0001172661-21-000226.txt : 20210203 0001172661-21-000226.hdr.sgml : 20210203 20210202195959 ACCESSION NUMBER: 0001172661-21-000226 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210202 EFFECTIVENESS DATE: 20210203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 21583668 BUSINESS ADDRESS: STREET 1: 515 MADISON AVE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 515 MADISON AVE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140315 XXXXXXXX 12-31-2020 12-31-2020 false HARVEST MANAGEMENT LLC

515 Madison Ave 20th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 02-02-2021 2 41 122793 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml ACACIA COMMUNICATIONS INC COM 00401C108 2189 30000 SH Call OTR 1,2 0 30000 0 ACACIA COMMUNICATIONS INC COM 00401C108 14811 203000 SH OTR 1,2 0 203000 0 AECOM COM 00766t100 1643 33000 SH OTR 1,2 0 33000 0 AEROJET ROCKETDYNE HLDGS INC COM 007800105 1321 25000 SH OTR 1,2 0 25000 0 ALASKA COMMUNICATIONS SYS GR COM 01167P101 351 95100 SH OTR 1,2 0 95100 0 APPLE INC COM 037833100 202 1520 SH OTR 1,2 0 1520 0 ASTRAZENECA PLC SPONSORED ADR 046353108 259 5187 SH OTR 1,2 0 5187 0 BIOTELEMETRY INC COM 090672106 3445 47800 SH OTR 1,2 0 47800 0 BMC STK HLDGS INC COM 05591B109 1216 22662 SH OTR 1,2 0 22662 0 BRISTOL-MYERS SQUIBB CO COM 110122108 310 5000 SH OTR 1,2 0 5000 0 BRISTOL-MYERS SQUIBB CO COM 110122108 310 5000 SH Call OTR 1,2 0 5000 0 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 91 132000 SH OTR 1,2 0 132000 0 CERAGON NETWORKS LTD ORD m22013102 28 10000 SH OTR 1,2 0 10000 0 CONCHO RES INC COM 20605P101 612 10492 SH OTR 1,2 0 10492 0 CORELOGIC INC COM 21871D103 9572 123800 SH OTR 1,2 0 123800 0 EATON VANCE CORP COM NON VTG 278265103 4392 64658 SH OTR 1,2 0 64658 0 FRONT YD RESIDENTIAL CORP COM 35904G107 1863 115000 SH OTR 1,2 0 115000 0 GENWORTH FINL INC COM CL A 37247D106 272 72000 SH OTR 1,2 0 72000 0 GENWORTH FINL INC COM CL A 37247D106 272 72000 SH Put OTR 1,2 0 72000 0 INPHI CORP COM 45772F107 1861 11600 SH OTR 1,2 0 11600 0 LUMEN TECHNOLOGIES INC COM 156700106 122 12540 SH OTR 1,2 0 12540 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 333 7000 SH Call OTR 1,2 0 7000 0 MAXIM INTEGRATED PRODS INC COM 57772k101 6598 74424 SH OTR 1,2 0 74424 0 NATIONAL GEN HLDGS CORP COM 636220303 3610 105617 SH OTR 1,2 0 105617 0 OMNICELL COM COM 68213N109 240 2000 SH OTR 1,2 0 2000 0 PERSPECTA INC COM 715347100 385 16000 SH OTR 1,2 0 16000 0 PERSPECTA INC COM 715347100 482 20000 SH Put OTR 1,2 0 20000 0 PREVAIL THERAPEUTICS INC COM 74140Y101 1615 70000 SH OTR 1,2 0 70000 0 PREVAIL THERAPEUTICS INC COM 74140Y101 1615 70000 SH Put OTR 1,2 0 70000 0 QIAGEN NV SHS NEW n72482123 1681 31800 SH OTR 1,2 0 31800 0 REALPAGE INC COM 75606N109 5016 57500 SH OTR 1,2 0 57500 0 SALESFORCE COM INC COM 79466L302 2225 10000 SH Put OTR 1,2 0 10000 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 12617 298700 SH OTR 1,2 0 298700 0 THERMO FISHER SCIENTIFIC INC COM 883556102 353 758 SH OTR 1,2 0 758 0 TIFFANY & CO NEW COM 886547108 17417 132500 SH OTR 1,2 0 132500 0 VARIAN MED SYS INC COM 92220p105 11026 63000 SH OTR 1,2 0 63000 0 VIRTUSA CORP COM 92827P102 895 17500 SH OTR 1,2 0 17500 0 WESCO INTL INC COM 95082P105 992 12633 SH OTR 1,2 0 12633 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 6743 32004 SH OTR 1,2 0 32004 0 XILINX INC COM 983919101 2368 16700 SH OTR 1,2 0 16700 0 ZOETIS INC CL A 98978V103 1440 8700 SH OTR 1,2 0 8700 0