0001144204-13-008633.txt : 20130214
0001144204-13-008633.hdr.sgml : 20130214
20130214103626
ACCESSION NUMBER: 0001144204-13-008633
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
EFFECTIVENESS DATE: 20130214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEGIS FINANCIAL CORP
CENTRAL INDEX KEY: 0001140753
IRS NUMBER: 541712996
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10411
FILM NUMBER: 13607501
BUSINESS ADDRESS:
STREET 1: 1100 NORTH GLEBE ROAD
STREET 2: SUITE 1040
CITY: ARLINGTON
STATE: VA
ZIP: 22201-7788
BUSINESS PHONE: 7035287788
MAIL ADDRESS:
STREET 1: 1100 NORTH GLEBE ROAD
STREET 2: SUITE 1040
CITY: ARLINGTON
STATE: VA
ZIP: 22201-7788
FORMER COMPANY:
FORMER CONFORMED NAME: BERNO GAMBAL & BARBEE INC
DATE OF NAME CHANGE: 20010516
13F-HR
1
v334660_13fhr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
-----------------
Check here if Amendment [ ]; Amendment Number:
-------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aegis Financial Corporation
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Address: 6862 Elm Street, Suite 830
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McLean, Virginia 22101
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Form 13F File Number: 28-10411
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Scott L. Barbee
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Title: President
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Phone: (703) 528-7788
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Signature, Place, and Date of Signing:
/s/ Scott L. Barbee McLean, Virginia February 11, 2013
---------------------- ----------------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion
are reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 62
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Form 13F Information Table Value Total: $200,163
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
AEGIS FINANCIAL CORPORATION
FORM 13F INFORMATION TABLE 12-31-2012:
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------------------------------------------------------------------------------------------------------------
VALUE SHS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
Air Castle Ltd. COM g0129k104 $ 9,348 745,478 SH SOLE NONE 745,478
Alco Stores Inc. COM 001600105 $ 3,064 325,420 SH SOLE NONE 325,420
Alliance One International Inc. COM 018772103 $14,408 3,958,209 SH SOLE NONE 3,958,209
Alliance One International
Inc.5.500% Due 07-15-14 NOTE 5.500% 07-15-14 018772AQ6 $ 2,835 2,900,000 PRN SOLE NONE 2,900,000
American Greetings Corp CL A 026375105 $ 3,456 204,613 SH SOLE NONE 204,613
American International Group Inc.
Warrant *W EXP 01/19/202 026874156 $ 2,571 186,282 SH SOLE NONE 186,282
American Pacific Corp. COM 028740108 $10,674 691,317 SH SOLE NONE 691,317
Argo Group International Holdings
Ltd. COM G0464B107 $ 202 6,006 SH SOLE NONE 6,006
Aspen Insurance Holdings -
Preferred Stock PFD PRP INC EQ g05384113 $ 1,284 21,194 SH SOLE NONE 21,194
Aspen Insurance Holdings Ltd. SHS G05384105 $ 9,696 302,250 SH SOLE NONE 302,250
Ballantyne Strong Inc. COM 058516105 $ 285 86,343 SH SOLE NONE 86,343
Baltic Trading Limited COM Y0553W103 $ 563 188,941 SH SOLE NONE 188,941
Bassett Furniture Industries COM 070203104 $ 7,424 595,352 SH SOLE NONE 595,352
Black Rock High Income Shares SHS BEN INT 09250E107 $ 50 21,000 SH SOLE NONE 21,000
Bowl America Inc. - Class A CL A 102565108 $ 189 15,122 SH SOLE NONE 15,122
Brandywine Realty Trust SH BEN INT NEW 105368203 $ 772 63,300 SH SOLE NONE 63,300
BRT Realty Trust SH BEN INT NEW 055645303 $ 4,116 633,266 SH SOLE NONE 633,266
Cal Dive International Inc. COM 12802T101 $ 5,553 3,209,635 SH SOLE NONE 3,209,635
California First National Bank
Corp. COM 130222102 $ 4,619 308,960 SH SOLE NONE 308,960
Century Casinos Inc. COM 156492100 $ 3,315 1,167,358 SH SOLE NONE 1,167,358
CommonWealth REIT COM SH BEN INT 203233101 $ 1,336 84,369 SH SOLE NONE 84,369
Core-Mark Hldgs COM 218681104 $ 4,044 85,411 SH SOLE NONE 85,411
Delta Apparel Inc. COM 247368103 $ 6,985 499,629 SH SOLE NONE 499,629
Endeavour International COM NEW 29259G200 $ 361 69,698 SH SOLE NONE 69,698
EPL Oil & Gas Inc. COM 26883D108 $11,049 489,967 SH SOLE NONE 489,967
First Federal Northern Michigan
Bancorp. COM 32021X105 $ 164 35,640 SH SOLE NONE 35,640
Frequency Electronics, Inc. COM 358010106 $ 1,867 227,174 SH SOLE NONE 227,174
Frisch's Restaurants, Inc. COM 358748101 $ 483 26,101 SH SOLE NONE 26,101
Globus Maritime COM Y27265209 $ 568 336,972 SH SOLE NONE 336,972
Goodrich Petroleum Corp.5.000%
Due 10-01-29 NOTE 5.000% 10-01-29 382410AC2 $ 1,878 2,000,000 PRN SOLE NONE 2,000,000
Hardinge Inc. COM 412324303 $ 3,451 347,166 SH SOLE NONE 347,166
Horsehead Holdings COM 440694305 $ 1,291 126,417 SH SOLE NONE 126,417
Ingram Micro Inc. CL A 457153104 $ 5,934 350,700 SH SOLE NONE 350,700
Integrated Electrical Services,
Inc. COM 45811E301 $ 649 144,201 SH SOLE NONE 144,201
LTX-Credence Corporation COM NEW 502403207 $ 274 41,813 SH SOLE NONE 41,813
Lubys. Inc. COM 549282101 $ 2,114 316,036 SH SOLE NONE 316,036
Magnum Hunter Resources COM 55973b102 $ 3,254 815,500 SH SOLE NONE 815,500
Mitcham Industies, Inc. COM 606501104 $ 975 71,497 SH SOLE NONE 71,497
Nash Finch Company COM 631158102 $ 2,725 128,042 SH SOLE NONE 128,042
NRG Energy Inc. COM NEW 629377508 $ 800 34,790 SH SOLE NONE 34,790
Olympic Steel Inc. COM 68162K106 $ 3,969 179,272 SH SOLE NONE 179,272
Patterson-UTI Energy Inc. COM 703481101 $ 8,946 480,200 SH SOLE NONE 480,200
PMC Commercial Trust SH BEN INT 693434102 $ 772 108,720 SH SOLE NONE 108,720
Republic Airways Holdings COM 760276105 $ 1,524 268,250 SH SOLE NONE 268,250
Resolute Forest Products Inc. COM 76117W109 $ 5,494 414,939 SH SOLE NONE 414,939
Sanmina-SCi Corp COM 801056102 $ 5,919 534,665 SH SOLE NONE 534,665
Sparton Corporation COM 847235108 $ 1,324 95,467 SH SOLE NONE 95,467
StarTek, Inc. COM 85569C107 $ 2,820 699,842 SH SOLE NONE 699,842
Superior Industries International
Inc. COM 868168105 $ 3,736 183,133 SH SOLE NONE 183,133
SWS Group Inc. COM 78503N107 $ 3,313 626,313 SH SOLE NONE 626,313
Sypris Solutions Inc. COM 871655106 $ 2,898 731,737 SH SOLE NONE 731,737
Tandy Brands Accessories Inc. COM 875378101 $ 588 392,118 SH SOLE NONE 392,118
Tecumseh Products Company -
Class A CL A 878895200 $ 3,948 854,583 SH SOLE NONE 854,583
Tecumseh Products Company -
Class B CL B 878895101 $ 2,197 477,581 SH SOLE NONE 477,581
Tesoro Corp. COM 881609101 $ 7,067 160,425 SH SOLE NONE 160,425
Tetra Tech Inc. COM 88162F105 $ 2,525 332,625 SH SOLE NONE 332,625
Ultra Petrol Bahamas COM P94398107 $ 206 125,017 SH SOLE NONE 125,017
Unifi Inc. COM NEW 904677200 $ 989 76,007 SH SOLE NONE 76,007
Versar Inc. COM 925297103 $ 844 218,715 SH SOLE NONE 218,715
Vestin Realty Mortgage I Inc. COM 925490104 $ 29 26,809 SH SOLE NONE 26,809
Western Refining Inc. COM 959319104 $ 1,209 42,893 SH SOLE NONE 42,893
White Mountains Insurance Group COM g9618e107 $ 5,222 10,139 SH SOLE NONE 10,139