0001144204-14-009172.txt : 20140214
0001144204-14-009172.hdr.sgml : 20140214
20140214110326
ACCESSION NUMBER: 0001144204-14-009172
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEGIS FINANCIAL CORP
CENTRAL INDEX KEY: 0001140753
IRS NUMBER: 541712996
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10411
FILM NUMBER: 14612422
BUSINESS ADDRESS:
STREET 1: 6862 ELM STREET
STREET 2: SUITE 830
CITY: MC LEAN
STATE: VA
ZIP: 22101-3897
BUSINESS PHONE: 7035287788
MAIL ADDRESS:
STREET 1: 6862 ELM STREET
STREET 2: SUITE 830
CITY: MC LEAN
STATE: VA
ZIP: 22101-3897
FORMER COMPANY:
FORMER CONFORMED NAME: BERNO GAMBAL & BARBEE INC
DATE OF NAME CHANGE: 20010516
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001140753
XXXXXXXX
12-31-2013
12-31-2013
false
AEGIS FINANCIAL CORP
6862 Elm Street
Suite 830
Mc Lean
VA
22101-3897
13F HOLDINGS REPORT
028-10411
N
Scott L. Barbee
President
703-528-7788
/s/ Scott L. Barbee
McLean
VA
02-11-2014
0
67
348406
INFORMATION TABLE
2
infotable.xml
Air Castle Ltd.
COM
g0129k104
14228
742588
SH
SOLE
742588
0
0
Alco Stores Inc.
COM
001600105
3113
329435
SH
SOLE
329435
0
0
Alliance One International Inc.
COM
018772103
14359
4707907
SH
SOLE
4707907
0
0
American International Group Inc. Warrant
*W EXP 01/19/202
026874156
3766
185982
SH
SOLE
185982
0
0
Aspen Insurance Holdings Ltd.
SHS
G05384105
5611
135825
SH
SOLE
135825
0
0
Aurico Gold Inc.
COM
05155C105
5173
1413395
SH
SOLE
1413395
0
0
Ballantyne Strong Inc.
COM
058516105
400
86343
SH
SOLE
86343
0
0
Baltic Trading Limited
COM
Y0553W103
1215
188741
SH
SOLE
188741
0
0
Bassett Furniture Industries
COM
070203104
4476
292918
SH
SOLE
292918
0
0
Bowl America Inc. - Class A
CL A
102565108
232
16224
SH
SOLE
16224
0
0
Brandywine Realty Trust
SH BEN INT NEW
105368203
147
10400
SH
SOLE
10400
0
0
BRT Realty Trust
SH BEN INT NEW
055645303
4470
632198
SH
SOLE
632198
0
0
Cal Dive International Inc.
COM
12802T101
9202
4577890
SH
SOLE
4577890
0
0
California First National Bank Corp.
COM
130222102
3386
224244
SH
SOLE
224244
0
0
Century Casinos Inc.
COM
156492100
1887
362110
SH
SOLE
362110
0
0
Citi Trends Inc.
COM
17306X102
2915
171482
SH
SOLE
171482
0
0
Coeur D Alene Mines Corp.
COM NEW
192108504
11599
1069044
SH
SOLE
1069044
0
0
CommonWealth REIT
COM SH BEN INT
203233101
5713
245101
SH
SOLE
245101
0
0
Delta Apparel Inc.
COM
247368103
9517
560469
SH
SOLE
560469
0
0
Endeavour International
COM NEW
29259G200
890
169556
SH
SOLE
169556
0
0
EPL Oil & Gas Inc.
COM
26883D108
5804
203655
SH
SOLE
203655
0
0
First Federal Northern Michigan Bancorp.
COM
32021X105
192
35640
SH
SOLE
35640
0
0
Frequency Electronics, Inc.
COM
358010106
2644
226574
SH
SOLE
226574
0
0
Frisch's Restaurants, Inc.
COM
358748101
669
26101
SH
SOLE
26101
0
0
Globus Maritime
COM
Y27265209
1332
336472
SH
SOLE
336472
0
0
Hardinge Inc.
COM
412324303
4866
336266
SH
SOLE
336266
0
0
Horsehead Holdings
COM
440694305
2035
125517
SH
SOLE
125517
0
0
Ingram Micro Inc.
CL A
457153104
8223
350500
SH
SOLE
350500
0
0
Integrated Electrical Services, Inc.
COM
45811E301
780
144801
SH
SOLE
144801
0
0
International Tower Hill Mines Ltd.
COM
46050R102
28
68500
SH
SOLE
68500
0
0
Jetblue Airways
COM
477143101
4373
512076
SH
SOLE
512076
0
0
Lake Shore Gold Corp.
COM
510728108
1797
3905895
SH
SOLE
3905895
0
0
LTX-Credence Corporation
COM NEW
502403207
333
41670
SH
SOLE
41670
0
0
Lubys. Inc.
COM
549282101
2439
315936
SH
SOLE
315936
0
0
Magnum Hunter Resources
COM
55973b102
14128
1932678
SH
SOLE
1932678
0
0
McDermott International Inc.
COM
580037109
12988
1417854
SH
SOLE
1417854
0
0
McEwen Mining Inc.
COM
58039P107
904
461094
SH
SOLE
461094
0
0
Mercer International Inc.
COM
588056101
8350
837511
SH
SOLE
837511
0
0
Mitcham Industies, Inc.
COM
606501104
3427
193489
SH
SOLE
193489
0
0
Natuzzi S.p.A.
ADR
63905A101
1031
398065
SH
SOLE
398065
0
0
Nevsun Resources Ltd.
COM
64156L101
8591
2587629
SH
SOLE
2587629
0
0
Olympic Steel Inc.
COM
68162K106
5244
180937
SH
SOLE
180937
0
0
Patterson-UTI Energy Inc.
COM
703481101
12640
499209
SH
SOLE
499209
0
0
Peabody Energy Corp.
COM
704549104
7746
396601
SH
SOLE
396601
0
0
Photronics Inc.
COM
719405102
13611
1507359
SH
SOLE
1507359
0
0
PMC Commercial Trust
SH BEN INT
693434102
935
108720
SH
SOLE
108720
0
0
Resolute Forest Products Inc.
COM
76117W109
9723
606922
SH
SOLE
606922
0
0
Ruby Tuesday
COM
781182100
8511
1228087
SH
SOLE
1228087
0
0
Sanmina-SCi Corp
COM
801056102
6869
411290
SH
SOLE
411290
0
0
Spartan Stores Inc.
COM
846822104
3722
153290
SH
SOLE
153290
0
0
StarTek, Inc.
COM
85569C107
4366
672728
SH
SOLE
672728
0
0
Stone Energy Corporation
COM
861642106
6956
201100
SH
SOLE
201100
0
0
Superior Industries International Inc.
COM
868168105
4269
206935
SH
SOLE
206935
0
0
Swift Energy
COM
870738101
8747
647957
SH
SOLE
647957
0
0
SWS Group Inc.
COM
78503N107
3801
625213
SH
SOLE
625213
0
0
Sypris Solutions Inc.
COM
871655106
3617
1182091
SH
SOLE
1182091
0
0
Tandy Brands Accessories Inc.
COM
875378101
61
247400
SH
SOLE
247400
0
0
Tecumseh Products Company - Class A
CL A
878895200
12188
1346765
SH
SOLE
1346765
0
0
Tecumseh Products Company - Class B
CL B
878895101
5274
580856
SH
SOLE
580856
0
0
Tower Group Inc.5.000% Due 09-15-14
NOTE 5.000% 09-15-14
891777AC8
2541
3000000
PRN
SOLE
3000000
0
0
U.S. Global Investors
CL A
902952100
774
304623
SH
SOLE
304623
0
0
Ultra Petrol Bahamas
COM
P94398107
468
125017
SH
SOLE
125017
0
0
Universal Stainless & Alloy Products Inc.
COM
913837100
8323
230813
SH
SOLE
230813
0
0
Versar Inc.
COM
925297103
1143
236557
SH
SOLE
236557
0
0
White Mountains Insurance Group
COM
g9618e107
5259
8721
SH
SOLE
8721
0
0
WPX Energy Inc.
COM
98212B103
22761
1116816
SH
SOLE
1116816
0
0
Zaza Energy Corp.
COM
98919T100
1624
1699639
SH
SOLE
1699639
0
0