0001140706-13-000002.txt : 20130201
0001140706-13-000002.hdr.sgml : 20130201
20130201110803
ACCESSION NUMBER: 0001140706-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130201
DATE AS OF CHANGE: 20130201
EFFECTIVENESS DATE: 20130201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAZENOVE CAPITAL MANAGEMENT LTD
CENTRAL INDEX KEY: 0001140706
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06525
FILM NUMBER: 13565209
BUSINESS ADDRESS:
STREET 1: 12 MOORGATE
CITY: LONDON
STATE: X0
ZIP: EC2R 6DA
BUSINESS PHONE: 00442034790461
MAIL ADDRESS:
STREET 1: 12 MOORGATE
CITY: LONDON
STATE: X0
ZIP: EC2R 6DA
FORMER COMPANY:
FORMER CONFORMED NAME: CAZENOVE FUND MANAGEMENT LTD
DATE OF NAME CHANGE: 20010517
13F-HR
1
cazenove13f.txt
CAZENOVE CAPITAL MANAGEMENT LTD 13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 31 December 2012
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: CAZENOVE CAPITAL MANAGEMENT LIMITED
12 Moorgate
London, England EC2R 6DA
Form 13F File Number: 028-06525
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeremy Turnbull
Title: Director, Compliance and Risk
Phone: +44 (0)20 3479 0466
Signature, Place, and Date of Signing:
JEREMY TURNBULL London, England 30 January 2013
------------------ --------------- --------------
[Signature] [City, State] [Date]
Report Type:
[|X|] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
----------------------
Form 13F Information Table Entry Total: 188
----------------------
Form 13F Information Table Value Total: $ 111,716
----------------------
(thousands)
List of Other Included Managers:
NONE
Cazenove Capital Management Limited
Form 13F Information Table
Name of issuer Title of CUSIP Value Shrs or SH/PRN Put/ Investment Other Voting authority
class (x$1000) prn amt Call discretion managers Sole Shared None
THE ADT CORPORATION COM 00101J106 24 520 SH sole N/A 520
AFLAC INC COM 001055102 48 900 SH sole N/A 900
AK STL HLDG CORP COM 001547108 2 400 SH sole N/A 400
AOL INC COM 00184X105 4 151 SH sole N/A 151
AT&T INC COM 00206R102 78 2309 SH Sole N/A 2309
ABBOTT LABS COM 002824100 176 2689 SH Sole N/A 2689
ACTIVISION BLIZZARD
INC COM 00507V109 11 1030 SH sole N/A 1030
ALCATEL-LUCENT SPONSORED 013904305 1 370 SH sole N/A 370
ADR
ALTRIA GROUP INC COM 02209S103 147 4660 SH sole N/A 4660
AMAZON COM INC COM 023135106 1,075 4285 SH sole N/A 4285
AMERICAN CAP LTD COM 02503Y103 85 7095 SH sole N/A 7095
AMERICAN EXPRESS CO COM 025816109 29 500 SH Sole N/A 500
AMERICAN INTL GROUP
GROUP CL A 026874784 93 2637 SH sole N/A 2637
AMGEN INC COM 031162100 23 271 SH sole N/A 271
APPLE INC COM 037833100 8,650 16254 SH Sole N/A 16254
AURICO GOLD INC COM 05155C105 21 2604 SH sole N/A 2604
AVNET INC COM 053807103 7,276 237711 SH sole N/A 237711
BGC PARTNERS INC CL A 05541T101 15 4300 SH sole N/A 4300
BP PLC SPONSORED ADR 055622104 52 1250 SH sole N/A 1250
BAIDU INC SPON ADR REP A 056752108 825 8230 SH sole N/A 8230
BAKER HUGHES INC COM 057224107 16 400 SH sole N/A 400
BANK OF AMERICA
CORPORATION COM 060505104 167 14396 SH sole N/A 14396
BAXTER INTL INC COM 071813109 172 2575 SH Sole N/A 2575
BERKSHIRE HATHAWAY
INC DEL CL A 084670108 402 3 SH Sole N/A 3
BERKSHIRE HATHAWAY
INC DEL CL B NEW 084670702 1,253 13965 SH sole N/A 13965
BIOGEN IDEC INC COM 09062X103 93 638 SH sole N/A 638
BRISTOL MYERS
SQUIBB CO COM 110122108 147 4496 SH sole N/A 4496
BURGER KING
WORLDWIDE INC COM 121220107 740 45000 SH sole N/A 45000
CPFL ENERGIA S A SPONSORED ADR 126153105 88 4200 SH sole N/A 4200
CADIZ INC COM NEW 127537207 704 88880 SH Sole N/A 88880
CAMPBELL SOUP CO COM 134429109 122 3500 SH Sole N/A 3500
CARNIVAL CORP PAIRED CTF 143658300 4 100 SH Sole N/A 100
CASH AMER INTL INC COM 14754D100 179 4500 SH Sole N/A 4500
CELLDEX THERAPEUTICS
INC NEW COM 15117B103 268 40000 SH Sole N/A 40000
CHESAPEAKE ENERGY CORP COM 165167107 12 705 SH Sole N/A 705
CHIMERA INVT CORP COM 16934Q109 2 700 SH Sole N/A 700
CHUBB CORP COM 171232101 311 4126 SH Sole N/A 4126
CISCO SYS INC COM 17275R102 189 9639 SH Sole N/A 9639
CITIGROUP INC COM NEW 172967101 312 7899 SH Sole N/A 7899
CLEAN DIESEL
TECHNOLOGIES IN COM PAR $0.1 18449C401 36 16723 SH Sole N/A 16723
COCA-COLA CO COM 191216100 2,351 64850 SH Sole N/A 64850
COGNEX CORP COM 192422103 17 450 SH Sole N/A 450
COLGATE PALMOLIVE CO COM 194162103 797 7338 SH Sole N/A 7338
COMCAST CORP NEW CL A SPL 20030N200 189 5250 SH Sole N/A 5250
CONOCOPHILLIPS COM 20825C104 142 2500 SH Sole N/A 2500
CONSOLIDATED EDISON INC COM 209115104 39 710 SH Sole N/A 710
CORNING INC COM 219350105 44 3500 SH Sole N/A 3500
DEERE & CO COM 244199105 60 700 SH Sole N/A 700
DIGITAL RIV INC COM 25388B104 58 4000 SH Sole N/A 4000
DISCOVER FINL SVCS COM 254709108 31 813 SH Sole N/A 813
DOVER CORP COM 260003108 803 12224 SH Sole N/A 12224
DOW CHEM CO COM 260543103 86 2670 SH Sole N/A 2670
DR PEPPER SNAPPLE
GROUP INC COM 26138E109 83 1880 SH Sole N/A 1880
DU PONT E I DE
NEMOURS & CO COM 263534109 282 6265 SH Sole N/A 6265
EBAY INC COM 278642103 346 6790 SH Sole N/A 6790
EMERSON ELEC CO COM 291011104 55 1040 SH Sole N/A 1040
ENDEAVOUR INTL CORP COM NEW 29259G200 2 420 SH Sole N/A 420
ENTREMED INC COM NEW 29382F202 2 1636 SH Sole N/A 1636
EXELON CORP COM 30161N101 27 900 SH Sole N/A 900
EXPRESS SCRIPTS HLDG CO COM 30219G108 100 1845 SH Sole N/A 1845
EXXON MOBIL CORP COM 30231G102 3,313 38273 SH Sole N/A 38273
FX ENERGY INC COM 302695101 39 9600 SH Sole N/A 9600
FACEBOOK INC CL A 30303M102 27 1000 SH Sole N/A 1000
FISERV INC COM 337738108 44 560 SH Sole N/A 560
FORD MTR CO DEL COM PAR $0.01 345370860 476 36760 SH Sole N/A 36760
FUEL TECH INC COM 359523107 16 3900 SH Sole N/A 3900
GASTAR EXPL LTD COM NEW 367299203 1 1100 SH Sole N/A 1100
GENERAL ELECTRIC CO COM 369604103 1,251 59577 SH Sole N/A 59577
GLAXOSMITHKLINE PLC SPONSORED
ADR 37733W105 180 4145 SH Sole N/A 4145
GOLDCORP INC NEW COM 380956409 810 22080 SH Sole N/A 22080
GOLDMAN SACHS
GROUP INC COM 38141G104 145 1140 SH Sole N/A 1140
GOOGLE INC CL A 38259P508 811 1146 SH Sole N/A 1146
HALLIBURTON CO COM 406216101 208 6000 SH Sole N/A 6000
HARTFORD FINL SVCS
GROUP INC COM 416515104 15 660 SH Sole N/A 660
HARVARD BIOSCIENCE INC COM 416906105 4 956 SH Sole N/A 956
HECKMANN CORP COM 422680108 40 10000 SH Sole N/A 10000
HEINZ H J CO COM 428236103 173 3000 SH Sole N/A 3000
HEWLETT PACKARD CO COM 428236103 37 2580 SH Sole N/A 2580
HYPERDYNAMICS CORP COM 448954107 1 1150 SH Sole N/A 1150
INFOSYS LTD SPONSORED ADR 456788108 21 490 SH Sole N/A 490
INTEGRA LIFESCIENCES
HLDGS C COM NEW 457985208 47 1208 SH Sole N/A 1208
INTEL CORP COM 458140100 71 3430 SH Sole N/A 3430
INTERNATIONAL
BUSINESS MACHS COM 459200101 1,010 5271 SH Sole N/A 5271
INTEROIL CORP COM 460951106 1,088 19600 SH Sole N/A 19600
IROBOT CORP COM 462726100 43 2320 SH Sole N/A 2320
ISHARES GOLD TRUST ISHARES 464285105 78 4785 SH Sole N/A 4785
ISHARES INC MSCI
WORLD IDX 464286392 70 1250 SH Sole N/A 1250
ISHARES INC MSCI CDA
INDEX 464286509 21 750 SH Sole N/A 750
ISHARES INC MSCI EMU
INDEX 464286608 66 1960 SH Sole N/A 1960
ISHARES INC MSCI PAC
J IDX 464286665 357 7565 SH Sole N/A 7565
ISHARES INC MSCI UTD
KINGD 464286699 159 8875 SH Sole N/A 8875
ISHARES INC MSCI JAPAN 464286848 257 26350 SH Sole N/A 26350
ISHARES TR S&P 100
IDX FD 464287101 36 560 SH Sole N/A 560
ISHARES TR LRGE CORE
INDX 464287127 247 3010 SH Sole N/A 3010
ISHARES TR CORE S&P
TTL STK 464287150 260 4000 SH Sole N/A 4000
ISHARES TR DJ SEL
DIV INX 464287168 41 710 SH Sole N/A 710
ISHARES TR FTSE CHINA
25 IDX 464287184 53 1314 SH Sole N/A 1314
ISHARES TR CORE S&P
500 ETF 464287200 590 4125 SH Sole N/A 4125
ISHARES TR MSCI EMERG
MKT 464287234 425 9580 SH Sole N/A 9580
ISHARES TR IBOXX INV
CPBD 464287242 353 2920 SH Sole N/A 2920
ISHARES TR S&P GBL
TELCM 464287275 22 390 SH Sole N/A 390
ISHARES TR S&P GBL
HLTHCR 464287325 38 590 SH Sole N/A 590
ISHARES TR RUSSELL
MIDCAP 464287499 36 319 SH Sole N/A 319
ISHARES TR S&P
GBL100INDX 464287572 68 1060 SH Sole N/A 1060
ISHARES TR RUSSELL1000VAL 464287598 10,483 143955 SH Sole N/A 143955
ISHARES TR DJ US FINL SEC 464287788 8,035 132380 SH Sole N/A 132380
ISHARES TR DJ US INDEX FD 464287846 125 1750 SH Sole N/A 1750
ISHARES TR S&P EURO PLUS 464287861 210 5340 SH Sole N/A 5340
ISHARES TR MSCI ACJPN IDX 464288182 140 2320 SH Sole N/A 2320
ISHARES TR MSCI ACWI EX 464288240 38 910 SH Sole N/A 910
ISHARES TR S&P GLO INFRAS 464288372 30 850 SH Sole N/A 850
ISHARES TR HIGH YLD CORP 464288513 539 5775 SH Sole N/A 5775
ISHARES TR MSCI ESG SEL SOC 464288802 159 2715 SH Sole N/A 2715
ISHARES SILVER
TRUST ISHARES 46428Q109 340 11560 SH Sole N/A 11560
JP MORGAN CHASE & CO COM 46625H100 7,059 160546 SH Sole N/A 160546
JOHNSON & JOHNSON COM 478160104 2,039 29088 SH Sole N/A 29088
KELLOG CO COM 487836108 20 350 SH Sole N/A 350
KRAFT FOODS GROUP
INC COM 50076Q106 64 1415 SH Sole N/A 1415
LIBERTY MEDIA
CORPORATION LIB CAP COM A 530322106 43 370 SH Sole N/A 370
LINKEDIN CORP COM CL A 53578A108 1,062 9250 SH Sole N/A 9250
LOWES COS INC COM 548661107 99 2800 SH Sole N/A 2800
MARKET VECTORS
ETF TR GOLD MINER ETF 57060U100 188 4059 SH Sole N/A 4059
MARKET VECTORS
ETF TR MINOR METALS 57060U472 49 3735 SH Sole N/A 3735
MARKET VECTORS EM LC CURR
ETF TR DBT 57060U522 820 29860 SH Sole N/A 29860
MARKET VECTORS JR GOLD MINERS
ETF TR E 57060U589 42 2125 SH Sole N/A 2125
MARKET VECTORS
ETF TR AGRIBUS ETF 57060U605 352 6675 SH Sole N/A 6675
MARKET VECTORS
ETF TR VIETNAM ETF 57060U761 23 1300 SH Sole N/A 1300
MARSH & MCLENNAN
COS INC COM 571748102 125 3618 SH Sole N/A 3618
MASTERCARD INC CL A 57636Q104 14 28 SH Sole N/A 28
MCDONALDS CORP COM 580135101 1,349 15298 SH Sole N/A 15298
MEAD JOHNSON
NUTRITION CO COM 582839106 25 382 SH Sole N/A 382
MERCK & CO INC NEW COM 58933Y107 878 21441 SH Sole N/A 21441
MICROSOFT CORP COM 594918104 469 17543 SH Sole N/A 17543
MICRON TECHNOLOGY INC COM 595112103 3 500 SH Sole N/A 500
MONDELEZ INTL INC CL A 609207105 108 4255 SH Sole N/A 4255
MONSANTO CO NEW COM 61166W101 94 998 SH Sole N/A 998
MONSTER WORLDWIDE INC COM 611742107 13 2250 SH Sole N/A 2250
MORGAN STANLEY COM NEW 617446448 171 8956 SH Sole N/A 8956
MORGAN STANLEY
CHINA A SH FD COM 617468103 1,283 53350 SH Sole N/A 53350
NETSOL TECHNOLOGIES
INC COM PAR $.001 64115A402 8 1340 SH Sole N/A 1340
NEWMONT MINING CORP COM 651639106 147 3156 SH Sole N/A 3156
NOKIA CORP SPONSORED
ADR 654902204 2 400 SH Sole N/A 400
OCLARO INC COM NEW 67555N206 1 821 SH Sole N/A 821
PALL CORP COM 696429307 360 5974 SH Sole N/A 5974
PEPSICO INC COM 713448108 414 6045 SH Sole N/A 6045
PETROLEO BRASILEIRO
SA PETRO SPONORED ADR 71654V408 197 10100 SH Sole N/A 10100
PFIZER INC COM 717081103 780 31110 SH Sole N/A 31110
PHILIP MORRIS INTL INC COM 718172109 269 3220 SH Sole N/A 3220
PHILLIPS 66 COM 718546104 125 2355 SH Sole N/A 2205
PITNEY BOWES INC COM 724479100 14 1365 SH Sole N/A 1365
POWERSHARES QQQ TRUST UNIT
SER 1 73935A104 33 500 SH Sole N/A 500
POWERSHARES ETF
TRUST CLEANTECH PORT 73935X278 23 1000 SH Sole N/A 1000
PROCTER & GAMBLE CO COM 742718109 192 2830 SH Sole N/A 2830
PROSHARES TR SHI MSCI NEW 74347X575 35 1675 SH Sole N/A 1675
QUALCOMM INC COM 747525103 83 1348 SH Sole N/A 1348
QUINSTREET INC COM 74874Q100 4 660 SH Sole N/A 660
RPM INTL INC COM 749685103 258 8788 SH Sole N/A 8788
RED HAT INC COM 756577102 13 250 SH Sole N/A 250
ROYAL DUTCH SHELL PLC SPON
ADR B 780259107 21 300 SH Sole N/A 300
ROYAL DUTCH SHELL PLC SPONS
ADR A 780259206 1,379 20000 SH Sole N/A 20000
ROYAL GOLD INC COM 780287108 144 1765 SH Sole N/A 1765
SPDR S&P 500 ETF TR TR UNIT 78462F103 998 7009 SH Sole N/A 7009
SPDR GOLD TRUST GOLD SHS 78463V107 11,057 68245 SH Sole N/A 68245
SPDR SERIES TRUST DB INT
GVT ETF 78464A490 20 320 SH Sole N/A 320
SPDR SERIES TRUST GLB DOW
EFT 78464A706 5,310 94520 SH Sole N/A 94520
SCHLUMBERGER LTD COM 806857108 178 2571 SH Sole N/A 2571
SCHWAB CHARLES CORP
NEW COM 808513105 34 2400 SH Sole N/A 2400
SHERWIN WILLIAMS CO COM 824348106 615 4000 SH Sole N/A 4000
SILVER WHEATON CORP COM 828336107 750 20800 SH Sole N/A 20800
SKYWORKS SOLUTIONS INC COM 83088M102 7,924 390327 SH Sole N/A 390327
STRYKER CORP COM 863667101 24 430 SH Sole N/A 430
SYNTHESIS ENERGY
SYS INC COM 871628103 36 33500 SH Sole N/A 33500
TESLA MTRS INC COM 88160R101 15 445 SH Sole N/A 445
THERMO FISHER
SCIENTIFIC INC COM 883556102 195 3050 SH Sole N/A 3050
3M CO COM 88579Y101 150 1616 SH Sole N/A 1616
TIME WARNER INC COM NEW 887317303 80 1666 SH Sole N/A 1666
TIME WARNER CABLE INC COM 88732J207 41 418 SH Sole N/A 418
TRAVELLERS COMPANIES INC COM 89417E109 17 238 SH Sole N/A 238
UNITED STATES STL
CORP NEW COM 912909108 3 110 SH Sole N/A 110
VERIZON
COMMUNICATIONS INC COM 92343V104 188 4339 SH Sole N/A 4339
VIACOM INC NEW CL B 92553P201 40 760 SH Sole N/A 760
VIVUS INC COM 928551100 9 700 SH Sole N/A 700
VODAFONE GROUP SPONS
PLC NEW ADR NEW 92857W209 18 730 SH Sole N/A 730
WAL-MART STORES INC COM 931142103 239 3508 SH Sole N/A 3508
WALTER ENERGY INC COM 93317Q105 8 231 SH Sole N/A 231
WELLS FARGO & CO NEW COM 949746101 260 7620 SH Sole N/A 7620
WILLIAMS SONOMA INC COM 969904101 98 2250 SH Sole N/A 2250
YAMANA GOLD INC COM 98462Y100 21 1249 SH Sole N/A 12