-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UFwKtDC+R+a9o1b9rOwmUIzLx1bh7vL92kKOWT7NlTVHltSRifoTxXQArsCVI4pi 9lqs8Zh8sFoTvfz75rP7wA== 0001144204-10-042420.txt : 20100810 0001144204-10-042420.hdr.sgml : 20100810 20100810093640 ACCESSION NUMBER: 0001144204-10-042420 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100810 DATE AS OF CHANGE: 20100810 EFFECTIVENESS DATE: 20100810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGIS FINANCIAL CORP CENTRAL INDEX KEY: 0001140753 IRS NUMBER: 541712996 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10411 FILM NUMBER: 101003694 BUSINESS ADDRESS: STREET 1: 1100 NORTH GLEBE ROAD STREET 2: SUITE 1040 CITY: ARLINGTON STATE: VA ZIP: 22201-7788 BUSINESS PHONE: 7035287788 MAIL ADDRESS: STREET 1: 1100 NORTH GLEBE ROAD STREET 2: SUITE 1040 CITY: ARLINGTON STATE: VA ZIP: 22201-7788 FORMER COMPANY: FORMER CONFORMED NAME: BERNO GAMBAL & BARBEE INC DATE OF NAME CHANGE: 20010516 13F-HR 1 v192260_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 -------------- Check here if Amendment |_|; Amendment Number: -------- This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Aegis Financial Corporation ------------------------------------------ Address: 1100 North Glebe Road, Suite 1040 ------------------------------------------ Arlington, Virginia 22201 ------------------------------------------ Form 13F File Number: 28-10411 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott L. Barbee -------------------------------------------- Title: President -------------------------------------------- Phone: (703) 528-7788 -------------------------------------------- Signature, Place, and Date of Signing: /s/ Scott L. Barbee Arlington, Virginia August 10, 2010 - --------------------- ------------------------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------------- Form 13F Information Table Entry Total: 79 ----------------------- Form 13F Information Table Value Total: $189,891 ----------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Aegis Financial Corporation Form 13F Information Table 06-30-2010:
- ------------------------------------------------------------------------------------------------------------------------------------ VOTING NAME OF TYPE OF SHR OR SH/ PUT INVSTMNT OTHER AUTHORITY ISSUER CLASS CUSIP VALUE PRN AMT PRN /CALL DSCRTN MGRS SOLE - ------------------------------------------------------------------------------------------------------------------------------------ Adams Resources and Energy Inc. COM NEW 006351308 $ 418 23,195 SH SOLE NONE 23,195 Alliance One International Inc. COM 018772103 $ 9,237 2,594,538 SH SOLE NONE 2,594,538 Allied Defense Group, Inc. COM 019118108 $ 1,629 430,879 SH SOLE NONE 430,879 American Pacific Corp. COM 028740108 $ 3,537 704,602 SH SOLE NONE 704,602 American Safety Insurance ORD G02995101 $ 1,794 114,149 SH SOLE NONE 114,149 Argo Group International Holdings Ltd. COM G0464B107 $ 312 10,186 SH SOLE NONE 10,186 Arlington Asset Investment Corp. CL A NEW 041356205 $ 3,374 179,183 SH SOLE NONE 179,183 Aspen Insurance Holdings Ltd. SHS G05384105 $ 4,485 181,300 SH SOLE NONE 181,300 ATP Oil&Gas COM 00208J108 $ 6,095 575,500 SH SOLE NONE 575,500 Audiovox Corporation Class A CL A 050757103 $ 5,081 691,333 SH SOLE NONE 691,333 Bassett Furniture Industries COM 070203104 $ 5,845 1,365,743 SH SOLE NONE 1,365,743 Beazer Homes USA COM 07556Q105 $ 133 36,560 SH SOLE NONE 36,560 Black Rock High Income Shares SHS BEN INT 09250E107 $ 69 35,000 SH SOLE NONE 35,000 Bofi Holdings Inc. COM 05566U108 $ 5,933 420,168 SH SOLE NONE 420,168 Books-A-Million Inc. COM 098570104 $ 3,427 569,317 SH SOLE NONE 569,317 Bowl America Inc. - Class A CL A 102565108 $ 283 20,057 SH SOLE NONE 20,057 Brandywine Operation Partners3.875% Due 10-15-26 NOTE 3.875% 10-15-26 105340AH6 $ 25 25,000 PRN SOLE NONE 25,000 Brandywine Realty Trust SH BEN INT NEW 105368203 $ 1,589 147,808 SH SOLE NONE 147,808 BRT Realty Trust SH BEN INT NEW 055645303 $ 3,913 663,282 SH SOLE NONE 663,282 California First National Bank Corp. COM 130222102 $ 5,702 462,114 SH SOLE NONE 462,114 Century Casinos Inc. COM 156492100 $ 2,275 1,053,048 SH SOLE NONE 1,053,048 ChipMOS Technology Bermuda Ltd. SHS G2110R106 $ 1,108 743,750 SH SOLE NONE 743,750 Core-Mark Hldgs COM 218681104 $ 2,985 108,944 SH SOLE NONE 108,944 Covenant Transport Inc. Cl. A. CL A 22284P105 $ 262 38,851 SH SOLE NONE 38,851 CVR Energy Inc. COM 12662P108 $ 2,811 373,833 SH SOLE NONE 373,833 Delta Apparel Inc. COM 247368103 $ 10,226 700,378 SH SOLE NONE 700,378 Duckwall-ALCO COM 264142100 $ 4,960 338,541 SH SOLE NONE 338,541 Endeavour International COM 29259G101 $ 637 601,202 SH SOLE NONE 601,202 Energy Partners Ltd. COM NEW 29270U303 $ 3,235 264,961 SH SOLE NONE 264,961 Ensco Plc. SPONSORED ADR 29358Q109 $ 8,394 213,704 SH SOLE NONE 213,704 FBR Capital Markets Corp. COM 30247C301 $ 432 129,751 SH SOLE NONE 129,751 First Federal Northern Michigan Bancorp. COM 32021X105 $ 87 35,640 SH SOLE NONE 35,640 Fisher Communications Inc. COM 337756209 $ 1,185 70,345 SH SOLE NONE 70,345 Franklin Universal Trust SH BEN INT 355145103 $ 75 12,900 SH SOLE NONE 12,900 Frequency Electronics, Inc. COM 358010106 $ 1,187 255,190 SH SOLE NONE 255,190 Frisch's Restaurants, Inc. COM 358748101 $ 449 22,294 SH SOLE NONE 22,294 GulfMark Offshore, Inc. CL A NEW 402629208 $ 3,123 119,206 SH SOLE NONE 119,206 Hardinge Inc. COM 412324303 $ 3,025 355,020 SH SOLE NONE 355,020 Horizon Lines Inc.4.250% Due 08-15-12 NOTE 4.250% 08-15-12 44044KAB7 $ 619 750,000 PRN SOLE NONE 750,000 Hornbeck Offshore Service COM 440543106 $ 4,460 305,466 SH SOLE NONE 305,466 Horsehead Holdings COM 440694305 $ 6,170 816,170 SH SOLE NONE 816,170 Imperial Sugar COM NEW 453096208 $ 2,711 268,409 SH SOLE NONE 268,409 Integrated Electrical Services, Inc. COM 45811e301 $ 525 150,405 SH SOLE NONE 150,405 International Coal Group COM 45928H106 $ 104 27,100 SH SOLE NONE 27,100 J. Alexanders Corp. COM 466096104 $ 597 122,310 SH SOLE NONE 122,310 LTX-Credence Corporation COM 502403108 $ 391 138,289 SH SOLE NONE 138,289 Lubys. Inc. COM 549282101 $ 1,257 326,503 SH SOLE NONE 326,503 Magnum Hunter Resources COM 55973b102 $ 664 152,366 SH SOLE NONE 152,366 Marlin Business Service COM 571157106 $ 2,434 201,324 SH SOLE NONE 201,324 Medallion Financial Corp. COM 583928106 $ 928 140,570 SH SOLE NONE 140,570 Mercer International Inc. COM 588056101 $ 3,608 906,510 SH SOLE NONE 906,510 Mirant Corp. COM 60467R100 $ 4,560 431,852 SH SOLE NONE 431,852 Mitcham Industies, Inc. COM 606501104 $ 1,572 232,955 SH SOLE NONE 232,955 Mod-Pac Corp. COM 607495108 $ 828 186,027 SH SOLE NONE 186,027 Noble Corp. NAMEN -AKT H5833N103 $ 735 23,800 SH SOLE NONE 23,800 Omega Protein Corp. COM 68210P107 $ 1,579 393,764 SH SOLE NONE 393,764 Parlux Fragrance COM 701645103 $ 187 104,732 SH SOLE NONE 104,732 Patterson-UTI Energy Inc. COM 703481101 $ 1,925 149,550 SH SOLE NONE 149,550 Penn Millers Holding COM 707561106 $ 3,272 247,872 SH SOLE NONE 247,872 PMA Capital Corp. Cl. A CL A 693419202 $ 8,695 1,327,504 SH SOLE NONE 1,327,504 RF Monolithics Inc. COM 74955f106 $ 12 10,462 SH SOLE NONE 10,462 Sparton Corporation COM 847235108 $ 557 110,674 SH SOLE NONE 110,674 Superior Industries International Inc. COM 868168105 $ 1,192 88,718 SH SOLE NONE 88,718 SWS Group Inc. COM 78503N107 $ 1,719 180,957 SH SOLE NONE 180,957 Sypris Solutions Inc. COM 871655106 $ 2,218 553,073 SH SOLE NONE 553,073 Tandy Brands Accessories Inc. COM 875378101 $ 1,427 396,318 SH SOLE NONE 396,318 Tecumseh Products Company - Class A CL A 878895200 $ 3,609 324,563 SH SOLE NONE 324,563 Tecumseh Products Company - Class B CL B 878895101 $ 5,328 483,020 SH SOLE NONE 483,020 Tesoro Corp. COM 881609101 $ 1,333 114,187 SH SOLE NONE 114,187 Thomas Properties Group, Inc. COM 884453101 $ 698 210,870 SH SOLE NONE 210,870 Toreador Resources Corp.5.000% Due 10-01-25 NOTE 5.000% 10-01-25 891050AB2 $ 716 750,000 PRN SOLE NONE 750,000 Tower Group Inc. COM 891777104 $ 3,798 176,424 SH SOLE NONE 176,424 Ultra Petrol Bahamas COM P94398107 $ 548 125,917 SH SOLE NONE 125,917 Unifi Inc. COM 904677101 $ 2,408 630,239 SH SOLE NONE 630,239 Universal Stainless & Alloy Products Inc. COM 913837100 $ 1,144 71,578 SH SOLE NONE 71,578 Vestin Realty Mortgage I Inc. COM 925490104 $ 27 26,809 SH SOLE NONE 26,809 Western Refining Inc. COM 959319104 $ 1,822 362,200 SH SOLE NONE 362,200 Western Refining Inc.5.750% Due 06-15-14 NOTE 5.750% 06-15-14 959319AC8 $ 676 900,000 PRN SOLE NONE 900,000 White Mountains Insurance Growth COM G9618E107 $ 3,501 10,800 SH SOLE NONE 10,800 -------------- $ 189,891 ==============
-----END PRIVACY-ENHANCED MESSAGE-----