-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LTRo+b6M20e7K1vPTTT6QpjV69kQJi7GFsJaCDU24K35AuIc+DCRxKenSsNc6kI3 CXAvaJvMhOaoE/PdYIERUA== 0001144204-09-007157.txt : 20090212 0001144204-09-007157.hdr.sgml : 20090212 20090212100833 ACCESSION NUMBER: 0001144204-09-007157 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 EFFECTIVENESS DATE: 20090212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGIS FINANCIAL CORP CENTRAL INDEX KEY: 0001140753 IRS NUMBER: 541712996 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10411 FILM NUMBER: 09592333 BUSINESS ADDRESS: STREET 1: 1100 NORTH GLEBE ROAD STREET 2: SUITE 1040 CITY: ARLINGTON STATE: VA ZIP: 22201-7788 BUSINESS PHONE: 7035287788 MAIL ADDRESS: STREET 1: 1100 NORTH GLEBE ROAD STREET 2: SUITE 1040 CITY: ARLINGTON STATE: VA ZIP: 22201-7788 FORMER COMPANY: FORMER CONFORMED NAME: BERNO GAMBAL & BARBEE INC DATE OF NAME CHANGE: 20010516 13F-HR 1 v139084_13hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 ------------------ Check here if Amendment |_|; Amendment Number: -------- This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Aegis Financial Corporation ------------------------------------------ Address: 1100 North Glebe Road, Suite 1040 ------------------------------------------ Arlington, Virginia 22201 ------------------------------------------ Form 13F File Number: 28-10411 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott L. Barbee -------------------------------------------- Title: President -------------------------------------------- Phone: (703) 528-7788 -------------------------------------------- Signature, Place, and Date of Signing: /s/ Scott L. Barbee Arlington, Virginia February 12, 2009 - --------------------- ------------------------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------------- Form 13F Information Table Entry Total: 71 ----------------------- Form 13F Information Table Value Total: $115,664 ----------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE:
- ------------------------------------------------------------------------------------------------------------------------------------ NAME OF TYPE OF SHR OR SH/PUT INVSTMNT OTHER VOTING ISSUER CLASS CUSIP VALUE PRN AMT PRN/CALL DSCRTN MGRS AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ Advanta Corp. Class B CL B 007942204 $ 953,297.07 456,123 SH Sole N/A Sole Advanta Corporation Class A CL A 007942105 $ 193,724.64 167,004 SH Sole N/A Sole Allied Defense Group, Inc. COM 019118108 $ 6,809,298.80 1,098,274 SH Sole N/A Sole American Pacific Corp. COM 028740108 $ 5,873,521.50 729,630 SH Sole N/A Sole Argo Group International Holdings Ltd. COM G0464B107 $ 362,065.47 10,674 SH Sole N/A Sole Audiovox Corporation Class A CL A 050757103 $ 3,867,394.35 771,935 SH Sole N/A Sole Bassett Furniture Industry COM 070203104 $ 4,223,931.25 1,260,875 SH Sole N/A Sole Beazer Homes USA COM 07556Q105 $ 64,084.80 40,560 SH Sole N/A Sole Beverly Hills Bancorp COM 087866109 $ 4,480.00 12,800 SH Sole N/A Sole Bofi Holdings Inc. COM 05566U108 $ 2,138,488.00 450,208 SH Sole N/A Sole Books-A-Million Inc. COM 098570104 $ 475,761.15 186,573 SH Sole N/A Sole Bowl America Inc. - Class A CL A 102565108 $ 238,127.59 25,716 SH Sole N/A Sole Brandywine Realty Trust SH BEN INT NEW 105368203 $ 2,441,047.68 316,608 SH Sole N/A Sole Brigham Exploration Co. COM 109178103 $ 1,817,468.80 567,959 SH Sole N/A Sole BRT Realty Trust SH BEN INT NEW 055645303 $ 2,111,423.50 570,655 SH Sole N/A Sole California First National Bank Corp. COM 130222102 $ 3,094,233.54 468,114 SH Sole N/A Sole ChipMOS Technology Bermuda Ltd. SHS G2110R106 $ 187,537.50 750,150 SH Sole N/A Sole Coachmen Industries COM 189873102 $ 1,697,937.28 922,792 SH Sole N/A Sole Comstock Homebuilding Class A CL A 205684103 $ 46,954.70 247,130 SH Sole N/A Sole Cooper Tire & Rubber Co. COM 216831107 $ 2,052,512.00 333,200 SH Sole N/A Sole Covenant Transport Inc. Cl. A. CL A 22284P105 $ 555,803.19 276,519 SH Sole N/A Sole Dana Holdings Corp. COM 235825205 $ 1,088,757.56 1,471,294 SH Sole N/A Sole Delta Apparel Inc. COM 247368103 $ 2,148,954.43 579,233 SH Sole N/A Sole Dillards Inc. Class A. CL A 254067101 $ 1,220,378.00 307,400 SH Sole N/A Sole Duckwall-ALCO COM 264142100 $ 2,523,879.74 263,453 SH Sole N/A Sole Exxon Mobil Corp. COM 30231G102 $ 359,235.00 4,500 SH Sole N/A Sole FBR Capital Markets Corp. COM 30247C301 $ 1,577,065.14 324,499 SH Sole N/A Sole First Federal Northern Michigan Bancorp. COM 32021X105 $ 48,114.00 35,640 SH Sole N/A Sole Fisher Communications Inc. COM 337756209 $ 1,489,072.80 72,145 SH Sole N/A Sole Frequency Electronics, Inc. COM 358010106 $ 735,271.50 257,990 SH Sole N/A Sole Friedman Billings Ramsey Group CL A 358434108 $ 874,589.14 5,144,642 SH Sole N/A Sole Hardinge Inc. COM 412324303 $ 1,386,902.25 342,445 SH Sole N/A Sole Hastings Entertainment COM 418365102 $ 189,877.88 109,756 SH Sole N/A Sole Horsehead Holdings COM 440694305 $ 10,157,104.20 2,161,086 SH Sole N/A Sole HRPT Properties Trust COM SH BEN INT 40426W101 $ 2,631,225.23 780,779 SH Sole N/A Sole Huttig Building Products COM 448451104 $ 42,609.60 94,688 SH Sole N/A Sole IDT Corporation (IDT.C) COM 448947101 $ 4,520.25 14,350 SH Sole N/A Sole IDT Corporation Class B. (IDT) CL B 448947309 $ 37,380.00 93,450 SH Sole N/A Sole International Shipholding Corporation COM NEW 460321201 $ 3,180,738.76 125,572 SH Sole N/A Sole ISHARES Trust RUSL 2000 VAL 464287630 $ 344,190.00 7,000 SH Sole N/A Sole J. Alexanders Corp. COM 466096104 $ 275,197.50 122,310 SH Sole N/A Sole Lodgian Inc. COM PAR $.01 54021P403 $ 349,379.64 164,028 SH Sole N/A Sole LTX-Credence Corporation COM 502403108 $ 39,951.63 147,969 SH Sole N/A Sole Lubys. Inc. COM 549282101 $ 1,397,796.57 333,603 SH Sole N/A Sole M/I Homes Inc. COM 55305B101 $ 1,883,498.00 178,700 SH Sole N/A Sole Marlin Business Service COM 571157106 $ 576,724.80 217,632 SH Sole N/A Sole Medallion Financial Corp. COM 583928106 $ 1,426,863.41 187,007 SH Sole N/A Sole Meridian Resources COM 58977Q109 $ 1,587,772.62 2,785,566 SH Sole N/A Sole Meritage Homes Corp. COM 59001A102 $ 1,195,775.52 98,256 SH Sole N/A Sole Mod-Pac Corp. COM 607495108 $ 443,253.99 187,027 SH Sole N/A Sole Old Republic International Corp. COM 680223104 $ 3,944,328.00 330,900 SH Sole N/A Sole Patterson-UTI Energy Inc. COM 703481101 $ 1,725,924.50 149,950 SH Sole N/A Sole Pep Boys - MM&J COM 713278109 $ 87,556.00 21,200 SH Sole N/A Sole PMA Capital Corp. Cl. A CL A 693419202 $ 8,022,057.72 1,133,059 SH Sole N/A Sole Safety Insurance Group COM 78648T100 $ 285,450.00 7,500 SH Sole N/A Sole Sinclair Broadcast Group Class A CL A 829226109 $ 54,250.00 17,500 SH Sole N/A Sole Spansion Inc. Cl. A. COM CL A 84649R101 $ 532,583.10 2,817,900 SH Sole N/A Sole Sparton Corporation COM 847235108 $ 19,050.16 11,476 SH Sole N/A Sole Specialty Underwriters'Alliance COM 84751T309 $ 3,739,433.94 1,421,838 SH Sole N/A Sole Spherion Corporation COM 848420105 $ 3,300,882.52 1,493,612 SH Sole N/A Sole Superior Industries International Inc. COM 868168105 $ 3,858,104.80 366,740 SH Sole N/A Sole Sypris Solutions Inc. COM 871655106 $ 346,935.26 559,573 SH Sole N/A Sole Tandy Brands Accessories Inc. COM 875378101 $ 462,782.70 342,802 SH Sole N/A Sole Technology Solutions COM NEW 87872T207 $ 27,787.59 28,647 SH Sole N/A Sole Tecumseh Products Company - Class A CL A 878895200 $ 2,121,768.82 221,479 SH Sole N/A Sole Tecumseh Products Company - Class B CL B 878895101 $ 4,513,100.80 472,576 SH Sole N/A Sole Tesoro Corp. COM 881609101 $ 3,717,891.00 282,300 SH Sole N/A Sole Vanguard Index Funds STK MKT ETF 922908769 $ 223,700.00 5,000 SH Sole N/A Sole Vestin Realty Mortgage I Inc. COM 925490104 $ 22,787.65 26,809 SH Sole N/A Sole Wells Fargo & Company COM 949746101 $ 224,048.00 7,600 SH Sole N/A Sole Young Broadcasting CL A 987434107 $ 8,750.07 272,588 SH Sole N/A Sole --------------- $115,664,344.60 ===============
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