0001144204-11-029619.txt : 20110516
0001144204-11-029619.hdr.sgml : 20110516
20110516122854
ACCESSION NUMBER: 0001144204-11-029619
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110516
EFFECTIVENESS DATE: 20110516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEGIS FINANCIAL CORP
CENTRAL INDEX KEY: 0001140753
IRS NUMBER: 541712996
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10411
FILM NUMBER: 11844795
BUSINESS ADDRESS:
STREET 1: 1100 NORTH GLEBE ROAD
STREET 2: SUITE 1040
CITY: ARLINGTON
STATE: VA
ZIP: 22201-7788
BUSINESS PHONE: 7035287788
MAIL ADDRESS:
STREET 1: 1100 NORTH GLEBE ROAD
STREET 2: SUITE 1040
CITY: ARLINGTON
STATE: VA
ZIP: 22201-7788
FORMER COMPANY:
FORMER CONFORMED NAME: BERNO GAMBAL & BARBEE INC
DATE OF NAME CHANGE: 20010516
13F-HR
1
v222676_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
-----------------
Check here if Amendment [ ]; Amendment Number:
-------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aegis Financial Corporation
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Address: 1100 North Glebe Road, Suite 1040
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Arlington, Virginia 22201
--------------------------------------------------
Form 13F File Number: 28-10411
--------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Scott L. Barbee
-------------------------------------------------------
Title: President
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Phone: (703) 528-7788
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Signature, Place, and Date of Signing:
/s/ Scott L. Barbee Arlington, Virginia May 13, 2011
---------------------- ----------------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion
are reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-------------
Form 13F Information Table Entry Total: 75
-------------
Form 13F Information Table Value Total: $218,188
-------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
AEGIS FINANCIAL CORPORATION
FORM 13F INFORMATION TABLE 03-31-2011:
SHS OR
TITLE OF VALUE PRN SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) AMT PRN CALL DSCRTN MGRS SOLE SHARED NONE
------------------------------ -------- --------- -------- --------- --- ---- -------- ----- --------- ------ ----
Adams Resources and Energy Inc. COM 006351308 $ 668.00 23,195 SH SOLE NONE 23,195
Air Castle Ltd. COM g0129k104 $ 7,528.00 623,733 SH SOLE NONE 623,733
Alliance One International Inc. COM 018772103 $13,234.00 3,292,075 SH SOLE NONE 3,292,075
Alliance One International Inc. NOTE 5.500%
5.500% Due 07-15-14 07-15-14 018772AQ6 $ 1,072.00 1,000,000 PRN SOLE NONE 1,000,000
Allied Defense Group, Inc. COM 019118108 $ 1,180.00 335,101 SH SOLE NONE 335,101
American Pacific Corp. COM 028740108 $ 4,275.00 703,102 SH SOLE NONE 703,102
American Safety Insurance ORD G02995101 $ 8,222.00 383,687 SH SOLE NONE 383,687
Argo Group International
Holdings Ltd. COM G0464B107 $ 328.00 9,977 SH SOLE NONE 9,977
Aspen Insurance Holdings -
Preferred Stock FD PRP INC EQ g05384113 $ 1,110.00 20,694 SH SOLE NONE 20,694
Aspen Insurance Holdings Ltd. SHS G05384105 $ 4,986.00 180,900 SH SOLE NONE 180,900
ATP Oil&Gas COM 00208J108 $ 7,483.00 413,179 SH SOLE NONE 413,179
Audiovox Corporation Class A CL A 050757103 $ 1,523.00 190,388 SH SOLE NONE 190,388
Baltic Trading Limited COM Y0553W103 $ 427.00 46,800 SH SOLE NONE 46,800
Bassett Furniture Industries COM 070203104 $ 9,571.00 1,219,243 SH SOLE NONE 1,219,243
Beazer Homes USA COM 07556Q105 $ 165.00 36,160 SH SOLE NONE 36,160
Black Rock High Income Shares SHS BEN INT 09250E107 $ 45.00 21,000 SH SOLE NONE 21,000
Bofi Holdings Inc. COM 05566U108 $ 6,643.00 428,004 SH SOLE NONE 428,004
Books-A-Million Inc. COM 098570104 $ 2,346.00 568,017 SH SOLE NONE 568,017
Bowl America Inc. - Class A CL A 102565108 $ 242.00 18,624 SH SOLE NONE 18,624
Brandywine Realty Trust SH BEN INT NEW 105368203 $ 862.00 71,000 SH SOLE NONE 71,000
BRT Realty Trust SH BEN INT NEW 055645303 $ 4,280.00 661,498 SH SOLE NONE 661,498
California First National
Bank Corp. COM 130222102 $ 6,982.00 457,255 SH SOLE NONE 457,255
Century Casinos Inc. COM 156492100 $ 3,522.00 1,177,954 SH SOLE NONE 1,177,954
CommonWealth REIT COM SH BEN INT 203233101 $ 1,362.00 52,444 SH SOLE NONE 52,444
Core-Mark Hldgs COM 218681104 $ 4,799.00 145,216 SH SOLE NONE 145,216
CVR Energy Inc. COM 12662P108 $ 4,584.00 197,933 SH SOLE NONE 197,933
Delta Apparel Inc. COM 247368103 $ 9,477.00 663,224 SH SOLE NONE 663,224
Duckwall-ALCO COM 264142100 $ 4,270.00 336,741 SH SOLE NONE 336,741
Endeavor International Corp. NOTE 6.000%
6.000% Due 01-15-12 01-15-12 29257MAB6 $ 504.00 500,000 PRN SOLE NONE 500,000
Endeavour International COM 29259G200 $ 910.00 71,654 SH SOLE NONE 71,654
Energy Partners Ltd. COM NEW 29270U303 $ 7,149.00 397,147 SH SOLE NONE 397,147
Ensco Plc. SPONSORED ADR 29358Q109 $ 4,824.00 83,404 SH SOLE NONE 83,404
First Federal Northern Michigan
Bancorp. COM 32021X105 $ 128.00 35,640 SH SOLE NONE 35,640
Fisher Communications Inc. COM 337756209 $ 1,842.00 59,268 SH SOLE NONE 59,268
Frequency Electronics, Inc. COM 358010106 $ 2,758.00 268,781 SH SOLE NONE 268,781
Frisch's Restaurants, Inc. COM 358748101 $ 475.00 22,294 SH SOLE NONE 22,294
Genon Energy Inc. COM 37244e107 $ 4,302.00 1,129,068 SH SOLE NONE 1,129,068
Globus Maritime COM Y27265209 $ 248.00 28,550 SH SOLE NONE 28,550
GulfMark Offshore, Inc. CL A NEW 402629208 $ 4,643.00 104,306 SH SOLE NONE 104,306
Hardinge Inc. COM 412324303 $ 4,853.00 354,220 SH SOLE NONE 354,220
Hornbeck Offshore Service COM 440543106 $ 6,650.00 215,566 SH SOLE NONE 215,566
Horsehead Holdings COM 440694305 $ 4,228.00 247,955 SH SOLE NONE 247,955
Imperial Sugar COM NEW 453096208 $ 3,573.00 267,809 SH SOLE NONE 267,809
Ingram Micro Inc. CL A 457153104 $ 6,008.00 285,700 SH SOLE NONE 285,700
Integrated Electrical
Services, Inc. COM 45811E301 $ 517.00 150,405 SH SOLE NONE 150,405
International Coal Group COM 45928H106 $ 306.00 27,100 SH SOLE NONE 27,100
J. Alexanders Corp. COM 466096104 $ 755.00 122,310 SH SOLE NONE 122,310
LTX-Credence Corporation COM NEW 502403207 $ 412.00 45,130 SH SOLE NONE 45,130
Lubys. Inc. COM 549282101 $ 1,725.00 325,403 SH SOLE NONE 325,403
Magnum Hunter Resources COM 55973b102 $ 730.00 85,216 SH SOLE NONE 85,216
Marlin Business Service COM 571157106 $ 1,911.00 154,879 SH SOLE NONE 154,879
Medallion Financial Corp. COM 583928106 $ 1,236.00 140,570 SH SOLE NONE 140,570
Mitcham Industies, Inc. COM 606501104 $ 2,723.00 199,516 SH SOLE NONE 199,516
Mod-Pac Corp. COM 607495108 $ 1,145.00 185,627 SH SOLE NONE 185,627
Noble Corp. NAMEN-AKT H5833N103 $ 1,081.00 23,696 SH SOLE NONE 23,696
OBA Financial Service COM 67424G101 $ 799.00 54,500 SH SOLE NONE 54,500
Patriot Coal Corporation COM 70336t104 $ 4,794.00 185,600 SH SOLE NONE 185,600
Patterson-UTI Energy Inc. COM 703481101 $ 303.00 10,313 SH SOLE NONE 10,313
Penn Millers Holding COM 707561106 $ 4,481.00 314,466 SH SOLE NONE 314,466
PMC Commercial Trust SH BEN INT 693434102 $ 588.00 67,840 SH SOLE NONE 67,840
Republic Airways Holdings COM 760276105 $ 1,758.00 273,400 SH SOLE NONE 273,400
Sparton Corporation COM 847235108 $ 860.00 110,674 SH SOLE NONE 110,674
Superior Industries
International Inc. COM 868168105 $ 206.00 8,034 SH SOLE NONE 8,034
SWS Group Inc. COM 78503N107 $ 2,329.00 383,613 SH SOLE NONE 383,613
Sypris Solutions Inc. COM 871655106 $ 2,375.00 552,273 SH SOLE NONE 552,273
Tandy Brands Accessories Inc. COM 875378101 $ 1,132.00 395,918 SH SOLE NONE 395,918
Tecumseh Products Company -
Class A CL A 878895200 $ 3,166.00 315,963 SH SOLE NONE 315,963
Tecumseh Products Company -
Class B CL B 878895101 $ 4,482.00 480,870 SH SOLE NONE 480,870
Tesoro Corp. COM 881609101 $ 3,056.00 113,887 SH SOLE NONE 113,887
Ultra Petrol Bahamas COM P94398107 $ 640.00 125,917 SH SOLE NONE 125,917
Unifi Inc. COM 904677200 $ 1,795.00 105,614 SH SOLE NONE 105,614
Universal Stainless & Alloy
Products Inc. COM 913837100 $ 2,408.00 71,378 SH SOLE NONE 71,378
Vestin Realty Mortgage I Inc. COM 925490104 $ 36.00 26,809 SH SOLE NONE 26,809
Western Refining Inc. COM 959319104 $ 2,115.00 124,800 SH SOLE NONE 124,800
White Mountains Insurance Group COM g9618e107 $ 4,043.00 11,100 SH SOLE NONE 11,100