0001140334-12-000004.txt : 20121114 0001140334-12-000004.hdr.sgml : 20121114 20121114114930 ACCESSION NUMBER: 0001140334-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM FL INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0001140334 IRS NUMBER: 010403396 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06465 FILM NUMBER: 121202167 BUSINESS ADDRESS: STREET 1: 20 WILLIAM ST., STE. G40 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7812356323 MAIL ADDRESS: STREET 1: TWO CITY CENTER CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 sept2012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: F.L.Putnam Investment Management Company Address: 245 Commercial Street Portland, ME 04101 13F File Number: 28-6465 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Report Manager: Name: Robertson P. Breed Title: Vice President Phone: 207-775-3197 Signature, Place, and Date of Signing: /s/ Robertson P. Breed Portland, Maine Date: September 30, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 184 Form 13F Information Table Value Total: 679060 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579y101 462 5003 SH SOLE 5003 AT&T Inc. COM 00206R102 13902 368751 SH SOLE 685 366193 Abbott Laboratories COM 002824100 9317 135890 SH SOLE 134240 Accenture PLC SHS CLASS A G1151C101 13084 186830 SH SOLE 265 184140 Agrium, Inc COM 008916108 364 3520 SH SOLE 3520 Airgas, Inc. COM 009363102 305 3702 SH SOLE 3702 Alerian MLP ETF Tr ALERIAN MLP 00162q866 1231 74270 SH SOLE 505 73765 Amdocs Ltd. ORD g02602103 1215 36835 SH SOLE 250 36585 American Capital Agency Corp. COM 02503X105 430 12430 SH SOLE 11230 American Water Works Co., Inc. COM 030420103 7792 210260 SH SOLE 209160 Analog Devices Inc. COM 032654105 1256 32069 SH SOLE 225 31844 Annaly Capital Management, Inc COM 035710409 11702 694905 SH SOLE 1164 685641 Aon PLC SHS CL A G0408V102 2935 56130 SH SOLE 55680 Apache Corp. COM 037411105 796 9204 SH SOLE 9204 Apollo Investment Corporation COM 03761U106 1227 155715 SH SOLE 800 154915 Apple, Inc. COM 037833100 25275 37887 SH SOLE 95 37357 Ares Capital Corp. COM 04010L103 392 22850 SH SOLE 22850 Ascena Retail Group, Inc. COM 04351G101 3961 184660 SH SOLE 182760 Automatic Data Processing, Inc COM 053015103 1409 24015 SH SOLE 155 23860 Bank of America Corp. COM 060505104 320 36200 SH SOLE 36200 Bank of Montreal Quebec COM 063671101 1122 19010 SH SOLE 125 18885 Bank of Nova Scotia Halifax COM 064149107 3050 55645 SH SOLE 55220 Bard (C.R.), Inc. COM 067383109 4560 43574 SH SOLE 42924 Baxter International Inc. COM 071813109 328 5435 SH SOLE 5435 Berkshire Hathaway Inc., Class CL A 084670108 265 2 SH SOLE 2 Berkshire Hathaway Inc., Class CL B NEW 084670702 449 5091 SH SOLE 5091 Biogen IDEC, Inc. COM 09062x103 7452 49940 SH SOLE 49015 Boston Beer Company, Inc. - Cl CL A 100557107 202 1800 SH SOLE 1800 Bristol-Myers Squibb Co. COM 110122108 1822 53975 SH SOLE 53975 CIT Group, Inc. COM NEW 125581801 567 14395 SH SOLE 14395 CVS/Caremark Corp. COM 126650100 15933 329059 SH SOLE 390 324719 Catamaran Corporation COM 148887102 5304 54140 SH SOLE 90 53300 Caterpillar Inc. Del. COM 149123101 369 4290 SH SOLE 4290 Celgene Corp COM 151020104 6348 83095 SH SOLE 81695 Chevron Corp. New COM 166764100 6614 56747 SH SOLE 205 55817 China Mobile Limited ADR SPONSORED ADR 16941m109 2857 51604 SH SOLE 125 51204 Coca-Cola Co. COM 191216100 377 9934 SH SOLE 250 9684 Colgate-Palmolive Co. COM 194162103 742 6921 SH SOLE 6921 Comcast Corp. New CL A 20030n101 7147 199952 SH SOLE 310 194567 Connecticut Water Service, Inc COM 207797101 250 7831 SH SOLE 7831 ConocoPhillips COM 20825c104 3305 57795 SH SOLE 300 57495 Cooper Industries, PLC SHS G24140108 6645 88535 SH SOLE 88210 Costco Wholesale Corp. New COM 22160K105 1427 14246 SH SOLE 90 14156 Covidien PLC SHS G2554F113 517 8700 SH SOLE 8700 Cummins Inc. COM 231021106 266 2890 SH SOLE 2890 DSW Inc. CL A 23334L102 514 7700 SH SOLE 7700 DaVita Inc. COM 23918K108 1302 12562 SH SOLE 85 12477 Danaher Corp. Del COM 235851102 505 9155 SH SOLE 9155 Deere & Co. COM 244199105 220 2670 SH SOLE 2670 Denbury Resources Inc. COM NEW 247916208 3218 199160 SH SOLE 198260 Diebold, Inc. COM 253651103 1027 30461 SH SOLE 230 30231 Discover Financial Services COM 254709108 6524 164202 SH SOLE 162602 Dominion Resources Inc. VA New COM 25746u109 1534 28984 SH SOLE 155 28829 Du Pont (E.I.) de Nemours COM 263534109 3786 75306 SH SOLE 550 74756 Duke Energy Corp. New COM NEW 26441C204 232 3587 SH SOLE 3587 EMC Corp. Mass. COM 268648102 13689 501969 SH SOLE 645 496724 Eastman Chemical Co. COM 277432100 1236 21683 SH SOLE 165 21518 Eaton Corp. COM 278058102 1278 27038 SH SOLE 180 26858 Elizabeth Arden, Inc. COM 28660G106 268 5680 SH SOLE 5680 Energizer Holdings, Inc COM 29266r108 1024 13725 SH SOLE 100 13625 Enterprise Products Partners, COM 293792107 1026 19149 SH SOLE 17999 Express Scripts Holding Compan COM 30219G108 12247 195547 SH SOLE 460 192712 Exxon Mobil Corp. COM 30231g102 5506 60203 SH SOLE 380 59823 FedEx Corp. COM 31428x106 260 3070 SH SOLE 3070 Fifth Third Bancorp COM 316773100 2027 130733 SH SOLE 130733 Flowserve Corp. COM 34354P105 1130 8844 SH SOLE 70 8774 Footlocker, Inc. COM 344849104 5463 153890 SH SOLE 150490 General Electric Co. COM 369604103 2490 109622 SH SOLE 435 109187 General Mills, Inc. COM 370334104 8148 204477 SH SOLE 425 202127 Genuine Parts Co. COM 372460105 444 7278 SH SOLE 130 7148 Gilead Sciences Inc. COM 375558103 12794 192889 SH SOLE 190589 Golar LNG Ltd. Bermuda SHS G9456A100 11211 290523 SH SOLE 350 286573 Golar LNG Partners LP COM UNIT LPI Y2745C102 252 7870 SH SOLE 7870 Google, Inc. CL A 38259p508 12098 16035 SH SOLE 6 15789 H.J. Heinz Co. COM 423074103 12773 228286 SH SOLE 2435 223376 Harman International Industrie COM 413086109 3866 83761 SH SOLE 175 82386 Henry Schein, Inc. COM 806407102 2531 31952 SH SOLE 215 31737 Hexcel Corp. New COM 428291108 8739 363803 SH SOLE 675 357853 Highwoods Properties, Inc. COM 431284108 3933 120570 SH SOLE 200 116995 HollyFrontier Corp. COM 436106108 11474 278025 SH SOLE 450 274125 Home Properties, Inc. COM 437306103 273 4452 SH SOLE 4452 Host Hotels & Resorts Inc. COM 44107p104 2880 179436 SH SOLE 500 177811 IDEXX Laboratories, Inc. COM 45168D104 842 8475 SH SOLE 8475 Int'l Business Machines Corp. COM 459200101 3583 17271 SH SOLE 45 17226 Intel Corp. COM 458140100 2813 124162 SH SOLE 635 123527 International Paper Co. COM 460146103 2140 58910 SH SOLE 485 58425 Invesco Ltd. SHS G491BT108 1434 57373 SH SOLE 370 57003 J.P. Morgan Chase & Co. COM 46625h100 333 8232 SH SOLE 8232 Johnson & Johnson COM 478160104 1712 24842 SH SOLE 24842 Johnson Controls, Inc. COM 478366107 5405 197277 SH SOLE 200 196427 Kimberly-Clark Corp. COM 494368103 5104 59505 SH SOLE 110 59395 Kraft Foods, Inc. CL A 50075n104 558 13504 SH SOLE 2290 10114 LKQ Corporation COM 501889208 944 51104 SH SOLE 460 50644 LSI Corporation COM 502161102 5973 864349 SH SOLE 848999 Lincoln National Corp. Ind. COM 534187109 2231 92235 SH SOLE 91485 Lowe's Companies, Inc. COM 548661107 8438 279046 SH SOLE 300 275671 M&T Bank Corp. COM 55261F104 2959 31090 SH SOLE 205 30885 MV Oil Trust TR UNITS 553859109 1307 36480 SH SOLE 250 36230 Markel Corp. COM 570535104 422 920 SH SOLE 920 Marsh & McLennan Cos. Inc. COM 571748102 3042 89661 SH SOLE 285 86276 MasTec, Inc. COM 576323109 10498 532888 SH SOLE 400 525938 McDonald's Corp. COM 580135101 12257 133594 SH SOLE 320 131724 McKesson Corporation COM 58155q103 7392 85929 SH SOLE 280 84774 Merck & Co., Inc. New COM 58933Y105 1658 36759 SH SOLE 35459 Mesabi Trust CTF BEN INT 590672101 904 33737 SH SOLE 33737 Microsoft Corp. COM 594918104 13224 444359 SH SOLE 665 438819 NextEra Energy, Inc. COM 65339F101 3861 54903 SH SOLE 210 53893 Nike, Inc. CL B 654106103 321 3385 SH SOLE 2935 Northeast Utilities COM 664397106 280 7319 SH SOLE 7319 Northern Trust Corp. COM 665859104 372 8010 SH SOLE 8010 Northwestern Corp. COM NEW 668074305 292 8070 SH SOLE 8070 Novartis AG - Sponsored ADR SPONSORED ADR 66987v109 4775 77948 SH SOLE 150 77273 NuStar Energy LP UNIT COM 67058h102 673 13232 SH SOLE 13232 Nuance Communications, Inc. COM 67020Y100 287 11550 SH SOLE 11550 NxStage Medical, Inc. COM 67072v103 166 12550 SH SOLE 12550 ONEOK Inc. New COM 682680103 8270 171184 SH SOLE 168034 ONEOK Partners, LP UNIT LTD PARTN 68268n103 437 7345 SH SOLE 7345 OSI Systems, Inc. COM 671044105 2307 29634 SH SOLE 225 29409 Old Dominion Freight Lines COM 679580100 1947 64583 SH SOLE 285 64298 Orbcomm, Inc. COM 68555p100 68 18075 SH SOLE 18075 Owens Corning New COM 690742101 7889 235785 SH SOLE 200 233060 PNC Financial Services Group COM 693475105 1142 18100 SH SOLE 18100 PP&L Corporation COM 69351T106 3842 132269 SH SOLE 300 131169 PSB Holdings, Inc. COM 69360w108 128 29000 SH SOLE 29000 PepsiCo, Inc. COM 713448108 939 13268 SH SOLE 100 13168 Pfizer, Inc. COM 717081103 667 26840 SH SOLE 26840 Philip Morris International, I COM 718172109 5329 59250 SH SOLE 5255 53545 Phillips 66 COM 718546104 350 7549 SH SOLE 7449 Portland General Electric Comp COM NEW 736508847 624 23064 SH SOLE 23064 PowerShares QQQ - Nasdaq 100 I UNIT SER 1 73935A104 4766 69500 SH SOLE 345 69155 Procter & Gamble Co. COM 742718109 9239 133199 SH SOLE 131774 Qualcomm,Inc. COM 747525103 15866 253983 SH SOLE 455 250603 Raymond James Financial, Inc. COM 754730109 1376 37547 SH SOLE 250 37297 Rockwood Holdings, Inc. COM 774415103 5500 118020 SH SOLE 150 117095 Ross Stores, Inc. COM 778296103 2526 39101 SH SOLE 250 38851 Royal Bank of Canada Montreal COM 780087102 1334 23239 SH SOLE 160 23079 SPDR KBW Regional Banking ETF S&P REGL BKG 78464A698 12351 431255 SH SOLE 200 424930 SPDR S&P Biotech ETF S&P BIOTECH 78464A870 1851 19815 SH SOLE 195 19620 Statoil ASA ADR SPONSOORED ADR 85771P102 7662 297094 SH SOLE 293419 SunTrust Banks Inc. COM 867914103 11315 400231 SH SOLE 690 394441 Tetra Tech, Inc. New COM 88162g103 3141 119595 SH SOLE 335 119260 Timken Co. COM 887389104 1182 31795 SH SOLE 31595 Toronto-Dominion Bank Ont COM NEW 891160509 10012 120139 SH SOLE 220 118819 TransCanada Corp. COM 89353D107 1966 43205 SH SOLE 365 42840 U.S. Bancorp Del. COM NEW 902973304 8692 253405 SH SOLE 253405 Union Pacific Corp. COM 907818108 676 5697 SH SOLE 5297 United Technologies Corp. COM 913017109 274 3500 SH SOLE 3050 UnitedHealth Group Inc. COM 91324p102 7375 133101 SH SOLE 485 129491 V. F. Corp. COM 918204108 16476 103390 SH SOLE 125 101815 Vale SA (ADR) ADR 91912e105 282 15735 SH SOLE 15735 Valmont Industries, Inc. COM 920253101 884 6724 SH SOLE 65 6659 Vanguard REIT ETF REIT ETF 922908553 2783 42842 SH SOLE 275 42567 Verizon Communications Inc. COM 92343v104 8775 192559 SH SOLE 385 190149 Visa, Inc. Class A COM CL A 92826C839 11851 88255 SH SOLE 86955 Vodafone Group PLC (ADR) SPONS ADR NEW 92857w209 2913 102222 SH SOLE 98772 Walt Disney Co. COM 254687106 6555 125391 SH SOLE 380 123161 Wells Fargo & Co. New COM 949746101 800 23177 SH SOLE 21077 Western Union Company COM 959802109 1265 69405 SH SOLE 500 68905 Whiting Petroleum Corp. New COM 966387102 4235 89378 SH SOLE 125 88503 Whole Foods Market, Inc. COM 966837106 1414 14519 SH SOLE 115 14404 Williams Cos.,Inc. Del. COM 969457100 1046 29902 SH SOLE 275 29627 Wolverine World Wide, Inc. COM 978097103 3631 81845 SH SOLE 200 80995 World Fuel Services Corp. COM 981475106 4331 121620 SH SOLE 118920 iShares DJ U.S. Consumer Goods CONS GOODS IDX 464287812 295 3965 SH SOLE 3965 Guggenheim S&P 500 Equal Weigh GUG S&P 500 EQ WT78355w106 3536 67765 SH SOLE 67765 SPDR S&P 500 ETF Trust TR UNIT 78462F103 3719 25830 SH SOLE 575 25255 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 292 5020 SH SOLE 5020 SPDR S&P MidCap 400 ETF Trust UTSER1 S&PDCRP 78467Y107 1261 7007 SH SOLE 155 6852 Vanguard High Dividend Yield I HIGH DIV YLD 921946406 279 5535 SH SOLE 5535 Vanguard Small Cap ETF SMALL CP ETF 922908751 461 5758 SH SOLE 5758 Vanguard Total Stock Market ET TOTAL STK MKT 922908769 385 5227 SH SOLE 5227 iShares Russell 3000 Index Fun RUSSELL 3000 464287689 390 4595 SH SOLE 4595 iShares S&P 100 Index Fund S&P 100 IDX FD 464287101 1053 15840 SH SOLE 100 15740 iShares S&P SmallCap 600 Index S&P SML CAP 600 464287804 3478 45122 SH SOLE 405 44717 Vanguard FTSE All-World ex-US ALLWRLD EX US 922042775 284 6604 SH SOLE 6604 Vanguard MSCI Emerging Markets MSCI EMR MKT ETF 922042858 604 14479 SH SOLE 14479 WisdomTree Emerging Mkts Equit EMERG MKTS ETF 97717W315 498 9274 SH SOLE 9274 iShares MSCI Canada Index Fund MSCI CDA INDEX 464286509 204 7170 SH SOLE 7170 iShares MSCI Emerging Markets MSCI EMERG MKT 464287234 240 5810 SH SOLE 5810 iShares MSCI Mexico Index MSCI MEX INVEST 464286822 3101 47428 SH SOLE 290 47138 Eaton Vance Tax Adv. Dividend COM 27828g107 180 10500.000SH SOLE 10500.000 Principled Equity Market Fund SH BEN INT 742959109 11082 625062.154SH SOLE 625062.154