0001140334-12-000004.txt : 20121114
0001140334-12-000004.hdr.sgml : 20121114
20121114114930
ACCESSION NUMBER: 0001140334-12-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM FL INVESTMENT MANAGEMENT CO
CENTRAL INDEX KEY: 0001140334
IRS NUMBER: 010403396
STATE OF INCORPORATION: ME
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06465
FILM NUMBER: 121202167
BUSINESS ADDRESS:
STREET 1: 20 WILLIAM ST., STE. G40
CITY: WELLESLEY
STATE: MA
ZIP: 02481
BUSINESS PHONE: 7812356323
MAIL ADDRESS:
STREET 1: TWO CITY CENTER
CITY: PORTLAND
STATE: ME
ZIP: 04101
13F-HR
1
sept2012.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: F.L.Putnam Investment Management Company
Address: 245 Commercial Street
Portland, ME 04101
13F File Number: 28-6465
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Report Manager:
Name: Robertson P. Breed
Title: Vice President
Phone: 207-775-3197
Signature, Place, and Date of Signing:
/s/ Robertson P. Breed Portland, Maine Date: September 30, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 184
Form 13F Information Table Value Total: 679060
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Co. COM 88579y101 462 5003 SH SOLE 5003
AT&T Inc. COM 00206R102 13902 368751 SH SOLE 685 366193
Abbott Laboratories COM 002824100 9317 135890 SH SOLE 134240
Accenture PLC SHS CLASS A G1151C101 13084 186830 SH SOLE 265 184140
Agrium, Inc COM 008916108 364 3520 SH SOLE 3520
Airgas, Inc. COM 009363102 305 3702 SH SOLE 3702
Alerian MLP ETF Tr ALERIAN MLP 00162q866 1231 74270 SH SOLE 505 73765
Amdocs Ltd. ORD g02602103 1215 36835 SH SOLE 250 36585
American Capital Agency Corp. COM 02503X105 430 12430 SH SOLE 11230
American Water Works Co., Inc. COM 030420103 7792 210260 SH SOLE 209160
Analog Devices Inc. COM 032654105 1256 32069 SH SOLE 225 31844
Annaly Capital Management, Inc COM 035710409 11702 694905 SH SOLE 1164 685641
Aon PLC SHS CL A G0408V102 2935 56130 SH SOLE 55680
Apache Corp. COM 037411105 796 9204 SH SOLE 9204
Apollo Investment Corporation COM 03761U106 1227 155715 SH SOLE 800 154915
Apple, Inc. COM 037833100 25275 37887 SH SOLE 95 37357
Ares Capital Corp. COM 04010L103 392 22850 SH SOLE 22850
Ascena Retail Group, Inc. COM 04351G101 3961 184660 SH SOLE 182760
Automatic Data Processing, Inc COM 053015103 1409 24015 SH SOLE 155 23860
Bank of America Corp. COM 060505104 320 36200 SH SOLE 36200
Bank of Montreal Quebec COM 063671101 1122 19010 SH SOLE 125 18885
Bank of Nova Scotia Halifax COM 064149107 3050 55645 SH SOLE 55220
Bard (C.R.), Inc. COM 067383109 4560 43574 SH SOLE 42924
Baxter International Inc. COM 071813109 328 5435 SH SOLE 5435
Berkshire Hathaway Inc., Class CL A 084670108 265 2 SH SOLE 2
Berkshire Hathaway Inc., Class CL B NEW 084670702 449 5091 SH SOLE 5091
Biogen IDEC, Inc. COM 09062x103 7452 49940 SH SOLE 49015
Boston Beer Company, Inc. - Cl CL A 100557107 202 1800 SH SOLE 1800
Bristol-Myers Squibb Co. COM 110122108 1822 53975 SH SOLE 53975
CIT Group, Inc. COM NEW 125581801 567 14395 SH SOLE 14395
CVS/Caremark Corp. COM 126650100 15933 329059 SH SOLE 390 324719
Catamaran Corporation COM 148887102 5304 54140 SH SOLE 90 53300
Caterpillar Inc. Del. COM 149123101 369 4290 SH SOLE 4290
Celgene Corp COM 151020104 6348 83095 SH SOLE 81695
Chevron Corp. New COM 166764100 6614 56747 SH SOLE 205 55817
China Mobile Limited ADR SPONSORED ADR 16941m109 2857 51604 SH SOLE 125 51204
Coca-Cola Co. COM 191216100 377 9934 SH SOLE 250 9684
Colgate-Palmolive Co. COM 194162103 742 6921 SH SOLE 6921
Comcast Corp. New CL A 20030n101 7147 199952 SH SOLE 310 194567
Connecticut Water Service, Inc COM 207797101 250 7831 SH SOLE 7831
ConocoPhillips COM 20825c104 3305 57795 SH SOLE 300 57495
Cooper Industries, PLC SHS G24140108 6645 88535 SH SOLE 88210
Costco Wholesale Corp. New COM 22160K105 1427 14246 SH SOLE 90 14156
Covidien PLC SHS G2554F113 517 8700 SH SOLE 8700
Cummins Inc. COM 231021106 266 2890 SH SOLE 2890
DSW Inc. CL A 23334L102 514 7700 SH SOLE 7700
DaVita Inc. COM 23918K108 1302 12562 SH SOLE 85 12477
Danaher Corp. Del COM 235851102 505 9155 SH SOLE 9155
Deere & Co. COM 244199105 220 2670 SH SOLE 2670
Denbury Resources Inc. COM NEW 247916208 3218 199160 SH SOLE 198260
Diebold, Inc. COM 253651103 1027 30461 SH SOLE 230 30231
Discover Financial Services COM 254709108 6524 164202 SH SOLE 162602
Dominion Resources Inc. VA New COM 25746u109 1534 28984 SH SOLE 155 28829
Du Pont (E.I.) de Nemours COM 263534109 3786 75306 SH SOLE 550 74756
Duke Energy Corp. New COM NEW 26441C204 232 3587 SH SOLE 3587
EMC Corp. Mass. COM 268648102 13689 501969 SH SOLE 645 496724
Eastman Chemical Co. COM 277432100 1236 21683 SH SOLE 165 21518
Eaton Corp. COM 278058102 1278 27038 SH SOLE 180 26858
Elizabeth Arden, Inc. COM 28660G106 268 5680 SH SOLE 5680
Energizer Holdings, Inc COM 29266r108 1024 13725 SH SOLE 100 13625
Enterprise Products Partners, COM 293792107 1026 19149 SH SOLE 17999
Express Scripts Holding Compan COM 30219G108 12247 195547 SH SOLE 460 192712
Exxon Mobil Corp. COM 30231g102 5506 60203 SH SOLE 380 59823
FedEx Corp. COM 31428x106 260 3070 SH SOLE 3070
Fifth Third Bancorp COM 316773100 2027 130733 SH SOLE 130733
Flowserve Corp. COM 34354P105 1130 8844 SH SOLE 70 8774
Footlocker, Inc. COM 344849104 5463 153890 SH SOLE 150490
General Electric Co. COM 369604103 2490 109622 SH SOLE 435 109187
General Mills, Inc. COM 370334104 8148 204477 SH SOLE 425 202127
Genuine Parts Co. COM 372460105 444 7278 SH SOLE 130 7148
Gilead Sciences Inc. COM 375558103 12794 192889 SH SOLE 190589
Golar LNG Ltd. Bermuda SHS G9456A100 11211 290523 SH SOLE 350 286573
Golar LNG Partners LP COM UNIT LPI Y2745C102 252 7870 SH SOLE 7870
Google, Inc. CL A 38259p508 12098 16035 SH SOLE 6 15789
H.J. Heinz Co. COM 423074103 12773 228286 SH SOLE 2435 223376
Harman International Industrie COM 413086109 3866 83761 SH SOLE 175 82386
Henry Schein, Inc. COM 806407102 2531 31952 SH SOLE 215 31737
Hexcel Corp. New COM 428291108 8739 363803 SH SOLE 675 357853
Highwoods Properties, Inc. COM 431284108 3933 120570 SH SOLE 200 116995
HollyFrontier Corp. COM 436106108 11474 278025 SH SOLE 450 274125
Home Properties, Inc. COM 437306103 273 4452 SH SOLE 4452
Host Hotels & Resorts Inc. COM 44107p104 2880 179436 SH SOLE 500 177811
IDEXX Laboratories, Inc. COM 45168D104 842 8475 SH SOLE 8475
Int'l Business Machines Corp. COM 459200101 3583 17271 SH SOLE 45 17226
Intel Corp. COM 458140100 2813 124162 SH SOLE 635 123527
International Paper Co. COM 460146103 2140 58910 SH SOLE 485 58425
Invesco Ltd. SHS G491BT108 1434 57373 SH SOLE 370 57003
J.P. Morgan Chase & Co. COM 46625h100 333 8232 SH SOLE 8232
Johnson & Johnson COM 478160104 1712 24842 SH SOLE 24842
Johnson Controls, Inc. COM 478366107 5405 197277 SH SOLE 200 196427
Kimberly-Clark Corp. COM 494368103 5104 59505 SH SOLE 110 59395
Kraft Foods, Inc. CL A 50075n104 558 13504 SH SOLE 2290 10114
LKQ Corporation COM 501889208 944 51104 SH SOLE 460 50644
LSI Corporation COM 502161102 5973 864349 SH SOLE 848999
Lincoln National Corp. Ind. COM 534187109 2231 92235 SH SOLE 91485
Lowe's Companies, Inc. COM 548661107 8438 279046 SH SOLE 300 275671
M&T Bank Corp. COM 55261F104 2959 31090 SH SOLE 205 30885
MV Oil Trust TR UNITS 553859109 1307 36480 SH SOLE 250 36230
Markel Corp. COM 570535104 422 920 SH SOLE 920
Marsh & McLennan Cos. Inc. COM 571748102 3042 89661 SH SOLE 285 86276
MasTec, Inc. COM 576323109 10498 532888 SH SOLE 400 525938
McDonald's Corp. COM 580135101 12257 133594 SH SOLE 320 131724
McKesson Corporation COM 58155q103 7392 85929 SH SOLE 280 84774
Merck & Co., Inc. New COM 58933Y105 1658 36759 SH SOLE 35459
Mesabi Trust CTF BEN INT 590672101 904 33737 SH SOLE 33737
Microsoft Corp. COM 594918104 13224 444359 SH SOLE 665 438819
NextEra Energy, Inc. COM 65339F101 3861 54903 SH SOLE 210 53893
Nike, Inc. CL B 654106103 321 3385 SH SOLE 2935
Northeast Utilities COM 664397106 280 7319 SH SOLE 7319
Northern Trust Corp. COM 665859104 372 8010 SH SOLE 8010
Northwestern Corp. COM NEW 668074305 292 8070 SH SOLE 8070
Novartis AG - Sponsored ADR SPONSORED ADR 66987v109 4775 77948 SH SOLE 150 77273
NuStar Energy LP UNIT COM 67058h102 673 13232 SH SOLE 13232
Nuance Communications, Inc. COM 67020Y100 287 11550 SH SOLE 11550
NxStage Medical, Inc. COM 67072v103 166 12550 SH SOLE 12550
ONEOK Inc. New COM 682680103 8270 171184 SH SOLE 168034
ONEOK Partners, LP UNIT LTD PARTN 68268n103 437 7345 SH SOLE 7345
OSI Systems, Inc. COM 671044105 2307 29634 SH SOLE 225 29409
Old Dominion Freight Lines COM 679580100 1947 64583 SH SOLE 285 64298
Orbcomm, Inc. COM 68555p100 68 18075 SH SOLE 18075
Owens Corning New COM 690742101 7889 235785 SH SOLE 200 233060
PNC Financial Services Group COM 693475105 1142 18100 SH SOLE 18100
PP&L Corporation COM 69351T106 3842 132269 SH SOLE 300 131169
PSB Holdings, Inc. COM 69360w108 128 29000 SH SOLE 29000
PepsiCo, Inc. COM 713448108 939 13268 SH SOLE 100 13168
Pfizer, Inc. COM 717081103 667 26840 SH SOLE 26840
Philip Morris International, I COM 718172109 5329 59250 SH SOLE 5255 53545
Phillips 66 COM 718546104 350 7549 SH SOLE 7449
Portland General Electric Comp COM NEW 736508847 624 23064 SH SOLE 23064
PowerShares QQQ - Nasdaq 100 I UNIT SER 1 73935A104 4766 69500 SH SOLE 345 69155
Procter & Gamble Co. COM 742718109 9239 133199 SH SOLE 131774
Qualcomm,Inc. COM 747525103 15866 253983 SH SOLE 455 250603
Raymond James Financial, Inc. COM 754730109 1376 37547 SH SOLE 250 37297
Rockwood Holdings, Inc. COM 774415103 5500 118020 SH SOLE 150 117095
Ross Stores, Inc. COM 778296103 2526 39101 SH SOLE 250 38851
Royal Bank of Canada Montreal COM 780087102 1334 23239 SH SOLE 160 23079
SPDR KBW Regional Banking ETF S&P REGL BKG 78464A698 12351 431255 SH SOLE 200 424930
SPDR S&P Biotech ETF S&P BIOTECH 78464A870 1851 19815 SH SOLE 195 19620
Statoil ASA ADR SPONSOORED ADR 85771P102 7662 297094 SH SOLE 293419
SunTrust Banks Inc. COM 867914103 11315 400231 SH SOLE 690 394441
Tetra Tech, Inc. New COM 88162g103 3141 119595 SH SOLE 335 119260
Timken Co. COM 887389104 1182 31795 SH SOLE 31595
Toronto-Dominion Bank Ont COM NEW 891160509 10012 120139 SH SOLE 220 118819
TransCanada Corp. COM 89353D107 1966 43205 SH SOLE 365 42840
U.S. Bancorp Del. COM NEW 902973304 8692 253405 SH SOLE 253405
Union Pacific Corp. COM 907818108 676 5697 SH SOLE 5297
United Technologies Corp. COM 913017109 274 3500 SH SOLE 3050
UnitedHealth Group Inc. COM 91324p102 7375 133101 SH SOLE 485 129491
V. F. Corp. COM 918204108 16476 103390 SH SOLE 125 101815
Vale SA (ADR) ADR 91912e105 282 15735 SH SOLE 15735
Valmont Industries, Inc. COM 920253101 884 6724 SH SOLE 65 6659
Vanguard REIT ETF REIT ETF 922908553 2783 42842 SH SOLE 275 42567
Verizon Communications Inc. COM 92343v104 8775 192559 SH SOLE 385 190149
Visa, Inc. Class A COM CL A 92826C839 11851 88255 SH SOLE 86955
Vodafone Group PLC (ADR) SPONS ADR NEW 92857w209 2913 102222 SH SOLE 98772
Walt Disney Co. COM 254687106 6555 125391 SH SOLE 380 123161
Wells Fargo & Co. New COM 949746101 800 23177 SH SOLE 21077
Western Union Company COM 959802109 1265 69405 SH SOLE 500 68905
Whiting Petroleum Corp. New COM 966387102 4235 89378 SH SOLE 125 88503
Whole Foods Market, Inc. COM 966837106 1414 14519 SH SOLE 115 14404
Williams Cos.,Inc. Del. COM 969457100 1046 29902 SH SOLE 275 29627
Wolverine World Wide, Inc. COM 978097103 3631 81845 SH SOLE 200 80995
World Fuel Services Corp. COM 981475106 4331 121620 SH SOLE 118920
iShares DJ U.S. Consumer Goods CONS GOODS IDX 464287812 295 3965 SH SOLE 3965
Guggenheim S&P 500 Equal Weigh GUG S&P 500 EQ WT78355w106 3536 67765 SH SOLE 67765
SPDR S&P 500 ETF Trust TR UNIT 78462F103 3719 25830 SH SOLE 575 25255
SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 292 5020 SH SOLE 5020
SPDR S&P MidCap 400 ETF Trust UTSER1 S&PDCRP 78467Y107 1261 7007 SH SOLE 155 6852
Vanguard High Dividend Yield I HIGH DIV YLD 921946406 279 5535 SH SOLE 5535
Vanguard Small Cap ETF SMALL CP ETF 922908751 461 5758 SH SOLE 5758
Vanguard Total Stock Market ET TOTAL STK MKT 922908769 385 5227 SH SOLE 5227
iShares Russell 3000 Index Fun RUSSELL 3000 464287689 390 4595 SH SOLE 4595
iShares S&P 100 Index Fund S&P 100 IDX FD 464287101 1053 15840 SH SOLE 100 15740
iShares S&P SmallCap 600 Index S&P SML CAP 600 464287804 3478 45122 SH SOLE 405 44717
Vanguard FTSE All-World ex-US ALLWRLD EX US 922042775 284 6604 SH SOLE 6604
Vanguard MSCI Emerging Markets MSCI EMR MKT ETF 922042858 604 14479 SH SOLE 14479
WisdomTree Emerging Mkts Equit EMERG MKTS ETF 97717W315 498 9274 SH SOLE 9274
iShares MSCI Canada Index Fund MSCI CDA INDEX 464286509 204 7170 SH SOLE 7170
iShares MSCI Emerging Markets MSCI EMERG MKT 464287234 240 5810 SH SOLE 5810
iShares MSCI Mexico Index MSCI MEX INVEST 464286822 3101 47428 SH SOLE 290 47138
Eaton Vance Tax Adv. Dividend COM 27828g107 180 10500.000SH SOLE 10500.000
Principled Equity Market Fund SH BEN INT 742959109 11082 625062.154SH SOLE 625062.154