0001144204-16-080891.txt : 20160211 0001144204-16-080891.hdr.sgml : 20160211 20160211162743 ACCESSION NUMBER: 0001144204-16-080891 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160211 DATE AS OF CHANGE: 20160211 EFFECTIVENESS DATE: 20160211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 161411926 BUSINESS ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140315 XXXXXXXX 12-31-2015 12-31-2015 false HARVEST MANAGEMENT LLC

527 Madison Ave 9th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 02-11-2016 2 67 99195 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml Advance Auto Parts Inc COM 00751y106 301 2000 SH OTR 1,2 0 2000 0 Airgas COM 009363102 4412 31900 SH OTR 1,2 0 31900 0 Alcatel-Lucent SPONSORED ADR 013904305 71 18500 SH OTR 1,2 0 18500 0 Allergan PLC SHS G0177J108 625 2000 SH OTR 1,2 0 2000 0 Angie's List COM 034754101 94 10000 SH OTR 1,2 0 10000 0 Apple Inc COM 037833100 416 3950 SH OTR 1,2 0 3950 0 AT&T Inc COM 00206R102 217 6300 SH OTR 1,2 0 6300 0 Atmel Corp COM 049513104 695 80700 SH OTR 1,2 0 80700 0 Barnes & Noble Inc. COM 067774109 266 30500 SH OTR 1,2 0 30500 0 Barnes & Noble Inc. CALL 067774909 87 10000 SH Call OTR 1,2 0 10000 0 Baxalta Inc COM 07177m103 1108 28400 SH OTR 1,2 0 28400 0 Baxalta Inc PUT 07177m953 195 5000 SH Put OTR 1,2 0 5000 0 Biomed Realty Trust COM 09063h107 1658 70000 SH OTR 1,2 0 70000 0 Blackberry Ltd COM 09228F103 93 10000 SH OTR 1,2 0 10000 0 Boulder Brands COM 101405108 1959 178429 SH OTR 1,2 0 178429 0 Broadcom Corp CL A 111320107 4423 76500 SH OTR 1,2 0 76500 0 Cablevision Sys Corp CL A NY CABLVS 12686C109 1404 44000 SH OTR 1,2 0 44000 0 Cameron International COM 13342b105 3880 61400 SH OTR 1,2 0 61400 0 CenturyLink Inc COM 156700106 316 12540 SH OTR 1,2 0 12540 0 Chubb COM 171232101 5783 43600 SH OTR 1,2 0 43600 0 Cigna Corporation COM 125509109 768 5250 SH OTR 1,2 0 5250 0 Community Helath CVR RIGHT 99/99/9999 203668116 1 160000 SH OTR 1,2 0 160000 0 Diamond Foods Inc COM 252603105 3277 85000 SH OTR 1,2 0 85000 0 Dyax Corp COM 26746e103 2633 70000 SH OTR 1,2 0 70000 0 EMC Corp COM 268648102 3788 147500 SH OTR 1,2 0 147500 0 Equity Commonwealth COM SH BEN INT 294628102 391 14100 SH OTR 1,2 0 14100 0 Fairchild Semiconductor Intl COM 303726103 259 12500 SH OTR 1,2 0 12500 0 Health Net Inc COM 42222g108 5840 85300 SH OTR 1,2 0 85300 0 Heartland Payment Systems COM 42235n108 664 7000 SH OTR 1,2 0 7000 0 Hutchinson Tech COM 448407106 180 50000 SH OTR 1,2 0 50000 0 Interval Leisure Group PUT 46113m958 156 10000 SH Put OTR 1,2 0 10000 0 Jarden Corp COM 471109108 400 7000 SH OTR 1,2 0 7000 0 Keurig Green Mountain COM 49271m100 2924 32500 SH OTR 1,2 0 32500 0 King Digital Enertainment ORD SHS g5258j109 2682 150000 SH OTR 1,2 0 150000 0 KLA-Tencor Corp COM 482480100 1803 26000 SH OTR 1,2 0 26000 0 Kraft Heinz Co COM 500754106 218 3000 SH OTR 1,2 0 3000 0 Lamar Advertising Co. CL A 512816109 648 10800 SH OTR 1,2 0 10800 0 Maxim Integrated Prods Inc COM 57772k101 225 5924 SH OTR 1,2 0 5924 0 Media General COM 58441k100 4401 272500 SH OTR 1,2 0 272500 0 National Penn Bancshares, Inc COM 637138108 968 78545 SH OTR 1,2 0 78545 0 Newell Rubbermaid COM 651229106 375 8500 SH OTR 1,2 0 8500 0 Ocata Therapeutics COM 67457l100 505 60000 SH OTR 1,2 0 60000 0 Office Depot COM 676220106 169 30000 SH OTR 1,2 0 30000 0 Packaging Corp of America COM 695156109 271 4300 SH OTR 1,2 0 4300 0 Partnerre Ltd COM G6852T105 4542 32500 SH OTR 1,2 0 32500 0 Pep Boys COM 713278109 1105 60000 SH OTR 1,2 0 60000 0 Pepco Holdings, Inc COM 713291102 1566 60200 SH OTR 1,2 0 60200 0 Perkinelmer COM 714046109 220 4100 SH OTR 1,2 0 4100 0 Plum Creek Timber COM 729251108 3278 68700 SH OTR 1,2 0 68700 0 PMC Sierra Inc COM 69344F106 1336 115000 SH OTR 1,2 0 115000 0 Precision Castparts Corp COM 740189105 7332 31600 SH OTR 1,2 0 31600 0 Rite Aid COM 767754104 274 35000 SH OTR 1,2 0 35000 0 Sandisk Corp COM 80004C101 1064 14000 SH OTR 1,2 0 14000 0 Scripps Networks Interactive CL A COM 811065101 215 3900 SH OTR 1,2 0 3900 0 Signet Jewelers Limited SHS G81276100 266 2150 SH OTR 1,2 0 2150 0 Solarwinds COM 83416b109 236 4000 SH OTR 1,2 0 4000 0 Solera Holdings COM 83421a104 877 16000 SH OTR 1,2 0 16000 0 Stancorp Financial Group COM 852891100 4077 35800 SH OTR 1,2 0 35800 0 Starwood Lodging COM 85590a401 1732 25000 SH OTR 1,2 0 25000 0 Symetra Financial COM 87151q106 604 19000 SH OTR 1,2 0 19000 0 Tegna Inc COM 87901J105 240 9400 SH OTR 1,2 0 9400 0 Time Warner Cable Inc COM 88732J207 5252 28300 SH OTR 1,2 0 28300 0 T-Mobile US Inc COM 872590104 438 11200 SH OTR 1,2 0 11200 0 UTI Worldwide ORD G87210103 1139 162000 SH OTR 1,2 0 162000 0 William Cos Inc DEL COM 969457100 1036 40300 SH OTR 1,2 0 40300 0 Youku Tudou Inc SPONSORED ADR 98742U100 271 10000 SH OTR 1,2 0 10000 0 Zoetis Inc CL A 98978V103 546 11400 SH OTR 1,2 0 11400 0