0001144204-16-118585.txt : 20160812
0001144204-16-118585.hdr.sgml : 20160812
20160812121748
ACCESSION NUMBER: 0001144204-16-118585
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160812
DATE AS OF CHANGE: 20160812
EFFECTIVENESS DATE: 20160812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC
CENTRAL INDEX KEY: 0001140315
IRS NUMBER: 133863996
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06505
FILM NUMBER: 161827173
BUSINESS ADDRESS:
STREET 1: 527 MADISON AVE
STREET 2: 9TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-634-3600
MAIL ADDRESS:
STREET 1: 527 MADISON AVE
STREET 2: 9TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001140315
XXXXXXXX
06-30-2016
06-30-2016
false
HARVEST MANAGEMENT LLC
527 Madison Ave
9th Fl
New York
NY
10022
13F HOLDINGS REPORT
028-06505
Y
Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith.
Marjorie Gochberg Kellner
Managing Member
212-644-2202
/s/ Marjorie Gochberg Kellner
New York
NY
08-12-2016
2
77
132431
1
0001074026
028-07384
BOHRER NATHANIEL
2
0001080371
028-04407
KELLNER MARJORIE GOCHBERG
INFORMATION TABLE
2
infotable.xml
Alere Inc
COM
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1459
35000
SH
OTR
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0
35000
0
Alere Inc
PUT
01449j955
834
20000
SH
Put
OTR
1,2
0
20000
0
Allergan PLC
SHS
G0177J108
693
3000
SH
OTR
1,2
0
3000
0
American Science & Engineering
COM
029429107
374
10000
SH
OTR
1,2
0
10000
0
Anthem Inc
COM
036752103
525
4000
SH
OTR
1,2
0
4000
0
Ashford Hospitality Prime
COM
044102101
141
10000
SH
OTR
1,2
0
10000
0
AT&T Inc
COM
00206R102
454
10500
SH
OTR
1,2
0
10500
0
Badger Meter Inc
COM
056525108
511
7000
SH
OTR
1,2
0
7000
0
Barnes & Noble Inc.
COM
067774109
482
42500
SH
OTR
1,2
0
42500
0
Barnes & Noble Inc.
PUT
067774959
227
20000
SH
Put
OTR
1,2
0
20000
0
Cabela's Inc
COM
126804301
300
6000
SH
OTR
1,2
0
6000
0
Carmike Cinemas
COM
143436400
2285
75855
SH
OTR
1,2
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75855
0
Carmike Cinemas
CALL
143436900
611
20300
SH
Call
OTR
1,2
0
20300
0
Carmike Cinemas
PUT
143436950
602
20000
SH
Put
OTR
1,2
0
20000
0
Cavium Inc
COM
14964U108
309
8000
SH
OTR
1,2
0
8000
0
Celator Pharmaceuticals Inc
COM
15089r102
4527
150000
SH
OTR
1,2
0
150000
0
CenturyLink Inc
COM
156700106
364
12540
SH
OTR
1,2
0
12540
0
Charter Communications Inc
CL A
16119p108
915
4000
SH
OTR
1,2
0
4000
0
Cigna Corp
PUT
125509959
896
7000
SH
Put
OTR
1,2
0
7000
0
Columbia Pipeline Group
COM
198280109
4792
188000
SH
OTR
1,2
0
188000
0
Community Helath CVR
RIGHT 99/99/9999
203668116
1
160000
SH
OTR
1,2
0
160000
0
CST Brands
COM
12646r105
474
11000
SH
OTR
1,2
0
11000
0
Demandware Inc
COM
24802y105
2247
30000
SH
OTR
1,2
0
30000
0
Dreamworks Animation SKG
CL A
26153C103
1328
32500
SH
OTR
1,2
0
32500
0
EMC Corp
COM
268648102
6453
237500
SH
OTR
1,2
0
237500
0
Examworks Group Inc
COM
30066a105
2113
60637
SH
OTR
1,2
0
60637
0
F5 Networks
COM
315616102
228
2000
SH
OTR
1,2
0
2000
0
Fairchild Semiconductor Intl
COM
303726103
1233
62100
SH
OTR
1,2
0
62100
0
FEI Company
COM
30241L109
2138
20000
SH
OTR
1,2
0
20000
0
Hatteras Financial Corp
COM
41902r103
272
16600
SH
OTR
1,2
0
16600
0
Heartware Inernational
COM
422368100
1155
20000
SH
OTR
1,2
0
20000
0
Higher One Holdings Inc
COM
42983D104
256
50000
SH
OTR
1,2
0
50000
0
Humana Inc.
COM
444859102
899
5000
SH
OTR
1,2
0
5000
0
Humana Inc.
PUT
444859952
3957
22000
SH
Put
OTR
1,2
0
22000
0
Incontact Inc
COM
45336e109
831
60000
SH
OTR
1,2
0
60000
0
KLA-Tencor Corp
COM
482480100
5054
69000
SH
OTR
1,2
0
69000
0
Lamar Advertising Co.
CL A
512816109
272
4100
SH
OTR
1,2
0
4100
0
LDR Holding Corp
COM
50185u105
3141
85000
SH
OTR
1,2
0
85000
0
Linkedin Corp
COM CL A
53578a108
9822
51900
SH
OTR
1,2
0
51900
0
Linkedin Corp
PUT
53578a958
2877
15200
SH
Put
OTR
1,2
0
15200
0
Marketo Inc
COM
57063L107
348
10000
SH
OTR
1,2
0
10000
0
Maxim Integrated Prods Inc
COM
57772k101
211
5924
SH
OTR
1,2
0
5924
0
Media General
COM
58441k100
7804
454000
SH
OTR
1,2
0
454000
0
Medivation Inc
COM
58501n101
12006
199100
SH
OTR
1,2
0
199100
0
Medivation Inc
PUT
58501n951
1508
25000
SH
Put
OTR
1,2
0
25000
0
Memorial Resource Dev Corp
COM
58605Q109
159
10000
SH
OTR
1,2
0
10000
0
Monsanto Co
COM
61166W101
1241
12000
SH
OTR
1,2
0
12000
0
Nanosphere Inc
COM NEW
63009F204
128
75000
SH
OTR
1,2
0
75000
0
Nexstar Broadcasting
PUT
65336K953
476
10000
SH
Put
OTR
1,2
0
10000
0
Och-Ziff Cap Mgmt
CL A
67551u105
190
50000
SH
OTR
1,2
0
50000
0
Office Depot
COM
676220106
33
10000
SH
OTR
1,2
0
10000
0
Packaging Corp of America
COM
695156109
469
7000
SH
OTR
1,2
0
7000
0
Polycom Inc
COM
73172K104
281
25000
SH
OTR
1,2
0
25000
0
Qihoo 360 Technology
PUT
74734m959
731
10000
SH
Put
OTR
1,2
0
10000
0
Qlik Technologies
COM
74733t105
2366
80000
SH
OTR
1,2
0
80000
0
Qlik Technologies
PUT
74733t955
1325
44800
SH
Put
OTR
1,2
0
44800
0
Rite Aid
COM
767754104
150
20000
SH
OTR
1,2
0
20000
0
Rose Rock Midstream
COM U REP LTD
777149105
2639
100000
SH
OTR
1,2
0
100000
0
Rouse Properties
COM
779287101
484
26500
SH
OTR
1,2
0
26500
0
Sciquest Inc
COM
80908t101
530
30000
SH
OTR
1,2
0
30000
0
Sherwin Williams
COM
824348106
323
1100
SH
OTR
1,2
0
1100
0
Shire PLC
SPONSORED ADR
82481R106
611
3319
SH
OTR
1,2
0
3319
0
Signet Jewelers Limited
SHS
G81276100
214
2600
SH
OTR
1,2
0
2600
0
Signet Jewelers Limited
PUT
G81276950
412
5000
SH
Put
OTR
1,2
0
5000
0
Skullcandy
COM
83083J104
573
93387
SH
OTR
1,2
0
93387
0
St. Jude Med Inc
COM
790849103
5093
65300
SH
OTR
1,2
0
65300
0
Starwood Hotels & Resorts WRLD
COM
85590a401
15714
212500
SH
OTR
1,2
0
212500
0
Terex Corp
COM
880779103
203
10000
SH
OTR
1,2
0
10000
0
Terex Corp
PUT
880779953
203
10000
SH
Put
OTR
1,2
0
10000
0
Theravance Biopharma
COM
g8807b106
295
13000
SH
OTR
1,2
0
13000
0
Tivo Inc
COM
888706108
248
25000
SH
OTR
1,2
0
25000
0
Tumi Holdings
COM
89969q104
2567
96000
SH
OTR
1,2
0
96000
0
Tyco International PLC
SHS
g91442106
1363
32000
SH
OTR
1,2
0
32000
0
Valspar Corp
COM
920355104
540
5000
SH
OTR
1,2
0
5000
0
Virgin America Inc
COM VTG
92765x208
3333
59300
SH
OTR
1,2
0
59300
0
Yahoo
COM
984332106
1371
36500
SH
OTR
1,2
0
36500
0
Zoetis Inc
CL A
98978V103
237
5000
SH
OTR
1,2
0
5000
0