-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U62StadTOwUTlnimiJ+zss83vQ1SOrdqUNGlLG78dC74VCQm4Avzz0s9msgljRlo 3uLxa95RRxTovWuWD68lcA== 0001013594-09-001035.txt : 20090515 0001013594-09-001035.hdr.sgml : 20090515 20090515144120 ACCESSION NUMBER: 0001013594-09-001035 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDELL ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001140474 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06499 FILM NUMBER: 09831910 BUSINESS ADDRESS: STREET 1: 40 WEST 57TH STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2126035700 MAIL ADDRESS: STREET 1: 40 WEST 57TH STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 sandell13fhr-051509.txt MAY 15, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sandell Asset Management Corp. Address: 40 West 57th Street New York, NY 10019 Form 13F File Number: 28-06499 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Gashler Title: General Counsel Phone: 212-603-5700 Signature, Place, and Date of Signing: /s/ Richard Gashler New York, New York May 14, 2009 ------------------- ------------------ ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 36 Form 13F Information Table Value Total: $346,032 (thousands) List of Other Included Managers: None. FORM 13F (SEC USE ONLY) QTR ENDED: 3/31/09 Name of Reporting Manager: Sandell Asset Management
Item 1: Item 2 : Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of Class CUSIP Fair Market Shares or Investment Managers Voting Authority (Shares) Number Value Principal Discretion See (a) Sole (b) Shared (c) None (X$1000) Amount Instr. V ALLIANT ENERGY CORP COM 018802108 1,852 75,000 SH SOLE 75,000 AMERICAN ORIENTAL BIOENGR IN COM 028731107 1,345 348,496 SH SOLE 348,496 BIONOVO INC COM 090643107 124 528,739 SH SOLE 528,739 BORGWARNER INC COM 478366107 5,887 290,000 PUT SOLE 290,000 CARDIUM THERAPEUTICS INC COM 141916106 1,687 1,088,650 SH SOLE 1,088,650 CENTERPOINT ENERGY INC COM 15189T107 3,129 300,000 SH SOLE 300,000 CENTRAL EUROPEAN DIST CORP COM 153435102 561 52,100 SH SOLE 52,100 CITIGROUP INC COM 172967101 633 250,000 SH SOLE 250,000 DOMINION RES INC VA NEW COM 25746U109 3,099 100,000 SH SOLE 100,000 ENVIRONMENTAL PWR CORP COM NEW 29406L201 12 34,285 SH SOLE 34,285 EPIQ SYS INC COM 26882D109 5,338 296,071 SH SOLE 296,071 FAIR ISAAC CORP COM 303250104 40,437 2,874,000 SH SOLE 2,874,000 GENCORP INC COM 368682100 7,650 3,608,295 SH SOLE 3,608,295 GENENTECH INC COM NEW 368710406 45,310 476,950 SH SOLE 476,950 HAWAIIAN ELEC INDUSTRIES COM 419870100 3,435 250,000 SH SOLE 250,000 INFOSPACE INC COM NEW 45678T201 12,512 2,406,146 SH SOLE 2,406,146 INOVIO BIOMEDICAL CORP COM 45773H102 118 303,125 SH SOLE 303,125 INTEGRYS ENERGY GROUP INC COM 45822P105 5,208 200,000 SH SOLE 200,000 JOHNSON CTLS INC COM 478366107 5,664 480,000 PUT SOLE 480,000 LIGAND PHARMACEUTICALS INC CL B 53220K207 35 11,687 SH SOLE 11,687 MAXWELL TECHNOLOGIES INC COM 577767106 1,547 222,519 SH SOLE 222,519 NANOGEN INC COM 630075109 5 77,650 SH SOLE 77,650 NEUROBIOLOGICAL TECH INC COM NEW 64124W304 94 139,697 SH SOLE 139,697 NORTHEAST UTILS COM 664397106 2,699 125,000 SH SOLE 125,000 PORTLAND GEN ELEC CO COM NEW 736508847 880 50,000 SH SOLE 50,000 PROSHARES TR PSHS ULTSHT FINL 74347R628 1,963 20,000 SH SOLE 20,000 PROSHARES TR PSHS ULTRA FINL 74347R743 653 250,000 SH SOLE 250,000 PROSPECT MEDICAL HOLDINGS IN COM 743494106 435 300,000 SH SOLE 300,000 PSIVIDA CORP COM 74440J101 26 25,261 SH SOLE 25,261 SOUTHERN CO COM 842587107 6,124 200,000 SH SOLE 200,000 SOUTHERN UN CO NEW COM 844030106 161,892 10,636,806 SH SOLE 10,636,806 SPDR TR UNIT SER 1 78462F103 18,457 232,100 SH SOLE 232,100 TXCO RES INC COM 87311M102 21 50,457 SH SOLE 50,457 WILLIAMS COS INC DEL COM 969457100 1,868 164,158 SH SOLE 164,158 WISCONSIN ENERGY CORP COM 976657106 5,146 125,000 SH SOLE 125,000 ZIX CORP COM 98974P100 186 182,620 SH SOLE 182,620 Value Total $346,032 Entry Total: 36
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