0001140334-19-000002.txt : 20190222 0001140334-19-000002.hdr.sgml : 20190222 20190222115706 ACCESSION NUMBER: 0001140334-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190222 DATE AS OF CHANGE: 20190222 EFFECTIVENESS DATE: 20190222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM FL INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0001140334 IRS NUMBER: 010403396 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06465 FILM NUMBER: 19624722 BUSINESS ADDRESS: STREET 1: 20 WILLIAM ST., STE. G40 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7812356323 MAIL ADDRESS: STREET 1: 245 COMMERCIAL STREET CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140334 XXXXXXXX 12-31-2018 12-31-2018 PUTNAM FL INVESTMENT MANAGEMENT CO

245 COMMERCIAL STREET PORTLAND ME 04101

13F HOLDINGS REPORT 028-06465 N Jessie Butler 207-518-5281 Jessie Butler Portland ME 02-22-2019 0 218 920535 false INFORMATION TABLE 2 dec3118.xml 3M Co. COM 88579y101 1726 9060 SH SOLE 9060 0 9060 AMN Healthcare Services Inc. COM 001744101 3555 62736 SH SOLE 61271 0 61271 AT&T Inc. COM 00206R102 4831 169270 SH SOLE 166527 0 166527 AbbVie, Inc. COM 00287Y109 1478 16027 SH SOLE 14977 0 14977 Abbott Laboratories COM 002824100 11289 156070 SH SOLE 152997 0 152997 Accenture plc COM G1151C101 18669 132395 SH SOLE 128345 0 128345 Adobe Systems COM 00724F101 3823 16900 SH SOLE 16550 0 16550 Affiliated Managers Group, Inc COM 008252108 450 4614 SH SOLE 4614 0 4614 Air Products & Chem COM 009158106 550 3439 SH SOLE 3439 0 3439 Alphabet, Inc. Class A COM 02079K305 30735 29413 SH SOLE 28650 0 28650 Alphabet, Inc. Class C COM 02079K107 3016 2912 SH SOLE 2722 0 2722 Altria Group, Inc COM 02209s103 217 4385 SH SOLE 3315 0 3315 Amazon.com, Inc. COM 023135106 20180 13436 SH SOLE 13097 0 13097 American Electric Power Co., I COM 025537101 223 2990 SH SOLE 2990 0 2990 American Express Co. COM 025816109 339 3555 SH SOLE 3555 0 3555 American Tower Corporation COM 03027X100 3702 23402 SH SOLE 22389 0 22389 American Water Works Co., Inc. COM 030420103 14015 154402 SH SOLE 150369 0 150369 Amgen Inc. COM 031162100 9843 50563 SH SOLE 49599 0 49599 Analog Devices COM 032654105 2854 33248 SH SOLE 31806 0 31806 Apple, Inc. COM 037833100 33558 212742 SH SOLE 207294 0 207294 Aptiv PLC COM G6095L109 3742 60781 SH SOLE 59298 0 59298 Aramark COM 03852U106 378 13062 SH SOLE 12273 0 12273 Automatic Data Processing, Inc COM 053015103 3559 27142 SH SOLE 26182 0 26182 Avangrid COM 05351w103 765 15278 SH SOLE 14657 0 14657 BP PLC (ADR) COM 055622104 317 8361 SH SOLE 8361 0 8361 Bank of America Corp. COM 060505104 8508 345293 SH SOLE 337593 0 337593 Bar Harbor Bankshares COM 066849100 363 16200 SH SOLE 16200 0 16200 Becton, Dickinson & Co. COM 075887109 9235 40986 SH SOLE 39329 0 39329 Berkshire Hathaway Inc., Class COM 084670108 306 1 SH SOLE 1 0 1 Berkshire Hathaway Inc., Class COM 084670702 2147 10513 SH SOLE 10513 0 10513 Biogen, Inc. COM 09062x103 1102 3662 SH SOLE 3487 0 3487 Blackrock, Inc. COM 09247x101 15305 38961 SH SOLE 38034 0 38034 Blackstone Mortgage Trust, Inc COM 09257w100 15213 477501 SH SOLE 467736 0 467736 Boeing Co. COM 097023105 2361 7320 SH SOLE 7041 0 7041 Booking Holdings, Inc. COM 09857L108 517 300 SH SOLE 284 0 284 Boston Beer Company, Inc. - Cl COM 100557107 253 1051 SH SOLE 1051 0 1051 Bristol-Myers Squibb Co. COM 110122108 924 17784 SH SOLE 17784 0 17784 Broadcom, Inc. COM 11135f101 19397 76283 SH SOLE 74278 0 74278 CBRE Group, Inc. COM 12504L109 889 22204 SH SOLE 21284 0 21284 CDW Corporation COM 12514g108 1300 16045 SH SOLE 14975 0 14975 CIGNA Corp. COM 125523100 420 2213 SH SOLE 2213 0 2213 CVS Health Corporation COM 126650100 6451 98451 SH SOLE 96996 0 96996 Cambridge Bancorp COM 132152109 1936 23250 SH SOLE 23250 0 23250 Camden National Corp. COM 133034108 342 9510 SH SOLE 9510 0 9510 Celgene Corp COM 151020104 2931 45726 SH SOLE 44916 0 44916 Centene Corporation COM 15135B101 1737 15065 SH SOLE 14444 0 14444 Charles River Laboratories Int COM 159864107 10179 89939 SH SOLE 87564 0 87564 Charles Schwab Corp. COM 808513105 17881 430551 SH SOLE 419272 0 419272 Chevron Corp. COM 166764100 1706 15677 SH SOLE 15677 0 15677 Cintas Corp. COM 172908105 327 1949 SH SOLE 1835 0 1835 Cisco Systems, Inc. COM 17275R102 7302 168529 SH SOLE 163744 0 163744 Citigroup, Inc. COM 172967424 828 15899 SH SOLE 15299 0 15299 Citizens Financial Group, Inc. COM 174610105 6658 223949 SH SOLE 218090 0 218090 Citrix Systems, Inc. COM 177376100 410 4000 SH SOLE 4000 0 4000 Coca-Cola Co. COM 191216100 971 20509 SH SOLE 20509 0 20509 Coca-Cola European Partners PL COM G25839104 15725 342973 SH SOLE 332508 0 332508 Colgate-Palmolive Co. COM 194162103 278 4673 SH SOLE 4673 0 4673 Comcast Corp. COM 20030n101 19073 560151 SH SOLE 543643 0 543643 Connecticut Water Service, Inc COM 207797101 486 7275 SH SOLE 7275 0 7275 ConocoPhillips COM 20825c104 733 11763 SH SOLE 11763 0 11763 Corning Inc. COM 219350105 204 6759 SH SOLE 4259 0 4259 Costco Wholesale COM 22160K105 12440 61067 SH SOLE 59185 0 59185 Crown Castle International Cor COM 22822V101 8170 75209 SH SOLE 73668 0 73668 Danaher Corp. COM 235851102 345 3344 SH SOLE 3344 0 3344 Danone-ADR COM 23636T100 2918 208751 SH SOLE 204851 0 204851 Darden Restaurants COM 237194105 3793 37982 SH SOLE 37107 0 37107 Deere & Co. COM 244199105 227 1519 SH SOLE 1416 0 1416 Deutsche Telekom AG COM 251566105 273 16050 SH SOLE 16050 0 16050 Diageo PLC (ADR) COM 25243q205 228 1609 SH SOLE 1609 0 1609 DowDuPont, Inc. COM 26078J100 607 11346 SH SOLE 11246 0 11246 EOG Resources, Inc. COM 26875P101 14946 171378 SH SOLE 166454 0 166454 Eaton Corp PLC COM G29183103 521 7593 SH SOLE 7223 0 7223 Eli Lilly and Co. COM 532457108 1744 15069 SH SOLE 15069 0 15069 Energy Select Sector SPDR Fund COM 81369y506 602 10495 SH SOLE 9880 0 9880 Enterprise Products Partners COM 293792107 510 20755 SH SOLE 18455 0 18455 Equinor ASA-ADR COM 29446m102 4012 189504 SH SOLE 186839 0 186839 Exxon Mobil Corp. COM 30231g102 2704 39660 SH SOLE 39590 0 39590 Facebook COM 30303m102 1007 7685 SH SOLE 7597 0 7597 FedEx Corp. COM 31428x106 1217 7543 SH SOLE 7197 0 7197 Financial Select Sector Index COM 81369y605 314 13203 SH SOLE 13203 0 13203 First Trust Dow Jones Internet COM 33733E302 824 7066 SH SOLE 6763 0 6763 Fortune Brands Home & Security COM 34964C106 4752 125095 SH SOLE 122230 0 122230 Gallagher (Arthur J.) & Co. COM 363576109 419 5682 SH SOLE 5682 0 5682 General Electric Co. COM 369604103 346 45675 SH SOLE 45675 0 45675 General Mills, Inc. COM 370334104 329 8448 SH SOLE 7098 0 7098 Gilead Sciences, Inc. COM 375558103 350 5593 SH SOLE 4793 0 4793 Golar LNG Ltd. COM G9456A100 267 12255 SH SOLE 12255 0 12255 HCA Healthcare, Inc. COM 40412c101 3489 28032 SH SOLE 26684 0 26684 Hasbro Inc. COM 418056107 3185 39198 SH SOLE 37868 0 37868 Health Care Select Sector SPDR COM 81369y209 220 2548 SH SOLE 2548 0 2548 Hemp, Inc. COM 423703206 2 63500 SH SOLE 63500 0 63500 Hexcel Corp. COM 428291108 4368 76184 SH SOLE 74136 0 74136 Highwoods Properties, Inc. COM 431284108 5153 133197 SH SOLE 129577 0 129577 Home Depot, Inc. COM 437076102 6225 36231 SH SOLE 34987 0 34987 Honeywell International, Inc. COM 438516106 1324 10023 SH SOLE 9353 0 9353 IDEXX Laboratories, Inc. COM 45168D104 1443 7756 SH SOLE 7756 0 7756 Industrials Select Sector Inde COM 81369y704 318 4937 SH SOLE 4937 0 4937 Ingersoll-Rand COM G47791101 7172 78609 SH SOLE 76632 0 76632 Int'l Business Machines Corp. COM 459200101 919 8088 SH SOLE 8088 0 8088 Intel Corp. COM 458140100 7145 152240 SH SOLE 152240 0 152240 International Paper Co. COM 460146103 409 10133 SH SOLE 10133 0 10133 J.P. Morgan Chase & Co. COM 46625h100 12429 127316 SH SOLE 124308 0 124308 Johnson & Johnson COM 478160104 8192 63481 SH SOLE 61092 0 61092 KAR Auction Services, Inc. COM 48238T109 464 9718 SH SOLE 9718 0 9718 Kimberly-Clark Corp. COM 494368103 268 2351 SH SOLE 2351 0 2351 Koninklijke (Royal) Philips El COM 500472303 357 10182 SH SOLE 10182 0 10182 Lam Research COM 512807108 6879 50517 SH SOLE 49436 0 49436 Lenovo Group Ltd. COM Y5257Y107 14 20000 SH SOLE 20000 0 20000 Linde PLC COM G5494J103 336 2155 SH SOLE 2005 0 2005 Lockheed Martin Corp. COM 539830109 2924 11167 SH SOLE 10703 0 10703 Lowe's Companies, Inc. COM 548661107 10950 118561 SH SOLE 115950 0 115950 Marathon Petroleum Corp. COM 56585a102 945 16006 SH SOLE 15246 0 15246 Marsh & McLennan COM 571748102 16546 207472 SH SOLE 200606 0 200606 Masco Corp. COM 574599106 1172 40076 SH SOLE 37970 0 37970 Mastercard Incorporated COM 57636Q104 375 1987 SH SOLE 1987 0 1987 McDonald's Corp. COM 580135101 5017 28255 SH SOLE 27825 0 27825 Medtronic PLC COM G5960L103 945 10385 SH SOLE 10385 0 10385 Merck & Co., Inc. COM 58933Y105 2854 37347 SH SOLE 37347 0 37347 Michaels Companies, Inc. COM 59408Q106 2540 187601 SH SOLE 183841 0 183841 Microsoft Corp. COM 594918104 36236 356755 SH SOLE 347169 0 347169 Mid-America Apartment Communit COM 59522j103 4096 42801 SH SOLE 41625 0 41625 Mondelez International, Inc. COM 609207105 3470 86688 SH SOLE 83325 0 83325 Morgan Stanley COM 617446448 1643 41439 SH SOLE 39572 0 39572 NextEra Energy, Inc. COM 65339F101 8835 50829 SH SOLE 49229 0 49229 Nike, Inc. COM 654106103 814 10983 SH SOLE 9183 0 9183 Noble Energy Inc. COM 655044105 2956 157543 SH SOLE 153273 0 153273 Norfolk Southern Corp. COM 655844108 1291 8631 SH SOLE 8631 0 8631 Northrop Grumman Corp. COM 666807102 1192 4869 SH SOLE 4869 0 4869 ONE Gas, Inc. COM 68235P108 1351 16974 SH SOLE 16662 0 16662 ONEOK Inc. COM 682680103 2533 46948 SH SOLE 45354 0 45354 Occidental Petroleum Corp. COM 674599105 960 15645 SH SOLE 15020 0 15020 Old Dominion Freight Lines COM 679580100 724 5859 SH SOLE 5375 0 5375 Oxford Square Capital Corp COM 69181v107 94 14540 SH SOLE 14540 0 14540 PB Bancorp, Inc. COM 70454T100 146 13526 SH SOLE 13526 0 13526 PNC Financial Services Group COM 693475105 7692 65796 SH SOLE 65028 0 65028 PPG Industries, Inc. COM 693506107 213 2086 SH SOLE 2086 0 2086 Paychex, Inc. COM 704326107 326 5011 SH SOLE 5011 0 5011 People's United Financial, Inc COM 712704105 1055 73125 SH SOLE 73125 0 73125 PepsiCo, Inc. COM 713448108 9191 83192 SH SOLE 81245 0 81245 Pfizer, Inc. COM 717081103 7086 162325 SH SOLE 162325 0 162325 Philip Morris International, I COM 718172109 238 3564 SH SOLE 1804 0 1804 Phillips 66 COM 718546104 288 3348 SH SOLE 3348 0 3348 Pioneer Natural Resources Co. COM 723787107 6669 50704 SH SOLE 49651 0 49651 Procter & Gamble Co. COM 742718109 6784 73804 SH SOLE 71639 0 71639 Prospect Capital Corp COM 74348t102 84 13262 SH SOLE 13262 0 13262 QS Energy, Inc. COM 74736R106 2 28000 SH SOLE 20000 0 20000 Qualcomm, Inc. COM 747525103 231 4053 SH SOLE 4053 0 4053 Raytheon Co. COM 755111507 229 1494 SH SOLE 1494 0 1494 Regeneron Pharmaceuticals COM 75886F107 7345 19665 SH SOLE 19120 0 19120 SPDR S&P Oil & Gas Explor & Pr COM 78464A730 242 9123 SH SOLE 9123 0 9123 Salesforce.com Inc. COM 79466L302 2930 21392 SH SOLE 20492 0 20492 Sherwin-Williams Co. COM 824348106 5756 14628 SH SOLE 14424 0 14424 Stanley Black & Decker, Inc. COM 854502101 11175 93323 SH SOLE 90818 0 90818 Starbucks Corp. COM 855244109 512 7943 SH SOLE 7493 0 7493 Stora Enso Oyj COM 86210M106 122 10525 SH SOLE 9378 0 9378 Stryker Corp. COM 863667101 11277 71945 SH SOLE 70645 0 70645 SunTrust Banks COM 867914103 5252 104129 SH SOLE 99887 0 99887 Sysco Corp. COM 871829107 3178 50725 SH SOLE 48315 0 48315 TE Connectivity Ltd. COM H84989104 325 4296 SH SOLE 4058 0 4058 TJX Companies COM 872540109 3012 67312 SH SOLE 64912 0 64912 Target Corp. COM 87612e106 500 7566 SH SOLE 7566 0 7566 Technology Select Sector SPDR COM 81369y803 302 4865 SH SOLE 4865 0 4865 Texas Instruments Inc. COM 882508104 3492 36953 SH SOLE 35468 0 35468 Thermo Fisher Scientific, Inc. COM 883556102 6490 29001 SH SOLE 27531 0 27531 U.S. Bancorp COM 902973304 1010 22105 SH SOLE 22105 0 22105 Unilever N.V. COM 904784709 999 18561 SH SOLE 18118 0 18118 Union Pacific Corp. COM 907818108 15802 114317 SH SOLE 111056 0 111056 United Parcel Service, Inc. COM 911312106 902 9247 SH SOLE 9247 0 9247 United Technologies Corp. COM 913017109 1149 10795 SH SOLE 10345 0 10345 UnitedHealth Group Inc. COM 91324p102 16011 64272 SH SOLE 62243 0 62243 V. F. Corp. COM 918204108 8759 122781 SH SOLE 119441 0 119441 Valero Energy Corp. COM 91913Y100 245 3269 SH SOLE 3269 0 3269 VanEck Vectors Global Alt. Ene COM 92189F502 228 4177 SH SOLE 3282 0 3282 VeriSign, Inc. COM 92343e102 297 2000 SH SOLE 2000 0 2000 Veritex Holdings, Inc. COM 923451108 523 24476 SH SOLE 24476 0 24476 Verizon Communications COM 92343v104 5577 99196 SH SOLE 96416 0 96416 Visa, Inc. Class A COM 92826C839 26514 200954 SH SOLE 195269 0 195269 Wal-Mart Stores, Inc. COM 931142103 3554 38154 SH SOLE 36539 0 36539 Walgreens Boots Alliance, Inc. COM 931427108 1012 14805 SH SOLE 14805 0 14805 Walt Disney Co. COM 254687106 16088 146725 SH SOLE 143378 0 143378 XPO Logistics, Inc. COM 983793100 1434 25142 SH SOLE 24902 0 24902 Xylem, Inc. COM 98419M100 5334 79950 SH SOLE 78230 0 78230 SPDR S&P 500 ETF Trust TR UNIT 78462F103 6447 25796 SH SOLE 25300 0 25300 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 417 4657 SH SOLE 4657 0 4657 SPDR S&P MidCap 400 ETF Trust UTSER1 S&PDCRP 78467Y107 1667 5508 SH SOLE 5063 0 5063 Schwab U.S. Large-Cap ETF US LRG CAP ETF 808524201 13646 228576 SH SOLE 228576 0 228576 Schwab U.S. Mid-Cap ETF US MID CAP ETF 808524508 5267 109886 SH SOLE 109886 0 109886 Schwab U.S. Small-Cap ETF US SML CAP ETF 808524607 2514 41432 SH SOLE 41432 0 41432 Vanguard Dividend Appreciation DIV APP ETF 921908844 371 3791 SH SOLE 3791 0 3791 Vanguard High Dividend Yield I HIGH DIV YLD 921946406 1152 14768 SH SOLE 14768 0 14768 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 3530 15361 SH SOLE 15361 0 15361 Vanguard Small Cap ETF SMALL CP ETF 922908751 2197 16642 SH SOLE 16312 0 16312 Vanguard Total Stock Market ET TOTAL STK MKT 922908769 1811 14189 SH SOLE 14189 0 14189 Vanguard Value ETF VALUE ETF 922908744 326 3326 SH SOLE 3326 0 3326 iShares KLD 400 Social Index F MSCI KLD400 SOC 464288570 239 2574 SH SOLE 2574 0 2574 iShares Russell 1000 Growth In RUSSELL1000GRW 464287614 1850 14130 SH SOLE 14130 0 14130 iShares Russell 1000 Index RUS 1000 ETF 464287622 896 6460 SH SOLE 6460 0 6460 iShares Russell 1000 Value Ind RUS 1000 VAL ETF 464287598 2556 23014 SH SOLE 22954 0 22954 iShares Russell 2000 Index Fun RUSSELL 2000 ETF 464287655 650 4851 SH SOLE 4207 0 4207 iShares Russell 3000 Index Fun RUSSELL 3000 464287689 487 3316 SH SOLE 3316 0 3316 iShares Russell Midcap Index F RUS MID-CAP ETF 464287499 280 6020 SH SOLE 6020 0 6020 iShares S&P 500 Index Fund CORE S&P500 ETF 464287200 4769 18952 SH SOLE 18677 0 18677 iShares S&P MidCap 400 Index F CORE S&P MCP ETF 464287507 10143 61078 SH SOLE 59904 0 59904 iShares S&P SmallCap 600 Index CORE S&P SCP ETF 464287804 14577 210289 SH SOLE 204935 0 204935 Schwab Emerging Markets Equity EMRG MKTEQ ETF 808524706 227 9634 SH SOLE 9634 0 9634 Schwab International Equity ET INTL EQTY ETF 808524805 6785 239319 SH SOLE 239319 0 239319 Vanguard FTSE All-Wld ex-US Sm FTSE SMCAP ETF 922042718 5684 60038 SH SOLE 58235 0 58235 Vanguard FTSE All-World ex-US ALLWRLD EX US 922042775 18133 397821 SH SOLE 388396 0 388396 Vanguard MSCI EAFE ETF FTSE DEV MKT ETF 921943858 987 26599 SH SOLE 26599 0 26599 Vanguard MSCI Emerging Markets FTSE EMR MKT ETF 922042858 325 8540 SH SOLE 8540 0 8540 iShare Core MSCI EAFE ETF CORE MSCI EAFE 46432F842 7908 143779 SH SOLE 138851 0 138851 iShares Core MSCI Emerging Mar CORE MSCI EMKT 46434g103 1691 35856 SH SOLE 35461 0 35461 iShares MSCI EAFE ESG Select E MSCI EAFE ESG OP 46435G516 1323 23065 SH SOLE 23065 0 23065 iShares MSCI EAFE Index Fund MSCI EAFE ETF 464287465 450 7648 SH SOLE 7648 0 7648 iShares MSCI EAFE Small Cap In EAFE SML CP ETF 464288273 493 9508 SH SOLE 9508 0 9508 iShares MSCI EM ESG Select ETF MSCI EM ESG OPZ 46434G863 304 9908 SH SOLE 9908 0 9908