0001140706-13-000004.txt : 20130509 0001140706-13-000004.hdr.sgml : 20130509 20130509112410 ACCESSION NUMBER: 0001140706-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130509 DATE AS OF CHANGE: 20130509 EFFECTIVENESS DATE: 20130509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAZENOVE CAPITAL MANAGEMENT LTD CENTRAL INDEX KEY: 0001140706 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06525 FILM NUMBER: 13827228 BUSINESS ADDRESS: STREET 1: 12 MOORGATE CITY: LONDON STATE: X0 ZIP: EC2R 6DA BUSINESS PHONE: 00442034790461 MAIL ADDRESS: STREET 1: 12 MOORGATE CITY: LONDON STATE: X0 ZIP: EC2R 6DA FORMER COMPANY: FORMER CONFORMED NAME: CAZENOVE FUND MANAGEMENT LTD DATE OF NAME CHANGE: 20010517 13F-HR 1 cazenove13f.txt 13F HR FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 31 March 2013 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CAZENOVE CAPITAL MANAGEMENT LIMITED 12 Moorgate London, England EC2R 6DA Form 13F File Number: 028-06525 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeremy Turnbull Title: Director, Compliance and Risk Phone: +44 (0)20 3479 0466 Signature, Place, and Date of Signing: JEREMY TURNBULL London, England 09 May 2013 ------------------ --------------- -------------- [Signature] [City, State] [Date] Report Type: [|X|] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------------- Form 13F Information Table Entry Total: 198 ---------------------- Form 13F Information Table Value Total: $ 119,850 ---------------------- (thousands) List of Other Included Managers: NONE Cazenove Capital Management Limited Form 13F Information Table Name of issuer Title of CUSIP Value Shrs or SH/PRN Put/ Investment Other Voting authority class (x$1000) prn amt Call discretion managers Sole Shared None THE ADT CORPORATION COM 00101J106 25 520 SH sole N/A 520 AFLAC INC COM 001055102 47 900 SH sole N/A 900 AK STL HLDG CORP COM 001547108 1 400 SH sole N/A 400 AOL INC COM 00184X105 6 151 SH sole N/A 151 AT&T INC COM 00206R102 86 2309 SH Sole N/A 2309 ABBOTT LABS COM 002824100 177 5009 SH Sole N/A 5009 ABBVIE INC COM 00287Y109 216 5249 SH Sole N/A 5249 ACTIVISION BLIZZARD INC COM 00507V109 15 1030 SH sole N/A 1030 ALTRIA GROUP INC COM 02209S103 160 4660 SH sole N/A 4660 AMAZON COM INC COM 023135106 1,742 6658 SH sole N/A 6658 AMERICAN CAP LTD COM 02503Y103 61 4180 SH sole N/A 4180 AMER EXPRESS CO COM 025816109 34 500 SH Sole N/A 500 AMER INTL GROUP INC COM NEW 026874784 130 3407 SH sole N/A 3407 AMGEN INC COM 031162100 28 271 SH sole N/A 271 AURICO GOLD INC COM 05155C105 9 1500 SH sole N/A 1500 AVNET INC COM 053807103 9,488 268102 SH sole N/A 268102 BGC PARTNERS INC CL A 05541T101 17 4300 SH sole N/A 4300 BP PLC SPONSORED ADR 055622104 53 1250 SH sole N/A 1250 BAIDU INC SPON ADR REP A 056752108 716 8230 SH sole N/A 8230 BAKER HUGHES INC COM 057224107 18 400 SH sole N/A 400 BANK OF AMERICA CORPORATION COM 060505104 205 16896 SH sole N/A 16896 BARD C R INC COM 067383109 8 80 SH Sole N/A 80 BAXTER INTL INC COM 071813109 186 2575 SH Sole N/A 2575 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,242 8 SH Sole N/A 8 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,628 15735 SH sole N/A 15735 BIOGEN IDEC INC COM 09062X103 123 638 SH sole N/A 638 BRISTOL MYERS SQUIBB CO COM 110122108 185 4496 SH sole N/A 4496 BURGER KING WORLDWIDE INC COM 121220107 871 45000 SH sole N/A 45000 CPFL ENERGIA S A SPONSORED ADR 126153105 87 4200 SH sole N/A 4200 CADIZ INC COM NEW 127537207 600 88880 SH Sole N/A 88880 CAMPBELL SOUP CO COM 134429109 160 3500 SH Sole N/A 3500 CARNIVAL CORP PAIRED CTF 143658300 3 100 SH Sole N/A 100 CASH AMERICA INTL INC COM 14754D100 232 4500 SH Sole N/A 4500 CATERPILLAR INC DEL COM 149123101 133 1555 SH Sole N/A 1555 CELLDEX THERAPEUTICS INC NEW COM 15117B103 447 40000 SH Sole N/A 40000 CHESAPEAKE ENERGY CORP COM 165167107 14 705 SH Sole N/A 705 CHIMERA INVT CORP COM 16934Q109 2 700 SH Sole N/A 700 CHUBB CORP COM 171232101 361 4126 SH Sole N/A 4126 CISCO SYS INC COM 17275R102 201 9639 SH Sole N/A 9639 CITIGROUP INC COM NEW 172967424 292 6666 SH Sole N/A 6666 CLEAN DIESEL TECHNOLOGIES IN COM PAR $0.1 18449C401 36 16723 SH Sole N/A 16723 COCA-COLA CO COM 191216100 2,584 63890 SH Sole N/A 63890 COGNEX CORP COM 192422103 19 450 SH Sole N/A 450 COLGATE PALMOLIVE CO COM 194162103 1523 12938 SH Sole N/A 12938 COMCAST CORP NEW CL A 20030N101 21 500 SH Sole N/A 500 COMCAST CORP NEW CL A SPL 20030N200 206 5250 SH Sole N/A 5250 CONOCOPHILLIPS COM 20825C104 151 2500 SH Sole N/A 2500 CONSOLIDATED EDISON INC COM 209115104 43 710 SH Sole N/A 710 COSTCO WHOLESALE COM 22160K105 28 260 SH Sole N/A 260 DEERE & CO COM 244199105 72 850 SH Sole N/A 850 DIGITAL RIV INC COM 25388B104 56 4000 SH Sole N/A 4000 DISCOVER FINL SVCS COM 254709108 36 813 SH Sole N/A 813 DIRECTV COM 25490A309 17 300 SH Sole N/A 300 DOVER CORP COM 260003108 738 10280 SH Sole N/A 10280 DOW CHEM CO COM 260543103 84 2670 SH Sole N/A 2670 DR PEPPER SNAPPLE GROUP INC COM 26138E109 88 1880 SH Sole N/A 1880 DU PONT E I DE NEMOURS & CO COM 263534109 307 6265 SH Sole N/A 6265 EBAY INC COM 278642103 395 7090 SH Sole N/A 7090 EMERSON ELEC CO COM 291011104 68 1241 SH Sole N/A 1241 ENDEAVOUR INTL CORP COM NEW 29259G200 1 420 SH Sole N/A 420 EXELON CORP COM 30161N101 31 900 SH Sole N/A 900 EXPRESS SCRIPTS HLDG CO COM 30219G108 81 1406 SH Sole N/A 1406 EXXON MOBIL CORP COM 30231G102 3,626 39944 SH Sole N/A 39944 FX ENERGY INC COM 302695101 30 9600 SH Sole N/A 9600 FACEBOOK INC CL A 30303M102 26 1000 SH Sole N/A 1000 FIRST MAJESTIC SILVER CORP COM 32076V103 33 2125 SH Sole N/A 2125 FISERV INC COM 337738108 57 660 SH Sole N/A 660 FORD MTR CO DEL COM PAR $0.01 345370860 474 36760 SH Sole N/A 36760 FREEPORT-MCMORAN COPPER & GO COM 35671D857 37 1150 SH Sole N/A 1150 FUEL TECH INC COM 359523107 16 3900 SH Sole N/A 3900 GASTAR EXPL LTD COM NEW 367299203 2 1100 SH Sole N/A 1100 GENERAL ELECTRIC CO COM 369604103 1,525 66077 SH Sole N/A 66077 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 194 4145 SH Sole N/A 4145 GOLDCORP INC NEW COM 380956409 732 21890 SH Sole N/A 21890 GOLDMAN SACHS GROUP INC COM 38141G104 210 1440 SH Sole N/A 1440 GOOGLE INC CL A 38259P508 1068 1333 SH Sole N/A 1333 HALLIBURTON CO COM 406216101 240 6000 SH Sole N/A 6000 HARTFORD FINL SVCS GROUP INC COM 416515104 53 2085 SH Sole N/A 2085 HARVARD BIOSCIENCE INC COM 416906105 5 956 SH Sole N/A 956 HEINZ H J CO COM 423074103 304 4200 SH Sole N/A 4200 HEWLETT PACKARD CO COM 428236103 60 2580 SH Sole N/A 2580 HOLLYFRONTIER CORP COM 436106108 3549 69125 SH Sole N/A 69125 HOME DEPOT INC COM 437076102 17 245 SH Sole N/A 245 INFOSYS LTD SPONSORED ADR 456788108 26 490 SH Sole N/A 490 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 47 1208 SH Sole N/A 1208 INTEL CORP COM 458140100 74 3430 SH Sole N/A 3430 INTERNATIONAL BUSINESS MACHS COM 459200101 1,119 5271 SH Sole N/A 5271 INTERNATIONAL FLAVORS &FRAGRA COM 459506101 28 365 SH Sole N/A 365 INTEROIL CORP COM 460951106 1,454 19600 SH Sole N/A 19600 IROBOT CORP COM 462726100 59 2320 SH Sole N/A 2320 ISHARES GOLD TRUST ISHARES 464285105 74 4785 SH Sole N/A 4785 ISHARES INC MSCI WORLD IDX 464286392 75 1250 SH Sole N/A 1250 ISHARES INC MSCI CDA INDEX 464286509 21 750 SH Sole N/A 750 ISHARES INC MSCI EMU INDEX 464286608 79 2425 SH Sole N/A 2425 ISHARES INC MSCI PAC J IDX 464286665 423 8545 SH Sole N/A 8545 ISHARES INC MSCI UTD KINGD 464286699 192 10580 SH Sole N/A 10580 ISHARES INC MSCI JAPAN 464286848 274 26350 SH Sole N/A 26350 ISHARES TR S&P 100 IDX FD 464287101 39 560 SH Sole N/A 560 ISHARES TR LRGE CORE INDX 464287127 276 3010 SH Sole N/A 3010 ISHARES TR CORE S&P TTL STK 464287150 285 4000 SH Sole N/A 4000 ISHARES TR DJ SEL DIV INX 464287168 68 1075 SH Sole N/A 1075 ISHARES TR FTSE CHINA 25 IDX 464287184 48 1314 SH Sole N/A 1314 ISHARES TR CORE S&P 500 ETF 464287200 580 3700 SH Sole N/A 3700 ISHARES TR MSCI EMERG MKT 464287234 416 9830 SH Sole N/A 9830 ISHARES TR IBOXX INV CPBD 464287242 307 2570 SH Sole N/A 2570 ISHARES TR S&P GBL TELCM 464287275 23 390 SH Sole N/A 390 ISHARES TR S&P GBL HLTHCR 464287325 43 590 SH Sole N/A 590 ISHARES TR RUSSELL MIDCAP 464287499 40 319 SH Sole N/A 319 ISHARES TR S&P GBL100INDX 464287572 72 1060 SH Sole N/A 1060 ISHARES TR RUSSELL1000VAL 464287598 11,655 143955 SH Sole N/A 143955 ISHARES TR RUSSELL 2000 464287655 36 390 SH Sole N/A 390 ISHARES TR DJ US FINL SEC 464287788 8,974 132890 SH Sole N/A 132890 ISHARES TR S&P EURO PLUS 464287861 211 5340 SH Sole N/A 5340 ISHARES TR MSCI ACJPN IDX 464288182 148 2520 SH Sole N/A 2520 ISHARES TR MSCI ACWI EX 464288240 39 910 SH Sole N/A 910 ISHARES TR S&P GLO INFRAS 464288372 32 850 SH Sole N/A 850 ISHARES TR HIGH YLD CORP 464288513 810 8610 SH Sole N/A 8610 ISHARES TR MSCI ESG SEL SOC 464288802 180 2715 SH Sole N/A 2715 ISHARES SILVER TRUST ISHARES 46428Q109 254 9360 SH Sole N/A 9360 JP MORGAN CHASE & CO COM 46625H100 6,972 145773 SH Sole N/A 145773 JOHNSON & JOHNSON COM 478160104 2,174 26531 SH Sole N/A 26531 KELLOGG CO COM 487836108 22 350 SH Sole N/A 350 KENNEDY-WILSON HLDGS INC COM 489398107 39 2580 SH Sole N/A 2580 KRAFT FOODS GROUP INC COM 50076Q106 76 1470 SH Sole N/A 1470 LIBERTY MEDIA CORP DELAWARE CL A 531229102 41 370 SH Sole N/A 370 LINKEDIN CORP COM CL A 53578A108 1,606 9250 SH Sole N/A 9250 LOWES COS INC COM 548661107 105 2800 SH Sole N/A 2800 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 164 4389 SH Sole N/A 4389 MARKET VECTORS ETF TR MINOR METALS 57060U472 40 3735 SH Sole N/A 3735 MARKET VECTORS EM LC CURR ETF TR DBT 57060U522 315 11675 SH Sole N/A 11675 MARKET VECTORS JR GOLD MINERS ETF TR E 57060U589 35 2125 SH Sole N/A 2125 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 358 6675 SH Sole N/A 6675 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 27 1300 SH Sole N/A 1300 MARSH & MCLENNAN COS INC COM 571748102 137 3618 SH Sole N/A 3618 MCDONALDS CORP COM 580135101 1,515 15298 SH Sole N/A 15298 MEAD JOHNSON NUTRITION CO COM 582839106 29 382 SH Sole N/A 382 MERCK & CO INC NEW COM 58933Y105 1408 31740 SH Sole N/A 31740 MICROSOFT CORP COM 594918104 526 18383 SH Sole N/A 18383 MICRON TECHNOLOGY INC COM 595112103 5622 599400 SH Sole N/A 599400 MONDELEZ INTL INC CL A 609207105 140 4551 SH Sole N/A 4551 MONSANTO CO NEW COM 61166W101 106 998 SH Sole N/A 998 MONSTER WORLDWIDE INC COM 611742107 11 2250 SH Sole N/A 2250 MORGAN STANLEY COM NEW 617446448 194 8956 SH Sole N/A 8956 MORGAN STANLEY CHINA A SH FD COM 617468103 1,256 53350 SH Sole N/A 53350 NETSOL TECHNOLOGIES INC COM PAR $.001 64115A402 18 1340 SH Sole N/A 1340 NEWMONT MINING CORP COM 651639106 108 2606 SH Sole N/A 2606 NOKIA CORP SPONSORED ADR 654902204 1 400 SH Sole N/A 400 NOVARTIS A G SPONSORED ADR 66987V109 10 139 SH Sole N/A 139 OCLARO INC COM NEW 67555N206 1 821 SH Sole N/A 821 ORACLE CORP COM 68389X105 100 3098 SH Sole N/A 3098 PALL CORP COM 696429307 380 5654 SH Sole N/A 5654 PEPSICO INC COM 713448108 304 3845 SH Sole N/A 3845 PETROLEO BRASILEIRO SA PETRO SPONORED ADR 71654V408 166 10100 SH Sole N/A 10100 PFIZER INC COM 717081103 897 31110 SH Sole N/A 31110 PHILIP MORRIS INTL INC COM 718172109 251 2705 SH Sole N/A 2705 PHILLIPS 66 COM 718546104 87 1250 SH Sole N/A 1250 PITNEY BOWES INC COM 724479100 20 1365 SH Sole N/A 1365 PLATINUM GROUP METALS LTD COM NEW 72765Q205 40 27985 SH Sole N/A 27985 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 34 500 SH Sole N/A 500 POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 25 1000 SH Sole N/A 1000 PRECISION CASTPARTS CORP COM 740189105 17 90 SH Sole N/A 90 PROCTER & GAMBLE CO COM 742718109 991 12755 SH Sole N/A 12755 PROSHARES TR SHI MSCI NEW 74347X575 38 1675 SH Sole N/A 1675 QUALCOMM INC COM 747525103 89 1348 SH Sole N/A 1348 QUINSTREET INC COM 74874Q100 4 660 SH Sole N/A 660 RPM INTL INC COM 749685103 274 8788 SH Sole N/A 8788 RAMBUS INC DEL COM 750917106 1 100 SH Sole N/A 100 RED HAT INC COM 756577102 12 250 SH Sole N/A 250 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 20 300 SH Sole N/A 300 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1,300 20000 SH Sole N/A 20000 SPDR S&P 500 ETF TR TR UNIT 78462F103 1,687 10809 SH Sole N/A 10809 SPDR GOLD TRUST GOLD GOLD SHS 78463V107 9,109 58890 SH Sole N/A 58890 SPDR SERIES TRUST DB INT GVT ETF 78464A490 20 320 SH Sole N/A 320 SPDR SERIES TRUST GLB DOW EFT 78464A706 5,537 94520 SH Sole N/A 94520 SCHLUMBERGER LTD COM 806857108 171 2310 SH Sole N/A 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