0001140334-17-000001.txt : 20170126 0001140334-17-000001.hdr.sgml : 20170126 20170126145935 ACCESSION NUMBER: 0001140334-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170126 DATE AS OF CHANGE: 20170126 EFFECTIVENESS DATE: 20170126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM FL INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0001140334 IRS NUMBER: 010403396 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06465 FILM NUMBER: 17549359 BUSINESS ADDRESS: STREET 1: 20 WILLIAM ST., STE. G40 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7812356323 MAIL ADDRESS: STREET 1: 245 COMMERCIAL STREET CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140334 XXXXXXXX 12-31-2016 12-31-2016 PUTNAM FL INVESTMENT MANAGEMENT CO

245 COMMERCIAL STREET PORTLAND ME 04101

13F HOLDINGS REPORT 028-06465 N Jessie Butler 207-518-5281 Jessie Butler Portland ME 01-26-2017 0 199 870395 false INFORMATION TABLE 2 123116.xml 3M Co. COM 88579y101 1230 6886 SH SOLE 6886 0 6886 AMN Healthcare Services Inc. COM 001744101 3190 82977 SH SOLE 81172 0 81172 AT&T Inc. COM 00206R102 14715 345993 SH SOLE 340705 0 340705 AbbVie, Inc. COM 00287Y109 2388 38132 SH SOLE 37382 0 37382 Abbott Laboratories COM 002824100 3896 101432 SH SOLE 101432 0 101432 Acacia Communications, Inc. COM 00401C108 926 15000 SH SOLE 15000 0 15000 Accenture plc COM G1151C101 18307 156296 SH SOLE 153606 0 153606 Advance Auto Parts, Inc. COM 00751Y106 1075 6358 SH SOLE 6133 0 6133 Aetna Inc COM 00817y108 666 5372 SH SOLE 5372 0 5372 Affiliated Managers Group, Inc COM 008252108 708 4870 SH SOLE 4870 0 4870 Air Products & Chem COM 009158106 921 6407 SH SOLE 6407 0 6407 Akamai Technologies, Inc. COM 00971t101 8477 127125 SH SOLE 126160 0 126160 Alaska Air Group, Inc. COM 011659109 686 7730 SH SOLE 7730 0 7730 Allergan plc COM G0177J108 1483 7062 SH SOLE 7032 0 7032 Alphabet, Inc. Class A COM 02079K305 28685 36198 SH SOLE 35612 0 35612 Alphabet, Inc. Class C COM 02079K107 3158 4092 SH SOLE 3992 0 3992 Altria Group, Inc COM 02209s103 290 4287 SH SOLE 2307 0 2307 Amazon.com, Inc. COM 023135106 3073 4098 SH SOLE 4085 0 4085 American Water Works Co., Inc. COM 030420103 15258 210859 SH SOLE 207094 0 207094 Amgen Inc. COM 031162100 350 2397 SH SOLE 2397 0 2397 Apple, Inc. COM 037833100 27836 240340 SH SOLE 236877 0 236877 Ares Capital Corp. COM 04010L103 356 21585 SH SOLE 21585 0 21585 Ashland Global Holdings, Inc. COM 044186104 1433 13113 SH SOLE 13113 0 13113 Automatic Data Processing, Inc COM 053015103 2167 21083 SH SOLE 21013 0 21013 Bank of America Corp. COM 060505104 279 12629 SH SOLE 12629 0 12629 Bard (C.R.), Inc. COM 067383109 14247 63417 SH SOLE 62117 0 62117 Berkshire Hathaway Inc., Class COM 084670108 244 1 SH SOLE 1 0 1 Berkshire Hathaway Inc., Class COM 084670702 2263 13886 SH SOLE 13811 0 13811 Biogen, Inc. COM 09062x103 391 1378 SH SOLE 1203 0 1203 Blackrock, Inc. COM 09247x101 18865 49574 SH SOLE 48901 0 48901 Blackstone Mortgage Trust, Inc COM 09257w100 17425 579487 SH SOLE 572537 0 572537 Boeing Co. COM 097023105 270 1734 SH SOLE 1734 0 1734 Boston Beer Company, Inc. - Cl COM 100557107 233 1372 SH SOLE 1372 0 1372 Bristol-Myers Squibb Co. COM 110122108 517 8842 SH SOLE 8842 0 8842 Broadcom Limited COM Y09827109 23934 135396 SH SOLE 133229 0 133229 CIGNA Corp. COM 125509109 230 1728 SH SOLE 1728 0 1728 CVS Health Corporation COM 126650100 16848 213507 SH SOLE 211107 0 211107 Cambridge Bancorp COM 132152109 1872 30050 SH SOLE 30050 0 30050 Carlisle Cos. COM 142339100 318 2880 SH SOLE 2480 0 2480 Celgene Corp COM 151020104 13334 115197 SH SOLE 113077 0 113077 Charles River Laboratories Int COM 159864107 15190 199366 SH SOLE 196051 0 196051 Charles Schwab Corp. COM 808513105 21640 548252 SH SOLE 539402 0 539402 Chevron Corp. COM 166764100 5736 48734 SH SOLE 48604 0 48604 Chubb Ltd. COM H1467J104 2257 17080 SH SOLE 17030 0 17030 Cisco Systems, Inc. COM 17275R102 1751 57943 SH SOLE 57733 0 57733 Citizens Financial Group, Inc. COM 174610105 12009 337037 SH SOLE 331612 0 331612 Coca-Cola Co. COM 191216100 223 5382 SH SOLE 5232 0 5232 Colgate-Palmolive Co. COM 194162103 336 5139 SH SOLE 5139 0 5139 Comcast Corp. COM 20030n101 17691 256209 SH SOLE 251794 0 251794 Connecticut Water Service, Inc COM 207797101 449 8031 SH SOLE 8031 0 8031 Costco Wholesale COM 22160K105 14970 93497 SH SOLE 92443 0 92443 Crown Castle International Cor COM 22822V101 7765 89492 SH SOLE 88697 0 88697 D. R. Horton Inc. COM 23331a109 851 31133 SH SOLE 30928 0 30928 Darden Restaurants COM 237194105 948 13031 SH SOLE 13031 0 13031 Delphi Automotive COM G27823106 1345 19970 SH SOLE 19895 0 19895 Deutsche Telekom AG COM 251566105 818 47865 SH SOLE 47865 0 47865 Discover Financial Services COM 254709108 11344 157354 SH SOLE 155059 0 155059 Dominion Resources COM 25746u109 1782 23269 SH SOLE 23184 0 23184 Dow Chemical Co. COM 260543103 2879 50311 SH SOLE 50191 0 50191 Du Pont (E.I.) de Nemours COM 263534109 207 2826 SH SOLE 2826 0 2826 EOG Resources, Inc. COM 26875P101 20435 202131 SH SOLE 198391 0 198391 Eaton Corp PLC COM G29183103 279 4161 SH SOLE 4161 0 4161 Eli Lilly and Co. COM 532457108 1125 15298 SH SOLE 15218 0 15218 Enterprise Products Partners, COM 293792107 754 27892 SH SOLE 25592 0 25592 Eversource Energy COM 30040w108 439 7951 SH SOLE 7951 0 7951 Exxon Mobil Corp. COM 30231g102 3326 36849 SH SOLE 36579 0 36579 Facebook COM 30303m102 9614 83560 SH SOLE 82895 0 82895 First Trust Dow Jones Internet COM 33733E302 2251 28199 SH SOLE 28039 0 28039 Footlocker, Inc. COM 344849104 279 3929 SH SOLE 2229 0 2229 Fortune Brands Home & Security COM 34964C106 14209 265787 SH SOLE 260547 0 260547 General Electric Co. COM 369604103 5672 179485 SH SOLE 178885 0 178885 General Mills, Inc. COM 370334104 1093 17696 SH SOLE 16226 0 16226 Gilead Sciences Inc. COM 375558103 6729 93970 SH SOLE 92005 0 92005 Golar LNG Ltd. COM G9456A100 647 28210 SH SOLE 28210 0 28210 Granite Construction Inc. COM 387328107 759 13807 SH SOLE 13807 0 13807 Hain Celestial Group Inc. COM 405217100 372 9535 SH SOLE 9535 0 9535 Hasbro Inc. COM 418056107 13104 168456 SH SOLE 165671 0 165671 Henry Schein, Inc. COM 806407102 3024 19932 SH SOLE 19860 0 19860 Hexcel Corp. COM 428291108 5729 111366 SH SOLE 109746 0 109746 Highwoods Properties, Inc. COM 431284108 12408 243252 SH SOLE 238537 0 238537 Home Depot, Inc. COM 437076102 213 1592 SH SOLE 1592 0 1592 Honeywell International, Inc. COM 438516106 1454 12548 SH SOLE 12548 0 12548 IDEXX Laboratories, Inc. COM 45168D104 634 5410 SH SOLE 5410 0 5410 Ingersoll-Rand COM G47791101 4647 61933 SH SOLE 61083 0 61083 Int'l Business Machines Corp. COM 459200101 946 5696 SH SOLE 5696 0 5696 Intel Corp. COM 458140100 2474 68224 SH SOLE 66344 0 66344 Interpublic Grp Cos COM 460690100 3022 129111 SH SOLE 126101 0 126101 Iron Mountain, Inc. COM 46284V101 305 9390 SH SOLE 9220 0 9220 J.M. Smucker Co. COM 832696405 9570 74734 SH SOLE 73669 0 73669 J.P. Morgan Chase & Co. COM 46625h100 6007 69610 SH SOLE 69423 0 69423 Johnson & Johnson COM 478160104 4262 36992 SH SOLE 36937 0 36937 Johnson Controls International COM G51502105 3718 90268 SH SOLE 88523 0 88523 Kimberly-Clark Corp. COM 494368103 475 4163 SH SOLE 4163 0 4163 Lam Research COM 512807108 6649 62887 SH SOLE 62147 0 62147 Lincoln National Corp. COM 534187109 3806 57437 SH SOLE 56287 0 56287 Lockheed Martin Corp. COM 539830109 3429 13718 SH SOLE 13667 0 13667 Lowe's Companies, Inc. COM 548661107 17903 251727 SH SOLE 248846 0 248846 LyondellBasell Industries NV COM N53745100 779 9078 SH SOLE 9008 0 9008 MKS Instruments, Inc. COM 55306N104 4732 79670 SH SOLE 77350 0 77350 Macquarie Infrastructure Corp. COM 55608B105 331 4050 SH SOLE 4050 0 4050 Marsh & McLennan COM 571748102 14489 214362 SH SOLE 210377 0 210377 McDonald's Corp. COM 580135101 4415 36274 SH SOLE 35504 0 35504 McKesson Corp. COM 58155q103 7797 55517 SH SOLE 54912 0 54912 Merck & Co., Inc. COM 58933Y105 841 14292 SH SOLE 14292 0 14292 Micron Technology COM 595112103 524 23900 SH SOLE 23900 0 23900 Microsoft Corp. COM 594918104 19599 315408 SH SOLE 308663 0 308663 Mid-America Apartment Communit COM 59522j103 6954 71016 SH SOLE 70061 0 70061 Mohawk Industries, Inc. COM 608190104 4998 25032 SH SOLE 24392 0 24392 Mondelez International, Inc. COM 609207105 3771 85074 SH SOLE 81289 0 81289 NXP Semiconductors NV COM N6596X109 1390 14182 SH SOLE 14032 0 14032 NextEra Energy, Inc. COM 65339F101 5433 45476 SH SOLE 44571 0 44571 Nielsen Holdings, PLC COM G6518L108 2538 60503 SH SOLE 58628 0 58628 Nike, Inc. COM 654106103 450 8861 SH SOLE 7061 0 7061 Noble Energy Inc. COM 655044105 4153 109119 SH SOLE 107479 0 107479 Norfolk Southern Corp. COM 655844108 1711 15830 SH SOLE 15780 0 15780 Northrop Grumman Corp. COM 666807102 460 1979 SH SOLE 1979 0 1979 Novartis AG - Sponsored ADR COM 66987v109 424 5821 SH SOLE 5821 0 5821 ONE Gas, Inc. COM 68235P108 1173 18333 SH SOLE 18271 0 18271 ONEOK Inc. COM 682680103 2463 42895 SH SOLE 42750 0 42750 Old Dominion Freight Lines COM 679580100 837 9761 SH SOLE 9761 0 9761 PB Bancorp, Inc. COM 70454T100 156 15716 SH SOLE 15716 0 15716 PNC Financial Services Group COM 693475105 2291 19584 SH SOLE 19584 0 19584 Pattern Energy Group Inc. COM 70338p100 3299 173732 SH SOLE 169892 0 169892 PepsiCo, Inc. COM 713448108 1023 9780 SH SOLE 9780 0 9780 Pfizer, Inc. COM 717081103 890 27414 SH SOLE 27091 0 27091 Philip Morris International, I COM 718172109 467 5102 SH SOLE 2367 0 2367 Pioneer Natural Resources Co. COM 723787107 11049 61358 SH SOLE 60373 0 60373 Procter & Gamble Co. COM 742718109 6290 74813 SH SOLE 73483 0 73483 QS Energy, Inc. COM 74736R106 1 28000 SH SOLE 20000 0 20000 Qualcomm,Inc. COM 747525103 215 3299 SH SOLE 3299 0 3299 Regeneron Pharmaceuticals COM 75886F107 5400 14709 SH SOLE 14408 0 14408 Rite Aid COM 767754104 762 92455 SH SOLE 91855 0 91855 SPDR KBW Regional Banking ETF COM 78464A698 1010 18175 SH SOLE 18050 0 18050 SPDR S&P Biotech ETF COM 78464A870 227 3835 SH SOLE 3835 0 3835 Sherwin-Williams Co. COM 824348106 5429 20202 SH SOLE 19932 0 19932 Shire PLC ADR COM 82481R106 941 5523 SH SOLE 5523 0 5523 Spectra Energy Corp. COM 847560109 1350 32855 SH SOLE 32655 0 32655 Stanley Black & Decker, Inc. COM 854502101 11515 100399 SH SOLE 98424 0 98424 Statoil ASA ADR COM 85771P102 594 32576 SH SOLE 32576 0 32576 Stryker Corp. COM 863667101 5735 47865 SH SOLE 46545 0 46545 SunTrust Banks COM 867914103 538 9802 SH SOLE 8502 0 8502 T-Mobile US, Inc. COM 872590104 1910 33208 SH SOLE 33068 0 33068 Target Corp. COM 87612e106 8386 116099 SH SOLE 114799 0 114799 Texas Instruments Inc. COM 882508104 1803 24702 SH SOLE 24602 0 24602 The Kraft Heinz Company COM 500754106 370 4240 SH SOLE 3477 0 3477 Thermo Fisher Scientific, Inc. COM 883556102 506 3587 SH SOLE 3587 0 3587 Tyler Technologies COM 902252105 3503 24537 SH SOLE 24537 0 24537 U.S. Bancorp COM 902973304 2328 45328 SH SOLE 45173 0 45173 Unilever N.V. COM 904784709 256 6244 SH SOLE 6244 0 6244 Union Pacific Corp. COM 907818108 3694 35632 SH SOLE 35487 0 35487 United Parcel Service, Inc. COM 911312106 10212 89081 SH SOLE 87641 0 87641 United Technologies Corp. COM 913017109 449 4092 SH SOLE 3642 0 3642 UnitedHealth Group Inc. COM 91324p102 12864 80382 SH SOLE 79262 0 79262 Universal Beverage Holding Cor COM 91337w102 0 260000 SH SOLE 260000 0 260000 Universal Health Services, Inc COM 913903100 531 4992 SH SOLE 4992 0 4992 V. F. Corp. COM 918204108 13446 252031 SH SOLE 248971 0 248971 Vanguard REIT ETF COM 922908553 548 6644 SH SOLE 6644 0 6644 Verizon Communications COM 92343v104 14267 267277 SH SOLE 263507 0 263507 Visa, Inc. Class A COM 92826C839 21303 273049 SH SOLE 269164 0 269164 Wal-Mart Stores, Inc. COM 931142103 515 7445 SH SOLE 7350 0 7350 Walgreens Boots Alliance, Inc. COM 931427108 545 6582 SH SOLE 6582 0 6582 Walt Disney Co. COM 254687106 11297 108394 SH SOLE 106974 0 106974 Wells Fargo & Co. COM 949746101 3254 59046 SH SOLE 57741 0 57741 Weyerhaeuser Co. COM 962166104 5704 189569 SH SOLE 186444 0 186444 Whiting Petroleum Corp. COM 966387102 218 18155 SH SOLE 18155 0 18155 Worlds, Inc. COM 98159J101 0 16500 SH SOLE 16500 0 16500 XPO Logistics, Inc. COM 983793100 237 5502 SH SOLE 5502 0 5502 Guggenheim S&P 500 Equal Weigh GUG S&P 500 EQ WT 78355w106 8670 100067 SH SOLE 100067 0 100067 PowerShares QQQ - Nasdaq 100 I UNIT SER 1 73935A104 8658 73077 SH SOLE 72877 0 72877 PowerShares S&P 500 Low Volati S&P 500 LOW VOL 73937B779 243 5856 SH SOLE 5856 0 5856 SPDR S&P 500 ETF Trust TR UNIT 78462F103 8830 39503 SH SOLE 39298 0 39298 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 477 5571 SH SOLE 5571 0 5571 SPDR S&P MidCap 400 ETF Trust UTSER1 S&PDCRP 78467Y107 1751 5804 SH SOLE 5724 0 5724 Schwab U.S. Large-Cap ETF US LRG CAP ETF 808524201 1690 31738 SH SOLE 31738 0 31738 Schwab U.S. Small-Cap ETF US SML CAP ETF 808524607 328 5332 SH SOLE 5332 0 5332 Vanguard Dividend Appreciation DIV APP ETF 921908844 452 5304 SH SOLE 5304 0 5304 Vanguard High Dividend Yield I HIGH DIV YLD 921946406 1688 22274 SH SOLE 22274 0 22274 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 1545 7526 SH SOLE 7526 0 7526 Vanguard Small Cap ETF SMALL CP ETF 922908751 2101 16289 SH SOLE 16289 0 16289 Vanguard Total Stock Market ET TOTAL STK MKT 922908769 1626 14103 SH SOLE 14103 0 14103 iShares KLD 400 Social Index F MSCI KLD400 SOC 464288570 339 4115 SH SOLE 4115 0 4115 iShares MSCI USA Quality Facto MSCI USA QLT FAC 46432f339 576 8335 SH SOLE 8335 0 8335 iShares Russell 1000 Growth In RUSSELL1000GRW 464287614 1681 16023 SH SOLE 16023 0 16023 iShares Russell 1000 Index RUS 1000 ETF 464287622 534 4290 SH SOLE 4290 0 4290 iShares Russell 2000 Index Fun RUSSELL 2000 ETF 464287655 251 1862 SH SOLE 1812 0 1812 iShares Russell 3000 Index Fun RUSSELL 3000 464287689 681 5120 SH SOLE 5120 0 5120 iShares Russell Midcap Index F RUS MID-CAP ETF 464287499 292 1630 SH SOLE 1630 0 1630 iShares S&P 500 Index Fund CORE S&P500 ETF 464287200 1653 7347 SH SOLE 7347 0 7347 iShares S&P MidCap 400 Index F CORE S&P MCP ETF 464287507 2759 16684 SH SOLE 16684 0 16684 iShares S&P SmallCap 600 Index CORE S&P SCP ETF 464287804 6472 47060 SH SOLE 46600 0 46600 Schwab Emerging Markets Equity EMRG MKTEQ ETF 808524706 374 17369 SH SOLE 17369 0 17369 Schwab International Equity ET INTL EQTY ETF 808524805 976 35247 SH SOLE 35247 0 35247 Vanguard FTSE All-Wld ex-US Sm FTSE SMCAP ETF 922042718 722 7676 SH SOLE 7676 0 7676 Vanguard FTSE All-World ex-US ALLWRLD EX US 922042775 448 10149 SH SOLE 10149 0 10149 Vanguard MSCI Emerging Markets FTSE EMR MKT ETF 922042858 1160 32410 SH SOLE 32235 0 32235 WisdomTree Europe Hedged Equit EUROPE HEDGED EQ 97717X701 463 8072 SH SOLE 8072 0 8072 iShare Core MSCI EAFE ETF CORE MSCI EAFE 46432F842 360 6715 SH SOLE 6715 0 6715 iShares Core MSCI Emerging Mar CORE MSCI EMKT 46434g103 232 5468 SH SOLE 5468 0 5468 iShares MSCI EAFE Index Fund MSCI EAFE ETF 464287465 276 4788 SH SOLE 4788 0 4788