0001144204-17-007816.txt : 20170213
0001144204-17-007816.hdr.sgml : 20170213
20170213144746
ACCESSION NUMBER: 0001144204-17-007816
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170213
DATE AS OF CHANGE: 20170213
EFFECTIVENESS DATE: 20170213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC
CENTRAL INDEX KEY: 0001140315
IRS NUMBER: 133863996
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06505
FILM NUMBER: 17598380
BUSINESS ADDRESS:
STREET 1: 527 MADISON AVE
STREET 2: 9TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-634-3600
MAIL ADDRESS:
STREET 1: 527 MADISON AVE
STREET 2: 9TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
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0001140315
XXXXXXXX
12-31-2016
12-31-2016
false
HARVEST MANAGEMENT LLC
527 Madison Ave
9th Fl
New York
NY
10022
13F HOLDINGS REPORT
028-06505
Y
Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith.
Marjorie Gochberg Kellner
Managing Member
212-644-2202
/s/ Marjorie Gochberg Kellner
New York
NY
02-13-2017
2
67
172272
1
0001074026
028-07384
BOHRER NATHANIEL
2
0001080371
028-04407
KELLNER MARJORIE GOCHBERG
INFORMATION TABLE
2
infotable.xml
AEP Industries
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21939
SH
OTR
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21939
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Alere Inc
COM
01449j105
4598
118000
SH
OTR
1,2
0
118000
0
Alere Inc
PUT
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1169
30000
SH
Put
OTR
1,2
0
30000
0
Allied World Assurance
SHS
h01531104
4431
82500
SH
OTR
1,2
0
82500
0
American Axle & Mfg
COM
024061103
579
30000
SH
OTR
1,2
0
30000
0
Apple
COM
037833100
204
1759
SH
OTR
1,2
0
1759
0
Astoria Financial Corp
COM
046265104
746
40000
SH
OTR
1,2
0
40000
0
AT&T Inc
PUT
00206r952
213
5000
SH
Put
OTR
1,2
0
5000
0
B/E Aerospace Inc
COM
073302101
436
7245
SH
OTR
1,2
0
7245
0
B/E Aerospace Inc
PUT
073302951
1204
20000
SH
Put
OTR
1,2
0
20000
0
Barnes & Noble Inc.
COM
067774109
470
42177
SH
OTR
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42177
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Broadcom Ltd
SHS
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354
2000
SH
OTR
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2000
0
Brocade Communications
COM NEW
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1624
130000
SH
OTR
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130000
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Cabelas
PUT
126804951
2635
45000
SH
Put
OTR
1,2
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45000
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CenturyLink Inc
COM
156700106
298
12540
SH
OTR
1,2
0
12540
0
Cintas Corp
COM
172908105
289
2500
SH
OTR
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2500
0
Cintas Corp
PUT
172908955
231
2000
SH
Put
OTR
1,2
0
2000
0
Clarcor Inc
COM
179895107
6598
80000
SH
OTR
1,2
0
80000
0
Columbia Pipeline Partners
COM UT REPSTG
198281107
3602
210000
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OTR
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210000
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Community Helath CVR
RIGHT 99/99/9999
203668116
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160000
SH
OTR
1,2
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160000
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Datalink Corp
COM
237934104
1576
139967
SH
OTR
1,2
0
139967
0
Dell Technologies Inc
COM CL V
24703L103
1099
20000
SH
OTR
1,2
0
20000
0
Earthlink Hldgs Corp
COM
27033x101
451
80000
SH
OTR
1,2
0
80000
0
Endurance Specialty Hldgs
SHS
g30397106
10164
110000
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OTR
1,2
0
110000
0
Freds Inc
PUT
356108950
371
20000
SH
Put
OTR
1,2
0
20000
0
G & K Services Inc
CL A
361268105
9645
100000
SH
OTR
1,2
0
100000
0
Harman International
COM
413086109
5558
50000
SH
OTR
1,2
0
50000
0
Headwaters Inc
COM
42210p102
3528
150000
SH
OTR
1,2
0
150000
0
Inteliquent Inc
COM
45825n107
3196
139441
SH
OTR
1,2
0
139441
0
Interoil Corp
COM
460951106
3773
79300
SH
OTR
1,2
0
79300
0
Intralinks Hldg
COM
46118h104
946
70000
SH
OTR
1,2
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70000
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Ixia
COM
45071r109
161
10000
SH
OTR
1,2
0
10000
0
Ixia
CALL
45071r909
16
1000
SH
Call
OTR
1,2
0
1000
0
Joy Global Inc
COM
481165108
3640
130000
SH
OTR
1,2
0
130000
0
Kate Spade & Co
PUT
485865959
187
10000
SH
Put
OTR
1,2
0
10000
0
Lamar Advertising Co.
CL A
512816109
276
4100
SH
OTR
1,2
0
4100
0
Linear Tech Corp
COM
535678106
3741
60000
SH
OTR
1,2
0
60000
0
Lionbridge Tech
COM
536252109
290
50000
SH
OTR
1,2
0
50000
0
Maxim Integrated Prods Inc
COM
57772k101
228
5924
SH
OTR
1,2
0
5924
0
Media General
COM
58441k100
3465
184000
SH
OTR
1,2
0
184000
0
Mentor Graphics Corp
COM
587200106
3689
100000
SH
OTR
1,2
0
100000
0
Microsemi Corp
COM
595137100
270
5000
SH
OTR
1,2
0
5000
0
Monsanto Co
COM
61166W101
3367
32000
SH
OTR
1,2
0
32000
0
New York Community Bank
PUT
649445953
796
50000
SH
Put
OTR
1,2
0
50000
0
Northstar Realty Corp
COM
66706l101
126
10000
SH
OTR
1,2
0
10000
0
NXP Semiconductors NV
COM
n6596x109
10291
105000
SH
OTR
1,2
0
105000
0
Och-Ziff Cap Mgmt
CL A
67551u105
132
40000
SH
OTR
1,2
0
40000
0
Packaging Corp of America
COM
695156109
594
7000
SH
OTR
1,2
0
7000
0
Pandora Media Inc
COM
698354107
391
30000
SH
OTR
1,2
0
30000
0
Praxair Inc
COM
74005p104
586
5000
SH
OTR
1,2
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5000
0
Privatebancorp
COM
742962103
2168
40000
SH
OTR
1,2
0
40000
0
Reynolds American Inc
COM
761713106
10928
195000
SH
OTR
1,2
0
195000
0
Rite Aid
COM
767754104
2596
315000
SH
OTR
1,2
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315000
0
Rite Aid
PUT
767754954
2554
310000
SH
Put
OTR
1,2
0
310000
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Rockwell Collins
COM
774341101
1948
21000
SH
OTR
1,2
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21000
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3353
15000
SH
OTR
1,2
0
15000
0
Sherwin Williams
COM
824348106
269
1000
SH
OTR
1,2
0
1000
0
St. Jude Med Inc
COM
790849103
13588
169449
SH
OTR
1,2
0
169449
0
Stillwater Mining
COM
86074q102
1385
86000
SH
OTR
1,2
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86000
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Syngenta Ag-Adr
SPONSORED ADR
87160A100
1976
25000
SH
OTR
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25000
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Team Health Holdings
COM
87817a107
1086
25000
SH
OTR
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25000
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Time Warner
COM NEW
887317303
4489
46500
SH
OTR
1,2
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46500
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Universal American Corp
COM
91338e101
2836
285000
SH
OTR
1,2
0
285000
0
Valspar Corp
COM
920355104
2590
25000
SH
OTR
1,2
0
25000
0
Vascular Solutions
COM
92231m109
561
10000
SH
OTR
1,2
0
10000
0
Western Refining Inc
COM
959319104
4599
121500
SH
OTR
1,2
0
121500
0
Whitewave Foods Inc
COM
966244105
10564
190000
SH
OTR
1,2
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190000
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