-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RQKL0HFi7wOzJ6XnzlaEPNTiOyZOqG8P8OiZXctcVq3uxCLaefRWGdFapUiZ5Dif 5QaOh+J++zF5ekIYhcwB2Q== 0001013594-09-001639.txt : 20091116 0001013594-09-001639.hdr.sgml : 20091116 20091116122433 ACCESSION NUMBER: 0001013594-09-001639 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDELL ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001140474 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06499 FILM NUMBER: 091184958 BUSINESS ADDRESS: STREET 1: 40 WEST 57TH STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2126035700 MAIL ADDRESS: STREET 1: 40 WEST 57TH STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 sandell13fhr-111609.txt NOVEMBER 16, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sandell Asset Management Corp. Address: 40 West 57th Street, 26th Floor New York, NY 10019 Form 13F File Number: 28-06499 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Gashler Title: General Counsel Phone: 212-603-5700 Signature, Place, and Date of Signing: /s/ Richard Gashler New York, New York November 11, 2009 ------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 19 Form 13F Information Table Value Total: $173,006 (thousands) List of Other Included Managers: None. FORM 13F (SEC USE ONLY) QTR ENDED: 9/30/09 Name of Reporting Manager: Sandell Asset Management
Item 1: Item 2 : Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of Class CUSIP Fair Market Shares or Investment Managers Voting Authority (Shares) Number Value Principal Discretion See (a) Sole (b) Shared (c) None (X$1000) Amount Instr. V AMERICAN ORIENTAL BIOENGR IN COM 028731107 1,694 348,496 SH SOLE 348,496 - - BIONOVO INC COM 090643107 337 503,739 SH SOLE 503,739 - - BORGWARNER INC COM 099724106 8,775 290,000 PUT SOLE 290,000 - - CARDIUM THERAPEUTICS INC COM 141916106 763 470,976 SH SOLE 470,976 - - CHINACAST EDU CORP COM 16946T109 545 75,000 SH SOLE 75,000 - - ENVIRONMENTAL PWR CORP COM NEW 29406L201 15 34,285 SH SOLE 34,285 - - EPIQ SYS INC COM 26882D109 3,600 248,299 SH SOLE 248,299 - - FAIR ISAAC CORP COM 303250104 25,635 1,192,889 SH SOLE 1,192,889 - - INFOSPACE INC COM PAR $.0001 45678T300 17,190 2,226,621 SH SOLE 2,226,621 - - INOVIO BIOMEDICAL CORP COM 45773H102 240 153,125 SH SOLE 153,125 - - JOHNSON CTLS INC COM 478366107 12,269 480,000 PUT SOLE 480,000 - - MAXWELL TECHNOLOGIES INC COM 577767106 3,648 197,948 SH SOLE 197,948 - - PEROT SYS CORP CL A 714265105 17,464 588,000 SH SOLE 588,000 - - PROSPECT MEDICAL HOLDINGS IN COM 743494106 1,290 300,000 SH SOLE 300,000 - - PSIVIDA CORP COM 74440J101 698 214,764 SH SOLE 214,764 - - SEPRACOR INC COM 817315104 15,080 658,500 SH SOLE 658,500 - - SPDR TR UNIT SER 1 78462F103 211 2,000 SH SOLE 2,000 - - WYETH COM 983024100 63,397 1,305,000 SH SOLE 1,305,000 - - ZIX CORP COM 98974P100 155 70,670 SH SOLE 70,670 - - Value Total $173,006 Entry Total: 19
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