0001140334-12-000002.txt : 20120507
0001140334-12-000002.hdr.sgml : 20120507
20120507144715
ACCESSION NUMBER: 0001140334-12-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120507
DATE AS OF CHANGE: 20120507
EFFECTIVENESS DATE: 20120507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM FL INVESTMENT MANAGEMENT CO
CENTRAL INDEX KEY: 0001140334
IRS NUMBER: 010403396
STATE OF INCORPORATION: ME
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06465
FILM NUMBER: 12817354
BUSINESS ADDRESS:
STREET 1: 20 WILLIAM ST., STE. G40
CITY: WELLESLEY
STATE: MA
ZIP: 02481
BUSINESS PHONE: 7812356323
MAIL ADDRESS:
STREET 1: TWO CITY CENTER
CITY: PORTLAND
STATE: ME
ZIP: 04101
13F-HR
1
mar312012.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: F.L.Putnam Investment Management Company
Address: 245 Commercial Street
Portland, ME 04101
13F File Number: 28-6465
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Report Manager:
Name: Robertson P. Breed
Title: Vice President
Phone: 207-775-3197
Signature, Place, and Date of Signing:
/s/ Robertson P. Breed Portland, Maine Date: March 31, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 187
Form 13F Information Table Value Total: 629187
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Co. COM 88579y101 451 5053 SH SOLE 5053
AT&T Inc. COM 00206R102 6479 207468 SH SOLE 685 205060
Abbott Laboratories COM 002824100 7169 116967 SH SOLE 115617
Accenture PLC Irelanad SHS CLASS A G1151C101 12566 194821 SH SOLE 265 192081
Aetna Inc New COM 00817y108 2316 46175 SH SOLE 190 43385
Agrium, Inc COM 008916108 703 8135 SH SOLE 8135
Airgas, Inc. COM 009363102 329 3702 SH SOLE 3702
Alerian MLP ETF Tr. ALERIAN MLP 00162q866 534 32095 SH SOLE 32095
Altria Group, Inc COM 02209s103 203 6587 SH SOLE 3060 3527
Amdocs Ltd. ORD g02602103 1188 37629 SH SOLE 250 37379
American Capital Agency Corp. COM 02503X105 326 11030 SH SOLE 9830
American Water Works Co., Inc. COM 030420103 5846 171780 SH SOLE 170680
Analog Devices Inc. COM 032654105 719 17809 SH SOLE 225 17584
Annaly Capital Management, Inc COM 035710409 10764 680382 SH SOLE 1164 671118
Aon PLC COM 037389103 3548 72320 SH SOLE 71870
Apache Corp. COM 037411105 1016 10120 SH SOLE 10120
Apollo Investment Corporation COM 03761U106 2875 400951 SH SOLE 1600 397551
Apple, Inc. COM 037833100 25772 42985 SH SOLE 108 42417
Ares Capital Corp. COM 04010L103 368 22500 SH SOLE 22500
Arrow Electronics Inc. COM 042735100 660 15729 SH SOLE 15729
Automatic Data Processing, Inc COM 053015103 1379 24988 SH SOLE 155 24833
Banco Bradesco S.A. SP ADR PFD NEW 059460303 2189 125113 SH SOLE 124733
Bank of America Corp. COM 060505104 1010 105542 SH SOLE 105542
Bank of Montreal Quebec COM 063671101 3275 55108 SH SOLE 365 54743
Bank of Nova Scotia Halifax COM 064149107 3132 55885 SH SOLE 55460
Bard (C.R.), Inc. COM 067383109 5372 54419 SH SOLE 53719
Berkshire Hathaway Inc., Class Cl A 084670108 244 2 SH SOLE 2
Berkshire Hathaway Inc., Class Cl B NEW 084670702 413 5091 SH SOLE 5091
Biogen IDEC, Inc. COM 09062x103 8409 66737 SH SOLE 65562
Boeing Co. COM 097023105 949 12755 SH SOLE 12755
Boston Beer Company, Inc.-Cl A CL A 100557107 235 2200 SH SOLE 2200
Brightpoint, Inc. COM NEW 109473405 699 86880 SH SOLE 805 86075
Bristol-Myers Squibb Co. COM 110122108 2276 67445 SH SOLE 515 66930
CVS/Caremark Corp. COM 126650100 13095 292298 SH SOLE 200 288148
Canadian National Railway Co. COM 136375102 556 7000 SH SOLE 7000
Caterpillar Inc. Del. COM 149123101 2804 26320 SH SOLE 80 26115
Celgene Corp COM 151020104 7632 98455 SH SOLE 96705
Chevron Corp. New COM 166764100 5835 54422 SH SOLE 205 53492
Chicago Bridge & Iron Company NY REGISTRY SH 167250109 8066 186765 SH SOLE 210 184080
China Mobile Limited ADR SPONSORED ADR 16941m109 2900 52649 SH SOLE 125 52249
Coca-Cola Co. COM 191216100 432 5832 SH SOLE 125 5707
Colgate-Palmolive Co. COM 194162103 687 7021 SH SOLE 7021
Collective Brands, Inc. COM 19421w100 677 34420 SH SOLE 450 33970
Comcast Corp. New CL A 20030n101 5772 192339 SH SOLE 310 186954
Connecticut Water Service, Inc COM 207797101 222 7831 SH SOLE 7831
ConocoPhillips COM 20825c104 3247 42722 SH SOLE 225 42297
Cooper Industries, PLC SHS G24140108 5958 93170 SH SOLE 92845
Costco Wholesale Corp. New COM 22160K105 1374 15129 SH SOLE 110 15019
Covidien PLC SHS G2554F113 667 12200 SH SOLE 12200
Cummins Inc. COM 231021106 7409 61720 SH SOLE 60645
DSW Inc. CL A 23334L102 657 12000 SH SOLE 12000
Danaher Corp. Del. COM 235851102 767 13700 SH SOLE 13700
Deere & Co. COM 244199105 1538 19015 SH SOLE 105 18910
Denbury Resources Inc. COM NEW 247916208 6715 368375 SH SOLE 364775
Discover Financial Services COM 254709108 3316 99452 SH SOLE 99452
Dominion Resources Inc. VA New COM 25746u109 1460 28511 SH SOLE 155 28356
Dover Corp. COM 260003108 441 7000 SH SOLE 7000
Du Pont (E.I.) de Nemours & Co.COM 263534109 3945 74569 SH SOLE 550 74019
EMC Corp. Mass. COM 268648102 13666 457369 SH SOLE 350 452569
EQT Corporation COM 26884L109 400 8295 SH SOLE 8295
Eaton Corp. COM 278058102 1056 21201 SH SOLE 180 21021
Enterprise Products Partners, COM 293792107 956 18941 SH SOLE 17791
Exxon Mobil Corp. COM 30231g102 5476 63139 SH SOLE 380 62759
FedEx Corp. COM 31428x106 342 3720 SH SOLE 3720
Gafisa S.A. SPONS ADR 362607301 50 10550 SH SOLE 10550
General Electric Co. COM 369604103 787 39190 SH SOLE 39190
General Mills, Inc. COM 370334104 8068 204510 SH SOLE 250 202335
Genesco Inc. COM 371532102 537 7500 SH SOLE 7500
Gilead Sciences Inc. COM 375558103 9195 188186 SH SOLE 185886
Golar LNG Ltd. Bermuda SHS G9456A100 9921 260728 SH SOLE 500 256553
Google, Inc. CL A 38259p508 380 593 SH SOLE 6 587
H.J. Heinz Co. COM 423074103 11758 219563 SH SOLE 2895 214193
Henry Schein, Inc. COM 806407102 2479 32756 SH SOLE 215 32541
Hexcel Corp. New COM 428291108 11071 461087 SH SOLE 955 454257
Home Properties, Inc. COM 437306103 272 4452 SH SOLE 4452
IDEXX Laboratories, Inc. COM 45168D104 1025 11725 SH SOLE 11725
Int'l Business Machines Corp. COM 459200101 4781 22916 SH SOLE 83 22833
Intel Corp. COM 458140100 2600 92481 SH SOLE 605 91876
International Paper Co. COM 460146103 2075 59125 SH SOLE 540 58585
J.P. Morgan Chase & Co. COM 46625h100 368 7999 SH SOLE 7999
Johnson & Johnson COM 478160104 1758 26657 SH SOLE 26657
Johnson Controls, Inc. COM 478366107 8714 268292 SH SOLE 200 265942
Kimberly-Clark Corp. COM 494368103 1361 18424 SH SOLE 110 18314
Kraft Foods, Inc. CL A 50075n104 1369 36006 SH SOLE 2725 32181
Kroger Co. COM 501044101 748 30880 SH SOLE 30880
Lincoln National Corp. Ind. COM 534187109 3186 120852 SH SOLE 500 119602
M&T Bank Corp. COM 55261F104 2697 31045 SH SOLE 205 30840
MV Oil Trust TR UNITS 553859109 2241 54158 SH SOLE 250 51758
Markel Corp. COM 570535104 413 920 SH SOLE 920
Market Vectors Gold Miners ETF GOLD MINER ETF 57060U100 756 15255 SH SOLE 200 15055
Marsh & McLennan Cos. Inc. COM 571748102 3443 105011 SH SOLE 285 101626
MasTec, Inc. COM 576323109 10274 567911 SH SOLE 870 560491
McDonald's Corp. COM 580135101 11221 114382 SH SOLE 320 112762
McKesson Corporation COM 58155q103 6223 70898 SH SOLE 205 69818
Medco Health Solutions, Inc. COM 58405u102 373 5305 SH SOLE 5305
Merck & Co., Inc. New COM 58933Y105 1259 32790 SH SOLE 31490
Mesabi Trust CTF BEN INT 590672101 1152 37587 SH SOLE 37587
MetLife, Inc. COM 59156R108 609 16306 SH SOLE 16306
Microsoft Corp. COM 594918104 13711 425077 SH SOLE 665 419637
NYSE Euronext COM 629491101 7363 245347 SH SOLE 242597
NextEra Energy, Inc. COM 65339F101 5394 88308 SH SOLE 260 86048
Nike, Inc. CL B 654106103 1564 14422 SH SOLE 80 13892
Noble Corp. BAAR NAMEN - AKT H5833N103 450 12000 SH SOLE 12000
Northeast Utilities COM 664397106 272 7319 SH SOLE 7319
Northern Trust Corp. COM 665859104 409 8610 SH SOLE 8610
Northwestern Corp. COM NEW 668074305 394 11110 SH SOLE 11110
Novartis AG - Sponsored ADR SPONSORED ADR 66987v109 4462 80533 SH SOLE 150 79858
NuStar Energy LP UNIT COM 67058h102 752 12732 SH SOLE 12732
Nuance Communications, Inc. COM 67020Y100 207 8100 SH SOLE 8100
NxStage Medical, Inc. COM 67072v103 242 12550 SH SOLE 12550
O'Reilly Automotive, Inc. New COM 67103H107 9000 98518 SH SOLE 96743
ONEOK Inc. New COM 682680103 7110 87066 SH SOLE 85491
ONEOK Partners, LP UNIT LTD PARTN 68268n103 634 11600 SH SOLE 11600
OSI Systems, Inc. COM 671044105 1835 29939 SH SOLE 225 29714
Old Dominion Freight Lines Inc.COM 679580100 1376 28862 SH SOLE 28862
Oracle Corp. COM 68389X105 2616 89715 SH SOLE 89215
Orbcomm, Inc. COM 68555p100 70 18075 SH SOLE 18075
PNC Financial Services Group COM 693475105 1170 18139 SH SOLE 18139
PP&L Corporation COM 69351T106 3427 121279 SH SOLE 300 120179
PartnerRe Ltd. COM G6852T105 611 9000 SH SOLE 9000
PepsiCo, Inc. COM 713448108 4269 64343 SH SOLE 100 63843
Pfizer, Inc. COM 717081103 953 42068 SH SOLE 42068
Philip Morris International, I COM 718172109 5729 64658 SH SOLE 5450 58758
Plains Exploration & Productio COM 726505100 884 20725 SH SOLE 200 20525
Portland General Electric Comp COM NEW 736508847 808 32364 SH SOLE 32364
PowerShares QQQ - Nasdaq 100 I UNIT SER 1 73935A104 4183 61926 SH SOLE 375 61551
Praxair, Inc. COM 74005P104 260 2265 SH SOLE 2265
Procter & Gamble Co. COM 742718109 11446 170296 SH SOLE 115 168006
Qualcomm,Inc. COM 747525103 17592 258473 SH SOLE 500 255048
Raymond James Financial, Inc. COM 754730109 1285 35182 SH SOLE 250 34932
Ross Stores, Inc. COM 778296103 3940 67817 SH SOLE 250 67567
SPDR KBW Regional Banking ETF S&P REGL BKG 78464A698 9299 326620 SH SOLE 200 321370
SPDR S&P Biotech ETF S&P BIOTECH 78464A870 1179 14656 SH SOLE 110 14546
SanDisk Corp. COM 80004c101 7287 146943 SH SOLE 150 145168
Schlumberger Ltd. COM 806857108 381 5445 SH SOLE 5445
Statoil ASA ADR SPONSORED ADR 85771P102 3421 126182 SH SOLE 125107
SunTrust Banks, Inc. COM 867914103 1031 42665 SH SOLE 365 42300
Symantec Corp. COM 871503108 869 46460 SH SOLE 400 46060
Tele Norte Leste Participacoes SPON ADR PFD 879246106 584 51455 SH SOLE 51455
Tetra Tech, Inc. New COM 88162g103 1300 49320 SH SOLE 49320
Teva Pharmaceutical Industries ADR 881624209 839 18619 SH SOLE 18619
Thermo Fisher Scientific, Inc. COM 883556102 2967 52621 SH SOLE 52146
Timken Co. COM 887389104 7777 153280 SH SOLE 160 151370
Titan International, Inc. Ill. COM 88830M102 2187 92460 SH SOLE 91760
Toronto-Dominion Bank Ont. COM NEW 891160509 9934 116942 SH SOLE 220 115622
Total S.A. SPONSORED ADR 89151e109 510 9975 SH SOLE 9975
TransCanada Corp. COM 89353D107 1926 44790 SH SOLE 365 44425
Transocean Ltd. REG SHS h8817h100 561 10257 SH SOLE 10257
U.S. Bancorp Del. COM NEW 902973304 7627 240755 SH SOLE 240755
Union Pacific Corp. COM 907818108 645 5997 SH SOLE 5597
United Technologies Corp. COM 913017109 275 3310 SH SOLE 2860
UnitedHealth Group Inc. COM 91324p102 6300 106881 SH SOLE 325 103556
V. F. Corp. COM 918204108 13645 93473 SH SOLE 125 91898
Vale SA (ADR) ADR 91912e105 402 17235 SH SOLE 17235
Vanguard REIT ETF REIT ETF 922908553 2774 43581 SH SOLE 275 43306
Verizon Communications Inc. COM 92343v104 7387 193214 SH SOLE 435 190754
Visa, Inc. Class A COM CL A 92826C839 11336 96065 SH SOLE 94565
Vodafone Group PLC (ADR) New SPONS ADR NEW 92857w209 2829 102247 SH SOLE 98797
Walt Disney Co. COM DISNEY 254687106 2246 51313 SH SOLE 380 50933
Wells Fargo & Co. New COM 949746101 714 20927 SH SOLE 20927
Western Union Company COM 959802109 1256 71384 SH SOLE 500 70884
Whiting Petroleum Corp. New COM 966387102 13139 241977 SH SOLE 400 238677
Whole Foods Market, Inc. COM 966837106 1208 14519 SH SOLE 115 14404
Wolverine World Wide, Inc. COM 978097103 356 9570 SH SOLE 200 9370
World Fuel Services Corp. COM 981475106 9061 221006 SH SOLE 380 216976
Zoll Medical Corp. COM 989922109 350 3775 SH SOLE 3775
Select Sector SPDR Tr. SBI INT-FINL 81369y605 340 21550 SH SOLE 21550
Rydex ETF Tr. GUG S&P 500 EQ WT78355w106 3747 72236 SH SOLE 72236
Market Vectors Agribusiness ET AGRIBUS ETF 57060u605 429 8115 SH SOLE 8115
SPDR S&P 500 ETF Trust TR UNIT 78462F103 2738 19445 SH SOLE 675 18770
SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 788 13910 SH SOLE 13910
SPDR S&P MidCap 400 ETF Trust UTSER 1 S&P DCRP 78467Y107 1317 7291 SH SOLE 210 7081
Vanguard Whitehall Fds. Inc. HIGH DIV YLD 921946406 278 5735 SH SOLE 5735
Vanguard Small Cap ETF SMALL CP ETF 922908751 456 5798 SH SOLE 5798
Vanguard Total Stock Market ET TOTAL STK MKT 922908769 438 6062 SH SOLE 6062
iShares Russell 3000 Index Fun RUSSELL 3000 464287689 396 4758 SH SOLE 4758
iShares S&P MidCap 400 Index F S&P MIDCAP 400 464287507 225 2272 SH SOLE 2272
iShares S&P SmallCap 600 Index S&P SMLCAP 600 464287804 3453 45245 SH SOLE 405 44840
Vanguard FTSE All-World ex-US ALLWRLD EX US 922042775 409 9239 SH SOLE 9239
Vanguard MSCI Emerging Markets MSCI EMR MKT ETF 922042858 4907 112875 SH SOLE 75 111375
WisdomTree Emerging Mkts Equit EMERG MKTS ETF 97717W315 634 11000 SH SOLE 11000
iShares MSCI Canada Index Fund MSCI CDA INDEX 464286509 251 8870 SH SOLE 8870
iShares MSCI Emerging Markets MSCI EMERG MKT 464287234 1336 31108 SH SOLE 205 30903
iShares MSCI Mexico Index MSCI MEX INVEST 464286822 2435 38950 SH SOLE 290 38660
iShares MSCI Pacific ex-Japan MSCI PAC J IDX 464286665 938 21563 SH SOLE 21563
iShares S&P Global Infrastruct S&P GLO INFRAS 464288372 205 5785 SH SOLE 5785
Principled Equity Market Fund SH BEN INT 742959109 10801 627209.154SH SOLE 627209.154