0001140361-13-032332.txt : 20130814 0001140361-13-032332.hdr.sgml : 20130814 20130814103622 ACCESSION NUMBER: 0001140361-13-032332 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 EFFECTIVENESS DATE: 20130814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAZENOVE CAPITAL MANAGEMENT LTD CENTRAL INDEX KEY: 0001140706 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06525 FILM NUMBER: 131035659 BUSINESS ADDRESS: STREET 1: 12 MOORGATE CITY: LONDON STATE: X0 ZIP: EC2R 6DA BUSINESS PHONE: 00442034790461 MAIL ADDRESS: STREET 1: 12 MOORGATE CITY: LONDON STATE: X0 ZIP: EC2R 6DA FORMER COMPANY: FORMER CONFORMED NAME: CAZENOVE FUND MANAGEMENT LTD DATE OF NAME CHANGE: 20010517 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001140706 XXXXXXXX 06-30-2013 06-30-2013 CAZENOVE CAPITAL MANAGEMENT LTD

12 MOORGATE LONDON X0 EC2R 6DA

13F HOLDINGS REPORT 028-06525 N Jeremy Turnbull 44 (0)20 3479 0466 Jeremy Turnbull London X0 07-29-2013 0 213 125187 false INFORMATION TABLE 2 form13fInfoTable.xml THE ADT CORPPORATION COM 00101J106 797 20 SH SOLE None 20 0 0 AFLAC INC COM 001055102 52308 900 SH SOLE None 900 0 0 AOL INC COM 00184X105 5508 151 SH SOLE None 151 0 0 AT&T INC COM 00206R102 81739 2309 SH SOLE None 2309 0 0 ABBOTT LABS COM 002824100 197386 5659 SH SOLE None 5659 0 0 ABBVIE INC COM 00287Y109 243865 5899 SH SOLE None 5899 0 0 ACCURAY INC COM 004397105 15412 2685 SH SOLE None 2685 0 0 ACTIVISION BLIZZARD INC COM 00507V109 14688 1030 SH SOLE None 1030 0 0 AIR PRODS & CHEMS INC COM 009158106 91570 1000 SH SOLE None 1000 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 673 370 SH SOLE None 370 0 0 ALTRIA GROUP INC COM 02209S103 121485 3472 SH SOLE None 3472 0 0 AMAZON COM INC COM 023135106 1857191 6688 SH SOLE None 6688 0 0 AMCON DISTRG CO COM NEW 02341Q205 7975 100 SH SOLE None 100 0 0 AMERICAN CAP LTD COM 02503Y103 39011 3079 SH SOLE None 3079 0 0 AMER EXPRESS CO COM 025816109 37380 500 SH SOLE None 500 0 0 AMER INTL GROUP INC COM NEW 026874784 152293 3407 SH SOLE None 3407 0 0 APPLIED MATLS INC COM 038222105 13428 900 SH SOLE None 900 0 0 AURICO GOLD INC COM 05155C105 6555 1500 SH SOLE None 1500 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 89518 1300 SH SOLE None 1300 0 0 AVNET INC COM 053807103 10138867 301752 SH SOLE None 301752 0 0 BGC PARTNERS INC COM 05541T101 25327 4300 SH SOLE None 4300 0 0 BP PLC SPONSORED ADR 055622104 448705 10750 SH SOLE None 10750 0 0 BAIDU INC SPON ADR REP A 056752108 778574 8230 SH SOLE None 8230 0 0 BAKER HUGHES INC COM 057224107 18452 400 SH SOLE None 400 0 0 BANKK OF AMERICA CORPORATION COM 060505104 217283 16896 SH SOLE None 16896 0 0 BARD C R INC COM 067383109 8694 80 SH SOLE None 80 0 0 BAXTER INTL INC COM 071813109 199151 2875 SH SOLE None 2875 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1348800 8 SH SOLE None 8 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1781207 15915 SH SOLE None 15915 0 0 BIOGEN IDEC INC COM 09062X103 137298 638 SH SOLE None 638 0 0 BRISTOL-MYERS SQUIB CO COM 110122108 200926 4496 SH SOLE None 4496 0 0 BURGER KING WORLDWIDE INC COM 121220107 877950 45000 SH SOLE None 45000 0 0 CPFL ENERGIA SA SPONSORED ADR 126153105 76818 4200 SH SOLE None 4200 0 0 CADIZ INC COM NEW 127537207 408848 88880 SH SOLE None 88880 0 0 CAMPBELL SOUP CO COM 134429109 156765 3500 SH SOLE None 3500 0 0 CARNIVAL CORP PAIRED CTF 143658300 3429 100 SH SOLE None 100 0 0 CASH AMERICA INTL INC COM 14754D100 204570 4500 SH SOLE None 4500 0 0 CATERPILLAR INC DEL COM 149123101 187665 2275 SH SOLE None 2275 0 0 CELLDEX THERAPEUTICS INC NEW COM 15117B103 624400 40000 SH SOLE None 40000 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 39305 3715 SH SOLE None 3715 0 0 CEVA INC COM 157210105 426 22 SH SOLE None 22 0 0 CHESAPEAKE ENERGY CORP COM 165167107 14368 705 SH SOLE None 705 0 0 CHEVRON CORP NEW COM 166764100 242597 2050 SH SOLE None 2050 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 18218 50 SH SOLE None 50 0 0 CHUBB CORP COM 171232101 349266 4126 SH SOLE None 4126 0 0 CHURCH & DWIGHT INC COM 171340102 49368 800 SH SOLE None 800 0 0 CHYRONHEGO CORP COM 171607104 2055 1500 SH SOLE None 1500 0 0 CISCO SYSTEMS INC COM 17275R102 381670 15684 SH SOLE None 15684 0 0 CITIGROUP INC COM NEW 172967424 352627 7351 SH SOLE None 7351 0 0 CLEAN DIESEL TECHNOLOGIES IN COM PAR $0.1 18449C401 20235 16723 SH SOLE None 16723 0 0 COCA-COLA CO COM 191216100 2562628 63890 SH SOLE None 63890 0 0 COEUR MINING INC COM NEW 192108504 4256 320 SH SOLE None 320 0 0 COGNEX CORP COM 192422103 20349 450 SH SOLE None 450 0 0 COLGATE-PALMOLIVE CO COM 194162103 1482436 25876 SH SOLE None 25876 0 0 COMCAST CORP NEW CL A 20030N101 50100 1200 SH SOLE None 1200 0 0 COMCAST CORP NEW CL A SPL 20030N200 208268 5250 SH SOLE None 5250 0 0 CONOCOPHILLIPS COM 20825C104 402023 6645 SH SOLE None 6645 0 0 CONSOLIDATED EDISON INC COM 209115104 41400 710 SH SOLE None 710 0 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SOLE None 2125 0 0 FISERV INC COM 337738108 101396 1160 SH SOLE None 1160 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 568677 36760 SH SOLE None 36760 0 0 FRONTIER COM 35906A108 130 32 SH SOLE None 32 0 0 FUEL TECH INC COM 359523107 14937 3900 SH SOLE None 3900 0 0 GASTAR EXPL LTD COM NEW 367299203 2937 1100 SH SOLE None 1100 0 0 GENERAL ELECTRIC CO COM 369604103 1601896 69077 SH SOLE None 69077 0 0 GENERAL MTRS CO COM 37045V100 19953 599 SH SOLE None 599 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 207126 4145 SH SOLE None 4145 0 0 GOLDCORP INC NEW COM 380956409 395680 16000 SH SOLE None 16000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 217800 1440 SH SOLE None 1440 0 0 GOOGLE INC CL A 38259P508 1189380 1351 SH SOLE None 1351 0 0 HALLIBURTON CO COM 406216101 250320 6000 SH SOLE None 6000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 64468 2085 SH SOLE None 2085 0 0 HARVARD BIOSCIENCE INC COM 416906105 4493 956 SH SOLE None 956 0 0 HEWLETT PACKARD CO COM 428236103 63984 2580 SH SOLE None 2580 0 0 HILLSHIRE BRANDS C COM 432589109 10586 320 SH SOLE None 320 0 0 HOLLYFRONTIER CORP COM 436106108 4217466 98585 SH SOLE None 98585 0 0 HOME DEPOT INC COM 437076102 18980 245 SH SOLE None 245 0 0 INFOSYS LTD SPONSORED ADR 456788108 20183 490 SH SOLE None 490 0 0 INTEGRA LIFESCI HLDGS C COM NEW 457985208 44249 1208 SH SOLE None 1208 0 0 INTEL CORP COM 458140100 104916 4330 SH SOLE None 4330 0 0 INTERNATIONALL BUSINESS MACHS COM 459200101 1007341 5271 SH SOLE None 5271 0 0 INTL FLAVORS & FRAGRA COM 459506101 27433 365 SH SOLE None 365 0 0 INTEROIL CORP COM 460951106 1362396 19600 SH SOLE None 19600 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 16196 32 SH SOLE None 32 0 0 IROBOT CORP COM 462726100 75563 1900 SH SOLE None 1900 0 0 ISHARES GOLD TRUST ISHARES 464285105 57372 4785 SH SOLE None 4785 0 0 ISHARES INC COM 464286335 30800 3080 SH SOLE None 3080 0 0 ISHARES INC MSCI WORLD IDX 464286392 75638 1250 SH SOLE None 1250 0 0 ISHARES INC MSCI CDA INDEX 464286509 19613 750 SH 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COM 489398107 42931 2580 SH SOLE None 2580 0 0 KRAFT FOODS GROUP INC COM 50076Q106 45255 810 SH SOLE None 810 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 46901 370 SH SOLE None 370 0 0 LINKEDIN CORP COM CL A 53578A108 1519116 8520 SH SOLE None 8520 0 0 LOWES COS INC COM 548661107 114520 2800 SH SOLE None 2800 0 0 MARKET VECTORS ETF TR COLD MINER ETF 57060U100 154752 6319 SH SOLE None 6319 0 0 MARKET VECTORS ETF TR MINOR METALS 57060U472 16465 1735 SH SOLE None 1735 0 0 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 111232 4585 SH SOLE None 4585 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 19465 2125 SH SOLE None 2125 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 188123 3675 SH SOLE None 3675 0 0 MARKET VECTORS ETF TR VIETNAM EFT 57060U761 24180 1300 SH SOLE None 1300 0 0 MARSH & MCLENNAN COS INC COM 571748102 144431 3618 SH SOLE None 3618 0 0 MCDONALDS CORP COM 580135101 1268982 12818 SH SOLE None 12818 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 30266 382 SH SOLE None 382 0 0 MERCK & CO INC NEW COM 58933Y105 1474323 31740 SH SOLE None 31740 0 0 MICROSOFT CORP COM 594918104 643573 18630 SH SOLE None 18630 0 0 MICRON TECHNOLOGY INC COM 595112103 6631809 462792 SH SOLE None 462792 0 0 MONDELEZ INTL INC CL A 609207105 70355 2466 SH SOLE None 2466 0 0 MONSANTO CO NEW COM 61166W101 98602 998 SH SOLE None 998 0 0 MONSTER WORLDWIDE INC COM 611742107 11048 2250 SH SOLE None 2250 0 0 MORGAN STANLEY COM NEW 617446448 261792 10716 SH SOLE None 10716 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 1024854 53350 SH SOLE None 53350 0 0 NETFLIX INC COM 64110L106 15832 75 SH SOLE None 75 0 0 NEWMONT MINING CORP COM 651639106 78050 2606 SH SOLE None 2606 0 0 NOKIA CORP SPONSORED ADR 654902204 1496 400 SH SOLE None 400 0 0 NOVARTIS A G SPONSORED ADR 66987V109 9829 139 SH SOLE None 139 0 0 OCEAN POWER TECHNO COM NEW 674870308 161 100 SH SOLE None 100 0 0 OCLARO INC COM 67555N206 969 821 SH SOLE None 821 0 0 ORACLE CORP COM 68389X105 95140 3098 SH SOLE None 3098 0 0 PALL CORP COM 696429307 349023 5254 SH SOLE None 5254 0 0 PEARSON PLC SPONSORED ADR 705015105 250292 13975 SH SOLE None 13975 0 0 PEPSICO INC COM 713448108 300169 3670 SH SOLE None 3670 0 0 PETROL BRASILEIRO SA PETRO SPONSORED ADR 71654V408 25479 1900 SH SOLE None 1900 0 0 PFIZER INC COM 717081103 871391 31110 SH SOLE None 31110 0 0 PHILIP MORRIS INTL INC COM 718172109 151325 1747 SH SOLE None 1747 0 0 PHILLIPS 66 COM 718546104 162003 2750 SH SOLE None 2750 0 0 PIMCO ETF TR TOTL RETN ETF 72201R775 339646 3220 SH SOLE None 3220 0 0 PLATINUM GROUP METALS LTD COM NEW 72765Q205 25187 27985 SH SOLE None 27985 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 35635 500 SH SOLE None 500 0 0 POWERSHARES ETF TRUST CLEAN TECH PORT 73935X278 25320 1000 SH SOLE None 1000 0 0 PRECISION CASTPARTS CORP COM 740189105 20341 90 SH SOLE None 90 0 0 PROCTER & GAMBLE CO COM 742718109 1097492 14255 SH SOLE None 14255 0 0 PROSHARES TR SHI MSCI NEW 74347X575 43617 1675 SH SOLE None 1675 0 0 QUALCOMM INC COM 747525103 140507 2300 SH SOLE None 2300 0 0 QUINSTREET INC COM 74874Q100 5696 660 SH SOLE None 660 0 0 RPM INTL INC COM 749685103 280689 8788 SH SOLE None 8788 0 0 RAMBUS INC DEL COM 750917106 859 100 SH SOLE None 100 0 0 RED HAT INC COM 756577102 11955 250 SH SOLE None 250 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 19881 300 SH SOLE None 300 0 0 ROYAL DUTCH SHELL PLC SPON ADR A 780259206 1276000 20000 SH SOLE None 20000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1814190 11309 SH SOLE None 11309 0 0 SPDR GOLD TRUST GOLD GOLD SHS 78463V107 3816404 32041 SH SOLE None 32041 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 18422 320 SH SOLE None 320 0 0 SPDR SERIES TRUST GLB DOW ETF 78464A706 5486663 93390 SH SOLE None 93390 0 0 SCHLUMBERGER LTD COM 806857108 208531 2910 SH SOLE None 2910 0 0 SHERWIN-WILLIAMS CO COM 824348106 706400 4000 SH SOLE None 4000 0 0 SILVER WHEATON CORP COM 828336107 270463 13750 SH SOLE None 13750 0 0 STARZ COM SER A 85571Q102 16354 740 SH SOLE None 740 0 0 STATE STR CORP 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SPONS ADR NEW 92857W209 20984 730 SH SOLE None 730 0 0 WAL-MART STORES INC COM 931142103 560090 7519 SH SOLE None 7519 0 0 WALGREEN CO COM 931422109 22100 500 SH SOLE None 500 0 0 WALTER ENERGY INC COM 93317Q105 2402 231 SH SOLE None 231 0 0 WELLS FARGO & CO NEW COM 949746101 314477 7620 SH SOLE None 7620 0 0 WILLIAMS-SONOMA INC COM 969904101 1702521 30462 SH SOLE None 30462 0 0 YAHOO INC COM 984332106 19476 775 SH SOLE None 775 0 0 YAMANA GOLD INC COM 98462Y100 11878 1249 SH SOLE None 1249 0 0