust
SH BEN INT NEW
055645303
4533
632198
SH
SOLE
632198
0
0
Cal Dive International Inc.
COM
12802T101
7934
3870252
SH
SOLE
3870252
0
0
California First National Bank Corp.
COM
130222102
3828
224244
SH
SOLE
224244
0
0
Century Casinos Inc.
COM
156492100
2771
484518
SH
SOLE
484518
0
0
Citi Trends Inc.
COM
17306X102
2998
171482
SH
SOLE
171482
0
0
Coeur D Alene Mines Corp.
COM NEW
192108504
12696
1053592
SH
SOLE
1053592
0
0
CommonWealth REIT
COM SH BEN INT
203233101
5295
241649
SH
SOLE
241649
0
0
Core-Mark Hldgs
COM
218681104
4777
71902
SH
SOLE
71902
0
0
Delta Apparel Inc.
COM
247368103
9281
560469
SH
SOLE
560469
0
0
Endeavour International
COM NEW
29259G200
907
169556
SH
SOLE
169556
0
0
EPL Oil & Gas Inc.
COM
26883D108
6841
184351
SH
SOLE
184351
0
0
First Federal Northern Michigan Bancorp.
COM
32021X105
158
35640
SH
SOLE
35640
0
0
Frequency Electronics, Inc.
COM
358010106
2646
226574
SH
SOLE
226574
0
0
Frisch's Restaurants, Inc.
COM
358748101
630
26101
SH
SOLE
26101
0
0
Globus Maritime
COM
Y27265209
1009
336472
SH
SOLE
336472
0
0
Hardinge Inc.
COM
412324303
5195
336266
SH
SOLE
336266
0
0
Horsehead Holdings
COM
440694305
1564
125517
SH
SOLE
125517
0
0
Ingram Micro Inc.
CL A
457153104
8079
350500
SH
SOLE
350500
0
0
Integrated Electrical Services, Inc.
COM
45811E301
588
144801
SH
SOLE
144801
0
0
International Tower Hill Mines Ltd.
COM
46050R102
126
402749
SH
SOLE
402749
0
0
Jetblue Airways
COM
477143101
3413
512076
SH
SOLE
512076
0
0
LTX-Credence Corporation
COM NEW
502403207
275
41670
SH
SOLE
41670
0
0
Lubys. Inc.
COM
549282101
2268
315936
SH
SOLE
315936
0
0
Magnum Hunter Resources
COM
55973b102
11962
1938778
SH
SOLE
1938778
0
0
McDermott International Inc.
COM
580037109
6000
807500
SH
SOLE
807500
0
0
McEwen Mining Inc.
COM
58039P107
1107
461094
SH
SOLE
461094
0
0
Mercer International Inc.
COM
588056101
5938
837511
SH
SOLE
837511
0
0
Mitcham Industies, Inc.
COM
606501104
2920
190960
SH
SOLE
190960
0
0
Nash Finch Company
COM
631158102
3374
127742
SH
SOLE
127742
0
0
Nevsun Resources Ltd.
COM
64156L101
8080
2548845
SH
SOLE
2548845
0
0
Olympic Steel Inc.
COM
68162K106
4975
179072
SH
SOLE
179072
0
0
Patterson-UTI Energy Inc.
COM
703481101
10673
499209
SH
SOLE
499209
0
0
Peabody Energy Corp.
COM
704549104
6750
391300
SH
SOLE
391300
0
0
Photronics Inc.
COM
719405102
10314
1315510
SH
SOLE
1315510
0
0
PMC Commercial Trust
SH BEN INT
693434102
964
108720
SH
SOLE
108720
0
0
Resolute Forest Products Inc.
COM
76117W109
6789
513522
SH
SOLE
513522
0
0
Rubicon Technology Inc.
COM
78112T107
2174
179487
SH
SOLE
179487
0
0
Ruby Tuesday
COM
781182100
5435
724731
SH
SOLE
724731
0
0
Sanmina-SCi Corp
COM
801056102
7193
411290
SH
SOLE
411290
0
0
StarTek, Inc.
COM
85569C107
4786
743228
SH
SOLE
743228
0
0
Stone Energy Corporation
COM
861642106
6522
201100
SH
SOLE
201100
0
0
Superior Industries International Inc.
COM
868168105
3647
204568
SH
SOLE
204568
0
0
SWS Group Inc.
COM
78503N107
3489
625213
SH
SOLE
625213
0
0
Sypris Solutions Inc.
COM
871655106
3612
1157644
SH
SOLE
1157644
0
0
Tandy Brands Accessories Inc.
COM
875378101
231
391818
SH
SOLE
391818
0
0
Tecumseh Products Company - Class A
CL A
878895200
11533
1288641
SH
SOLE
1288641
0
0
Tecumseh Products Company - Class B
CL B
878895101
4274
491781
SH
SOLE
491781
0
0
Tellabs Inc.
COM
879664100
8829
3887893
SH
SOLE
3887893
0
0
Tower Group Inc.
COM
G8988C105
6371
910200
SH
SOLE
910200
0
0
Tower Group Inc.5.000% Due 09-15-14
NOTE 5.000% 09-15-14
891777AC8
2524
3000000
PRN
SOLE
3000000
0
0
U.S. Global Investors
CL A
902952100
871
304623
SH
SOLE
304623
0
0
Ultra Petrol Bahamas
COM
P94398107
468
125017
SH
SOLE
125017
0
0
Universal Stainless & Alloy Products Inc.
COM
913837100
7430
230813
SH
SOLE
230813
0
0
Versar Inc.
COM
925297103
965
233553
SH
SOLE
233553
0
0
Vestin Realty Mortgage I Inc.
COM
925490104
46
26809
SH
SOLE
26809
0
0
White Mountains Insurance Group
COM
g9618e107
4950
8721
SH
SOLE
8721
0
0
WPX Energy Inc.
COM
98212B103
18621
966846
SH
SOLE
966846
0
0
Zaza Energy Corp.
COM
98919T100
1913
1678243
SH
SOLE
1678243
0
0