0001140334-12-000002.txt : 20120507 0001140334-12-000002.hdr.sgml : 20120507 20120507144715 ACCESSION NUMBER: 0001140334-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120507 DATE AS OF CHANGE: 20120507 EFFECTIVENESS DATE: 20120507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM FL INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0001140334 IRS NUMBER: 010403396 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06465 FILM NUMBER: 12817354 BUSINESS ADDRESS: STREET 1: 20 WILLIAM ST., STE. G40 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7812356323 MAIL ADDRESS: STREET 1: TWO CITY CENTER CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 mar312012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: F.L.Putnam Investment Management Company Address: 245 Commercial Street Portland, ME 04101 13F File Number: 28-6465 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Report Manager: Name: Robertson P. Breed Title: Vice President Phone: 207-775-3197 Signature, Place, and Date of Signing: /s/ Robertson P. Breed Portland, Maine Date: March 31, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 187 Form 13F Information Table Value Total: 629187 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579y101 451 5053 SH SOLE 5053 AT&T Inc. COM 00206R102 6479 207468 SH SOLE 685 205060 Abbott Laboratories COM 002824100 7169 116967 SH SOLE 115617 Accenture PLC Irelanad SHS CLASS A G1151C101 12566 194821 SH SOLE 265 192081 Aetna Inc New COM 00817y108 2316 46175 SH SOLE 190 43385 Agrium, Inc COM 008916108 703 8135 SH SOLE 8135 Airgas, Inc. COM 009363102 329 3702 SH SOLE 3702 Alerian MLP ETF Tr. ALERIAN MLP 00162q866 534 32095 SH SOLE 32095 Altria Group, Inc COM 02209s103 203 6587 SH SOLE 3060 3527 Amdocs Ltd. ORD g02602103 1188 37629 SH SOLE 250 37379 American Capital Agency Corp. COM 02503X105 326 11030 SH SOLE 9830 American Water Works Co., Inc. COM 030420103 5846 171780 SH SOLE 170680 Analog Devices Inc. COM 032654105 719 17809 SH SOLE 225 17584 Annaly Capital Management, Inc COM 035710409 10764 680382 SH SOLE 1164 671118 Aon PLC COM 037389103 3548 72320 SH SOLE 71870 Apache Corp. COM 037411105 1016 10120 SH SOLE 10120 Apollo Investment Corporation COM 03761U106 2875 400951 SH SOLE 1600 397551 Apple, Inc. COM 037833100 25772 42985 SH SOLE 108 42417 Ares Capital Corp. COM 04010L103 368 22500 SH SOLE 22500 Arrow Electronics Inc. COM 042735100 660 15729 SH SOLE 15729 Automatic Data Processing, Inc COM 053015103 1379 24988 SH SOLE 155 24833 Banco Bradesco S.A. SP ADR PFD NEW 059460303 2189 125113 SH SOLE 124733 Bank of America Corp. COM 060505104 1010 105542 SH SOLE 105542 Bank of Montreal Quebec COM 063671101 3275 55108 SH SOLE 365 54743 Bank of Nova Scotia Halifax COM 064149107 3132 55885 SH SOLE 55460 Bard (C.R.), Inc. COM 067383109 5372 54419 SH SOLE 53719 Berkshire Hathaway Inc., Class Cl A 084670108 244 2 SH SOLE 2 Berkshire Hathaway Inc., Class Cl B NEW 084670702 413 5091 SH SOLE 5091 Biogen IDEC, Inc. COM 09062x103 8409 66737 SH SOLE 65562 Boeing Co. COM 097023105 949 12755 SH SOLE 12755 Boston Beer Company, Inc.-Cl A CL A 100557107 235 2200 SH SOLE 2200 Brightpoint, Inc. COM NEW 109473405 699 86880 SH SOLE 805 86075 Bristol-Myers Squibb Co. COM 110122108 2276 67445 SH SOLE 515 66930 CVS/Caremark Corp. COM 126650100 13095 292298 SH SOLE 200 288148 Canadian National Railway Co. COM 136375102 556 7000 SH SOLE 7000 Caterpillar Inc. Del. COM 149123101 2804 26320 SH SOLE 80 26115 Celgene Corp COM 151020104 7632 98455 SH SOLE 96705 Chevron Corp. New COM 166764100 5835 54422 SH SOLE 205 53492 Chicago Bridge & Iron Company NY REGISTRY SH 167250109 8066 186765 SH SOLE 210 184080 China Mobile Limited ADR SPONSORED ADR 16941m109 2900 52649 SH SOLE 125 52249 Coca-Cola Co. COM 191216100 432 5832 SH SOLE 125 5707 Colgate-Palmolive Co. COM 194162103 687 7021 SH SOLE 7021 Collective Brands, Inc. COM 19421w100 677 34420 SH SOLE 450 33970 Comcast Corp. New CL A 20030n101 5772 192339 SH SOLE 310 186954 Connecticut Water Service, Inc COM 207797101 222 7831 SH SOLE 7831 ConocoPhillips COM 20825c104 3247 42722 SH SOLE 225 42297 Cooper Industries, PLC SHS G24140108 5958 93170 SH SOLE 92845 Costco Wholesale Corp. New COM 22160K105 1374 15129 SH SOLE 110 15019 Covidien PLC SHS G2554F113 667 12200 SH SOLE 12200 Cummins Inc. COM 231021106 7409 61720 SH SOLE 60645 DSW Inc. CL A 23334L102 657 12000 SH SOLE 12000 Danaher Corp. Del. COM 235851102 767 13700 SH SOLE 13700 Deere & Co. COM 244199105 1538 19015 SH SOLE 105 18910 Denbury Resources Inc. COM NEW 247916208 6715 368375 SH SOLE 364775 Discover Financial Services COM 254709108 3316 99452 SH SOLE 99452 Dominion Resources Inc. VA New COM 25746u109 1460 28511 SH SOLE 155 28356 Dover Corp. COM 260003108 441 7000 SH SOLE 7000 Du Pont (E.I.) de Nemours & Co.COM 263534109 3945 74569 SH SOLE 550 74019 EMC Corp. Mass. COM 268648102 13666 457369 SH SOLE 350 452569 EQT Corporation COM 26884L109 400 8295 SH SOLE 8295 Eaton Corp. COM 278058102 1056 21201 SH SOLE 180 21021 Enterprise Products Partners, COM 293792107 956 18941 SH SOLE 17791 Exxon Mobil Corp. COM 30231g102 5476 63139 SH SOLE 380 62759 FedEx Corp. COM 31428x106 342 3720 SH SOLE 3720 Gafisa S.A. SPONS ADR 362607301 50 10550 SH SOLE 10550 General Electric Co. COM 369604103 787 39190 SH SOLE 39190 General Mills, Inc. COM 370334104 8068 204510 SH SOLE 250 202335 Genesco Inc. COM 371532102 537 7500 SH SOLE 7500 Gilead Sciences Inc. COM 375558103 9195 188186 SH SOLE 185886 Golar LNG Ltd. Bermuda SHS G9456A100 9921 260728 SH SOLE 500 256553 Google, Inc. CL A 38259p508 380 593 SH SOLE 6 587 H.J. Heinz Co. COM 423074103 11758 219563 SH SOLE 2895 214193 Henry Schein, Inc. COM 806407102 2479 32756 SH SOLE 215 32541 Hexcel Corp. New COM 428291108 11071 461087 SH SOLE 955 454257 Home Properties, Inc. COM 437306103 272 4452 SH SOLE 4452 IDEXX Laboratories, Inc. COM 45168D104 1025 11725 SH SOLE 11725 Int'l Business Machines Corp. COM 459200101 4781 22916 SH SOLE 83 22833 Intel Corp. COM 458140100 2600 92481 SH SOLE 605 91876 International Paper Co. COM 460146103 2075 59125 SH SOLE 540 58585 J.P. Morgan Chase & Co. COM 46625h100 368 7999 SH SOLE 7999 Johnson & Johnson COM 478160104 1758 26657 SH SOLE 26657 Johnson Controls, Inc. COM 478366107 8714 268292 SH SOLE 200 265942 Kimberly-Clark Corp. COM 494368103 1361 18424 SH SOLE 110 18314 Kraft Foods, Inc. CL A 50075n104 1369 36006 SH SOLE 2725 32181 Kroger Co. COM 501044101 748 30880 SH SOLE 30880 Lincoln National Corp. Ind. COM 534187109 3186 120852 SH SOLE 500 119602 M&T Bank Corp. COM 55261F104 2697 31045 SH SOLE 205 30840 MV Oil Trust TR UNITS 553859109 2241 54158 SH SOLE 250 51758 Markel Corp. COM 570535104 413 920 SH SOLE 920 Market Vectors Gold Miners ETF GOLD MINER ETF 57060U100 756 15255 SH SOLE 200 15055 Marsh & McLennan Cos. Inc. COM 571748102 3443 105011 SH SOLE 285 101626 MasTec, Inc. COM 576323109 10274 567911 SH SOLE 870 560491 McDonald's Corp. COM 580135101 11221 114382 SH SOLE 320 112762 McKesson Corporation COM 58155q103 6223 70898 SH SOLE 205 69818 Medco Health Solutions, Inc. COM 58405u102 373 5305 SH SOLE 5305 Merck & Co., Inc. New COM 58933Y105 1259 32790 SH SOLE 31490 Mesabi Trust CTF BEN INT 590672101 1152 37587 SH SOLE 37587 MetLife, Inc. COM 59156R108 609 16306 SH SOLE 16306 Microsoft Corp. COM 594918104 13711 425077 SH SOLE 665 419637 NYSE Euronext COM 629491101 7363 245347 SH SOLE 242597 NextEra Energy, Inc. COM 65339F101 5394 88308 SH SOLE 260 86048 Nike, Inc. CL B 654106103 1564 14422 SH SOLE 80 13892 Noble Corp. BAAR NAMEN - AKT H5833N103 450 12000 SH SOLE 12000 Northeast Utilities COM 664397106 272 7319 SH SOLE 7319 Northern Trust Corp. COM 665859104 409 8610 SH SOLE 8610 Northwestern Corp. COM NEW 668074305 394 11110 SH SOLE 11110 Novartis AG - Sponsored ADR SPONSORED ADR 66987v109 4462 80533 SH SOLE 150 79858 NuStar Energy LP UNIT COM 67058h102 752 12732 SH SOLE 12732 Nuance Communications, Inc. COM 67020Y100 207 8100 SH SOLE 8100 NxStage Medical, Inc. COM 67072v103 242 12550 SH SOLE 12550 O'Reilly Automotive, Inc. New COM 67103H107 9000 98518 SH SOLE 96743 ONEOK Inc. New COM 682680103 7110 87066 SH SOLE 85491 ONEOK Partners, LP UNIT LTD PARTN 68268n103 634 11600 SH SOLE 11600 OSI Systems, Inc. COM 671044105 1835 29939 SH SOLE 225 29714 Old Dominion Freight Lines Inc.COM 679580100 1376 28862 SH SOLE 28862 Oracle Corp. COM 68389X105 2616 89715 SH SOLE 89215 Orbcomm, Inc. COM 68555p100 70 18075 SH SOLE 18075 PNC Financial Services Group COM 693475105 1170 18139 SH SOLE 18139 PP&L Corporation COM 69351T106 3427 121279 SH SOLE 300 120179 PartnerRe Ltd. COM G6852T105 611 9000 SH SOLE 9000 PepsiCo, Inc. COM 713448108 4269 64343 SH SOLE 100 63843 Pfizer, Inc. COM 717081103 953 42068 SH SOLE 42068 Philip Morris International, I COM 718172109 5729 64658 SH SOLE 5450 58758 Plains Exploration & Productio COM 726505100 884 20725 SH SOLE 200 20525 Portland General Electric Comp COM NEW 736508847 808 32364 SH SOLE 32364 PowerShares QQQ - Nasdaq 100 I UNIT SER 1 73935A104 4183 61926 SH SOLE 375 61551 Praxair, Inc. COM 74005P104 260 2265 SH SOLE 2265 Procter & Gamble Co. COM 742718109 11446 170296 SH SOLE 115 168006 Qualcomm,Inc. COM 747525103 17592 258473 SH SOLE 500 255048 Raymond James Financial, Inc. COM 754730109 1285 35182 SH SOLE 250 34932 Ross Stores, Inc. COM 778296103 3940 67817 SH SOLE 250 67567 SPDR KBW Regional Banking ETF S&P REGL BKG 78464A698 9299 326620 SH SOLE 200 321370 SPDR S&P Biotech ETF S&P BIOTECH 78464A870 1179 14656 SH SOLE 110 14546 SanDisk Corp. COM 80004c101 7287 146943 SH SOLE 150 145168 Schlumberger Ltd. COM 806857108 381 5445 SH SOLE 5445 Statoil ASA ADR SPONSORED ADR 85771P102 3421 126182 SH SOLE 125107 SunTrust Banks, Inc. COM 867914103 1031 42665 SH SOLE 365 42300 Symantec Corp. COM 871503108 869 46460 SH SOLE 400 46060 Tele Norte Leste Participacoes SPON ADR PFD 879246106 584 51455 SH SOLE 51455 Tetra Tech, Inc. New COM 88162g103 1300 49320 SH SOLE 49320 Teva Pharmaceutical Industries ADR 881624209 839 18619 SH SOLE 18619 Thermo Fisher Scientific, Inc. COM 883556102 2967 52621 SH SOLE 52146 Timken Co. COM 887389104 7777 153280 SH SOLE 160 151370 Titan International, Inc. Ill. COM 88830M102 2187 92460 SH SOLE 91760 Toronto-Dominion Bank Ont. COM NEW 891160509 9934 116942 SH SOLE 220 115622 Total S.A. SPONSORED ADR 89151e109 510 9975 SH SOLE 9975 TransCanada Corp. COM 89353D107 1926 44790 SH SOLE 365 44425 Transocean Ltd. REG SHS h8817h100 561 10257 SH SOLE 10257 U.S. Bancorp Del. COM NEW 902973304 7627 240755 SH SOLE 240755 Union Pacific Corp. COM 907818108 645 5997 SH SOLE 5597 United Technologies Corp. COM 913017109 275 3310 SH SOLE 2860 UnitedHealth Group Inc. COM 91324p102 6300 106881 SH SOLE 325 103556 V. F. Corp. COM 918204108 13645 93473 SH SOLE 125 91898 Vale SA (ADR) ADR 91912e105 402 17235 SH SOLE 17235 Vanguard REIT ETF REIT ETF 922908553 2774 43581 SH SOLE 275 43306 Verizon Communications Inc. COM 92343v104 7387 193214 SH SOLE 435 190754 Visa, Inc. Class A COM CL A 92826C839 11336 96065 SH SOLE 94565 Vodafone Group PLC (ADR) New SPONS ADR NEW 92857w209 2829 102247 SH SOLE 98797 Walt Disney Co. COM DISNEY 254687106 2246 51313 SH SOLE 380 50933 Wells Fargo & Co. New COM 949746101 714 20927 SH SOLE 20927 Western Union Company COM 959802109 1256 71384 SH SOLE 500 70884 Whiting Petroleum Corp. New COM 966387102 13139 241977 SH SOLE 400 238677 Whole Foods Market, Inc. COM 966837106 1208 14519 SH SOLE 115 14404 Wolverine World Wide, Inc. COM 978097103 356 9570 SH SOLE 200 9370 World Fuel Services Corp. COM 981475106 9061 221006 SH SOLE 380 216976 Zoll Medical Corp. COM 989922109 350 3775 SH SOLE 3775 Select Sector SPDR Tr. SBI INT-FINL 81369y605 340 21550 SH SOLE 21550 Rydex ETF Tr. GUG S&P 500 EQ WT78355w106 3747 72236 SH SOLE 72236 Market Vectors Agribusiness ET AGRIBUS ETF 57060u605 429 8115 SH SOLE 8115 SPDR S&P 500 ETF Trust TR UNIT 78462F103 2738 19445 SH SOLE 675 18770 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 788 13910 SH SOLE 13910 SPDR S&P MidCap 400 ETF Trust UTSER 1 S&P DCRP 78467Y107 1317 7291 SH SOLE 210 7081 Vanguard Whitehall Fds. Inc. HIGH DIV YLD 921946406 278 5735 SH SOLE 5735 Vanguard Small Cap ETF SMALL CP ETF 922908751 456 5798 SH SOLE 5798 Vanguard Total Stock Market ET TOTAL STK MKT 922908769 438 6062 SH SOLE 6062 iShares Russell 3000 Index Fun RUSSELL 3000 464287689 396 4758 SH SOLE 4758 iShares S&P MidCap 400 Index F S&P MIDCAP 400 464287507 225 2272 SH SOLE 2272 iShares S&P SmallCap 600 Index S&P SMLCAP 600 464287804 3453 45245 SH SOLE 405 44840 Vanguard FTSE All-World ex-US ALLWRLD EX US 922042775 409 9239 SH SOLE 9239 Vanguard MSCI Emerging Markets MSCI EMR MKT ETF 922042858 4907 112875 SH SOLE 75 111375 WisdomTree Emerging Mkts Equit EMERG MKTS ETF 97717W315 634 11000 SH SOLE 11000 iShares MSCI Canada Index Fund MSCI CDA INDEX 464286509 251 8870 SH SOLE 8870 iShares MSCI Emerging Markets MSCI EMERG MKT 464287234 1336 31108 SH SOLE 205 30903 iShares MSCI Mexico Index MSCI MEX INVEST 464286822 2435 38950 SH SOLE 290 38660 iShares MSCI Pacific ex-Japan MSCI PAC J IDX 464286665 938 21563 SH SOLE 21563 iShares S&P Global Infrastruct S&P GLO INFRAS 464288372 205 5785 SH SOLE 5785 Principled Equity Market Fund SH BEN INT 742959109 10801 627209.154SH SOLE 627209.154