0001140706-13-000004.txt : 20130509
0001140706-13-000004.hdr.sgml : 20130509
20130509112410
ACCESSION NUMBER: 0001140706-13-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130509
DATE AS OF CHANGE: 20130509
EFFECTIVENESS DATE: 20130509
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAZENOVE CAPITAL MANAGEMENT LTD
CENTRAL INDEX KEY: 0001140706
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06525
FILM NUMBER: 13827228
BUSINESS ADDRESS:
STREET 1: 12 MOORGATE
CITY: LONDON
STATE: X0
ZIP: EC2R 6DA
BUSINESS PHONE: 00442034790461
MAIL ADDRESS:
STREET 1: 12 MOORGATE
CITY: LONDON
STATE: X0
ZIP: EC2R 6DA
FORMER COMPANY:
FORMER CONFORMED NAME: CAZENOVE FUND MANAGEMENT LTD
DATE OF NAME CHANGE: 20010517
13F-HR
1
cazenove13f.txt
13F HR FILING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 31 March 2013
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: CAZENOVE CAPITAL MANAGEMENT LIMITED
12 Moorgate
London, England EC2R 6DA
Form 13F File Number: 028-06525
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeremy Turnbull
Title: Director, Compliance and Risk
Phone: +44 (0)20 3479 0466
Signature, Place, and Date of Signing:
JEREMY TURNBULL London, England 09 May 2013
------------------ --------------- --------------
[Signature] [City, State] [Date]
Report Type:
[|X|] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
----------------------
Form 13F Information Table Entry Total: 198
----------------------
Form 13F Information Table Value Total: $ 119,850
----------------------
(thousands)
List of Other Included Managers:
NONE
Cazenove Capital Management Limited
Form 13F Information Table
Name of issuer Title of CUSIP Value Shrs or SH/PRN Put/ Investment Other Voting authority
class (x$1000) prn amt Call discretion managers Sole Shared None
THE ADT CORPORATION COM 00101J106 25 520 SH sole N/A 520
AFLAC INC COM 001055102 47 900 SH sole N/A 900
AK STL HLDG CORP COM 001547108 1 400 SH sole N/A 400
AOL INC COM 00184X105 6 151 SH sole N/A 151
AT&T INC COM 00206R102 86 2309 SH Sole N/A 2309
ABBOTT LABS COM 002824100 177 5009 SH Sole N/A 5009
ABBVIE INC COM 00287Y109 216 5249 SH Sole N/A 5249
ACTIVISION BLIZZARD
INC COM 00507V109 15 1030 SH sole N/A 1030
ALTRIA GROUP INC COM 02209S103 160 4660 SH sole N/A 4660
AMAZON COM INC COM 023135106 1,742 6658 SH sole N/A 6658
AMERICAN CAP LTD COM 02503Y103 61 4180 SH sole N/A 4180
AMER EXPRESS CO COM 025816109 34 500 SH Sole N/A 500
AMER INTL GROUP INC COM NEW 026874784 130 3407 SH sole N/A 3407
AMGEN INC COM 031162100 28 271 SH sole N/A 271
AURICO GOLD INC COM 05155C105 9 1500 SH sole N/A 1500
AVNET INC COM 053807103 9,488 268102 SH sole N/A 268102
BGC PARTNERS INC CL A 05541T101 17 4300 SH sole N/A 4300
BP PLC SPONSORED ADR 055622104 53 1250 SH sole N/A 1250
BAIDU INC SPON ADR REP A 056752108 716 8230 SH sole N/A 8230
BAKER HUGHES INC COM 057224107 18 400 SH sole N/A 400
BANK OF AMERICA
CORPORATION COM 060505104 205 16896 SH sole N/A 16896
BARD C R INC COM 067383109 8 80 SH Sole N/A 80
BAXTER INTL INC COM 071813109 186 2575 SH Sole N/A 2575
BERKSHIRE HATHAWAY
INC DEL CL A 084670108 1,242 8 SH Sole N/A 8
BERKSHIRE HATHAWAY
INC DEL CL B NEW 084670702 1,628 15735 SH sole N/A 15735
BIOGEN IDEC INC COM 09062X103 123 638 SH sole N/A 638
BRISTOL MYERS
SQUIBB CO COM 110122108 185 4496 SH sole N/A 4496
BURGER KING
WORLDWIDE INC COM 121220107 871 45000 SH sole N/A 45000
CPFL ENERGIA S A SPONSORED ADR 126153105 87 4200 SH sole N/A 4200
CADIZ INC COM NEW 127537207 600 88880 SH Sole N/A 88880
CAMPBELL SOUP CO COM 134429109 160 3500 SH Sole N/A 3500
CARNIVAL CORP PAIRED CTF 143658300 3 100 SH Sole N/A 100
CASH AMERICA INTL INC COM 14754D100 232 4500 SH Sole N/A 4500
CATERPILLAR INC DEL COM 149123101 133 1555 SH Sole N/A 1555
CELLDEX THERAPEUTICS
INC NEW COM 15117B103 447 40000 SH Sole N/A 40000
CHESAPEAKE ENERGY CORP COM 165167107 14 705 SH Sole N/A 705
CHIMERA INVT CORP COM 16934Q109 2 700 SH Sole N/A 700
CHUBB CORP COM 171232101 361 4126 SH Sole N/A 4126
CISCO SYS INC COM 17275R102 201 9639 SH Sole N/A 9639
CITIGROUP INC COM NEW 172967424 292 6666 SH Sole N/A 6666
CLEAN DIESEL
TECHNOLOGIES IN COM PAR $0.1 18449C401 36 16723 SH Sole N/A 16723
COCA-COLA CO COM 191216100 2,584 63890 SH Sole N/A 63890
COGNEX CORP COM 192422103 19 450 SH Sole N/A 450
COLGATE PALMOLIVE CO COM 194162103 1523 12938 SH Sole N/A 12938
COMCAST CORP NEW CL A 20030N101 21 500 SH Sole N/A 500
COMCAST CORP NEW CL A SPL 20030N200 206 5250 SH Sole N/A 5250
CONOCOPHILLIPS COM 20825C104 151 2500 SH Sole N/A 2500
CONSOLIDATED EDISON INC COM 209115104 43 710 SH Sole N/A 710
COSTCO WHOLESALE COM 22160K105 28 260 SH Sole N/A 260
DEERE & CO COM 244199105 72 850 SH Sole N/A 850
DIGITAL RIV INC COM 25388B104 56 4000 SH Sole N/A 4000
DISCOVER FINL SVCS COM 254709108 36 813 SH Sole N/A 813
DIRECTV COM 25490A309 17 300 SH Sole N/A 300
DOVER CORP COM 260003108 738 10280 SH Sole N/A 10280
DOW CHEM CO COM 260543103 84 2670 SH Sole N/A 2670
DR PEPPER SNAPPLE
GROUP INC COM 26138E109 88 1880 SH Sole N/A 1880
DU PONT E I DE
NEMOURS & CO COM 263534109 307 6265 SH Sole N/A 6265
EBAY INC COM 278642103 395 7090 SH Sole N/A 7090
EMERSON ELEC CO COM 291011104 68 1241 SH Sole N/A 1241
ENDEAVOUR INTL CORP COM NEW 29259G200 1 420 SH Sole N/A 420
EXELON CORP COM 30161N101 31 900 SH Sole N/A 900
EXPRESS SCRIPTS HLDG CO COM 30219G108 81 1406 SH Sole N/A 1406
EXXON MOBIL CORP COM 30231G102 3,626 39944 SH Sole N/A 39944
FX ENERGY INC COM 302695101 30 9600 SH Sole N/A 9600
FACEBOOK INC CL A 30303M102 26 1000 SH Sole N/A 1000
FIRST MAJESTIC SILVER CORP COM 32076V103 33 2125 SH Sole N/A 2125
FISERV INC COM 337738108 57 660 SH Sole N/A 660
FORD MTR CO DEL COM PAR $0.01 345370860 474 36760 SH Sole N/A 36760
FREEPORT-MCMORAN
COPPER & GO COM 35671D857 37 1150 SH Sole N/A 1150
FUEL TECH INC COM 359523107 16 3900 SH Sole N/A 3900
GASTAR EXPL LTD COM NEW 367299203 2 1100 SH Sole N/A 1100
GENERAL ELECTRIC CO COM 369604103 1,525 66077 SH Sole N/A 66077
GLAXOSMITHKLINE PLC SPONSORED
ADR 37733W105 194 4145 SH Sole N/A 4145
GOLDCORP INC NEW COM 380956409 732 21890 SH Sole N/A 21890
GOLDMAN SACHS
GROUP INC COM 38141G104 210 1440 SH Sole N/A 1440
GOOGLE INC CL A 38259P508 1068 1333 SH Sole N/A 1333
HALLIBURTON CO COM 406216101 240 6000 SH Sole N/A 6000
HARTFORD FINL SVCS
GROUP INC COM 416515104 53 2085 SH Sole N/A 2085
HARVARD BIOSCIENCE INC COM 416906105 5 956 SH Sole N/A 956
HEINZ H J CO COM 423074103 304 4200 SH Sole N/A 4200
HEWLETT PACKARD CO COM 428236103 60 2580 SH Sole N/A 2580
HOLLYFRONTIER CORP COM 436106108 3549 69125 SH Sole N/A 69125
HOME DEPOT INC COM 437076102 17 245 SH Sole N/A 245
INFOSYS LTD SPONSORED ADR 456788108 26 490 SH Sole N/A 490
INTEGRA LIFESCIENCES
HLDGS C COM NEW 457985208 47 1208 SH Sole N/A 1208
INTEL CORP COM 458140100 74 3430 SH Sole N/A 3430
INTERNATIONAL
BUSINESS MACHS COM 459200101 1,119 5271 SH Sole N/A 5271
INTERNATIONAL FLAVORS
&FRAGRA COM 459506101 28 365 SH Sole N/A 365
INTEROIL CORP COM 460951106 1,454 19600 SH Sole N/A 19600
IROBOT CORP COM 462726100 59 2320 SH Sole N/A 2320
ISHARES GOLD TRUST ISHARES 464285105 74 4785 SH Sole N/A 4785
ISHARES INC MSCI
WORLD IDX 464286392 75 1250 SH Sole N/A 1250
ISHARES INC MSCI CDA
INDEX 464286509 21 750 SH Sole N/A 750
ISHARES INC MSCI EMU
INDEX 464286608 79 2425 SH Sole N/A 2425
ISHARES INC MSCI PAC
J IDX 464286665 423 8545 SH Sole N/A 8545
ISHARES INC MSCI UTD
KINGD 464286699 192 10580 SH Sole N/A 10580
ISHARES INC MSCI JAPAN 464286848 274 26350 SH Sole N/A 26350
ISHARES TR S&P 100
IDX FD 464287101 39 560 SH Sole N/A 560
ISHARES TR LRGE CORE
INDX 464287127 276 3010 SH Sole N/A 3010
ISHARES TR CORE S&P
TTL STK 464287150 285 4000 SH Sole N/A 4000
ISHARES TR DJ SEL
DIV INX 464287168 68 1075 SH Sole N/A 1075
ISHARES TR FTSE CHINA
25 IDX 464287184 48 1314 SH Sole N/A 1314
ISHARES TR CORE S&P
500 ETF 464287200 580 3700 SH Sole N/A 3700
ISHARES TR MSCI EMERG
MKT 464287234 416 9830 SH Sole N/A 9830
ISHARES TR IBOXX INV
CPBD 464287242 307 2570 SH Sole N/A 2570
ISHARES TR S&P GBL
TELCM 464287275 23 390 SH Sole N/A 390
ISHARES TR S&P GBL
HLTHCR 464287325 43 590 SH Sole N/A 590
ISHARES TR RUSSELL
MIDCAP 464287499 40 319 SH Sole N/A 319
ISHARES TR S&P
GBL100INDX 464287572 72 1060 SH Sole N/A 1060
ISHARES TR RUSSELL1000VAL 464287598 11,655 143955 SH Sole N/A 143955
ISHARES TR RUSSELL 2000 464287655 36 390 SH Sole N/A 390
ISHARES TR DJ US FINL SEC 464287788 8,974 132890 SH Sole N/A 132890
ISHARES TR S&P EURO PLUS 464287861 211 5340 SH Sole N/A 5340
ISHARES TR MSCI ACJPN IDX 464288182 148 2520 SH Sole N/A 2520
ISHARES TR MSCI ACWI EX 464288240 39 910 SH Sole N/A 910
ISHARES TR S&P GLO INFRAS 464288372 32 850 SH Sole N/A 850
ISHARES TR HIGH YLD CORP 464288513 810 8610 SH Sole N/A 8610
ISHARES TR MSCI ESG SEL SOC 464288802 180 2715 SH Sole N/A 2715
ISHARES SILVER
TRUST ISHARES 46428Q109 254 9360 SH Sole N/A 9360
JP MORGAN CHASE & CO COM 46625H100 6,972 145773 SH Sole N/A 145773
JOHNSON & JOHNSON COM 478160104 2,174 26531 SH Sole N/A 26531
KELLOGG CO COM 487836108 22 350 SH Sole N/A 350
KENNEDY-WILSON HLDGS INC COM 489398107 39 2580 SH Sole N/A 2580
KRAFT FOODS GROUP
INC COM 50076Q106 76 1470 SH Sole N/A 1470
LIBERTY MEDIA
CORP DELAWARE CL A 531229102 41 370 SH Sole N/A 370
LINKEDIN CORP COM CL A 53578A108 1,606 9250 SH Sole N/A 9250
LOWES COS INC COM 548661107 105 2800 SH Sole N/A 2800
MARKET VECTORS
ETF TR GOLD MINER ETF 57060U100 164 4389 SH Sole N/A 4389
MARKET VECTORS
ETF TR MINOR METALS 57060U472 40 3735 SH Sole N/A 3735
MARKET VECTORS EM LC CURR
ETF TR DBT 57060U522 315 11675 SH Sole N/A 11675
MARKET VECTORS JR GOLD MINERS
ETF TR E 57060U589 35 2125 SH Sole N/A 2125
MARKET VECTORS
ETF TR AGRIBUS ETF 57060U605 358 6675 SH Sole N/A 6675
MARKET VECTORS
ETF TR VIETNAM ETF 57060U761 27 1300 SH Sole N/A 1300
MARSH & MCLENNAN
COS INC COM 571748102 137 3618 SH Sole N/A 3618
MCDONALDS CORP COM 580135101 1,515 15298 SH Sole N/A 15298
MEAD JOHNSON
NUTRITION CO COM 582839106 29 382 SH Sole N/A 382
MERCK & CO INC NEW COM 58933Y105 1408 31740 SH Sole N/A 31740
MICROSOFT CORP COM 594918104 526 18383 SH Sole N/A 18383
MICRON TECHNOLOGY INC COM 595112103 5622 599400 SH Sole N/A 599400
MONDELEZ INTL INC CL A 609207105 140 4551 SH Sole N/A 4551
MONSANTO CO NEW COM 61166W101 106 998 SH Sole N/A 998
MONSTER WORLDWIDE INC COM 611742107 11 2250 SH Sole N/A 2250
MORGAN STANLEY COM NEW 617446448 194 8956 SH Sole N/A 8956
MORGAN STANLEY
CHINA A SH FD COM 617468103 1,256 53350 SH Sole N/A 53350
NETSOL TECHNOLOGIES
INC COM PAR $.001 64115A402 18 1340 SH Sole N/A 1340
NEWMONT MINING CORP COM 651639106 108 2606 SH Sole N/A 2606
NOKIA CORP SPONSORED
ADR 654902204 1 400 SH Sole N/A 400
NOVARTIS A G SPONSORED
ADR 66987V109 10 139 SH Sole N/A 139
OCLARO INC COM NEW 67555N206 1 821 SH Sole N/A 821
ORACLE CORP COM 68389X105 100 3098 SH Sole N/A 3098
PALL CORP COM 696429307 380 5654 SH Sole N/A 5654
PEPSICO INC COM 713448108 304 3845 SH Sole N/A 3845
PETROLEO BRASILEIRO
SA PETRO SPONORED ADR 71654V408 166 10100 SH Sole N/A 10100
PFIZER INC COM 717081103 897 31110 SH Sole N/A 31110
PHILIP MORRIS INTL INC COM 718172109 251 2705 SH Sole N/A 2705
PHILLIPS 66 COM 718546104 87 1250 SH Sole N/A 1250
PITNEY BOWES INC COM 724479100 20 1365 SH Sole N/A 1365
PLATINUM GROUP
METALS LTD COM NEW 72765Q205 40 27985 SH Sole N/A 27985
POWERSHARES QQQ TRUST UNIT
SER 1 73935A104 34 500 SH Sole N/A 500
POWERSHARES ETF
TRUST CLEANTECH PORT 73935X278 25 1000 SH Sole N/A 1000
PRECISION CASTPARTS
CORP COM 740189105 17 90 SH Sole N/A 90
PROCTER & GAMBLE CO COM 742718109 991 12755 SH Sole N/A 12755
PROSHARES TR SHI MSCI NEW 74347X575 38 1675 SH Sole N/A 1675
QUALCOMM INC COM 747525103 89 1348 SH Sole N/A 1348
QUINSTREET INC COM 74874Q100 4 660 SH Sole N/A 660
RPM INTL INC COM 749685103 274 8788 SH Sole N/A 8788
RAMBUS INC DEL COM 750917106 1 100 SH Sole N/A 100
RED HAT INC COM 756577102 12 250 SH Sole N/A 250
ROYAL DUTCH SHELL PLC SPON
ADR B 780259107 20 300 SH Sole N/A 300
ROYAL DUTCH SHELL PLC SPONS
ADR A 780259206 1,300 20000 SH Sole N/A 20000
SPDR S&P 500 ETF TR TR UNIT 78462F103 1,687 10809 SH Sole N/A 10809
SPDR GOLD TRUST
GOLD GOLD SHS 78463V107 9,109 58890 SH Sole N/A 58890
SPDR SERIES TRUST DB INT
GVT ETF 78464A490 20 320 SH Sole N/A 320
SPDR SERIES TRUST GLB DOW
EFT 78464A706 5,537 94520 SH Sole N/A 94520
SCHLUMBERGER LTD COM 806857108 171 2310 SH Sole N/A 2310
SHERWIN WILLIAMS CO COM 824348106 670 4000 SH Sole N/A 4000
SILVER WHEATON CORP COM 828336107 618 20050 SH Sole N/A 20050
STARZ LIBERTY CAP COM A 85571Q102 16 740 SH Sole N/A 740
STRYKER CORP COM 863667101 665 10180 SH Sole N/A 10180
TESORO CORP COM 881609101 3411 60000 SH Sole N/A 60000
TESLA MTRS INC COM 88160R101 20 445 SH Sole N/A 445
THERMO FISHER
SCIENTIFIC INC COM 883556102 230 3050 SH Sole N/A 3050
3M CO COM 88579Y101 805 7616 SH Sole N/A 7616
TIME WARNER INC COM NEW 887317303 71 1236 SH Sole N/A 1236
TIME WARNER CABLE INC COM 88732J207 40 418 SH Sole N/A 418
TRAVELLERS COMPANIES INC COM 89417E109 20 238 SH Sole N/A 238
UNITED STATES STL
CORP NEW COM 912909108 2 110 SH Sole N/A 110
UNITED TECHNOLOGIES
CORP COM 913017109 10 108 SH Sole N/A 108
VERIZON
COMMUNICATIONS INC COM 92343V104 214 4339 SH Sole N/A 4339
VERTEX PHARMACEUTICALS
INC COM 92532F100 31 570 SH Sole N/A 570
VIACOM INC NEW CL B 92553P201 47 760 SH Sole N/A 760
VIVUS INC COM 928551100 7 700 SH Sole N/A 700
VODAFONE GROUP SPONS
PLC NEW ADR NEW 92857W209 21 730 SH Sole N/A 730
WAL-MART STORES INC COM 931142103 567 7519 SH Sole N/A 7519
WALTER ENERGY INC COM 93317Q105 6 231 SH Sole N/A 231
WELLS FARGO & CO NEW COM 949746101 281 7620 SH Sole N/A 7620
WILLIAMS SONOMA INC COM 969904101 114 2250 SH Sole N/A 2250
YAMANA GOLD INC COM 98462Y100 19 1249 SH Sole N/A 1249