0001144204-14-048851.txt : 20140813 0001144204-14-048851.hdr.sgml : 20140812 20140812150802 ACCESSION NUMBER: 0001144204-14-048851 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140812 DATE AS OF CHANGE: 20140812 EFFECTIVENESS DATE: 20140812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 141033697 BUSINESS ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140315 XXXXXXXX 06-30-2014 06-30-2014 false HARVEST MANAGEMENT LLC

527 Madison Ave 9th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 08-12-2014 2 76 99482 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml Allergan COM 018490102 8123 48000 SH OTR 1,2 0 48000 0 American Realty Capital Prop COM 02917t104 627 50000 SH OTR 1,2 0 50000 0 Anadarko Pete Corp COM 032511107 416 3800 SH OTR 1,2 0 3800 0 Anixter Int'l Corp COM 035290105 250 2500 SH OTR 1,2 0 2500 0 Apple Inc COM 037833100 344 3700 SH OTR 1,2 0 3700 0 Astrazeneca PLC SPONSORED ADR 046353108 372 5000 SH OTR 1,2 0 5000 0 B/E Aerospace Inc COM 073302101 1073 11600 SH OTR 1,2 0 11600 0 CenturyLink Inc COM 156700106 454 12540 SH OTR 1,2 0 12540 0 Cleco Corp COM 12561w105 648 11000 SH OTR 1,2 0 11000 0 CommonWealth Reit COM SH BEN INT 203233101 1842 70000 SH OTR 1,2 0 70000 0 Community Helath CVR RIGHT 01/27/2016 203668116 11 160000 SH OTR 1,2 0 160000 0 Covidien Ltd SHS g2554f113 6042 67000 SH OTR 1,2 0 67000 0 Covidien Ltd PUT g2554f953 451 5000 SH Put OTR 1,2 0 5000 0 Cubist Pharmaceuticals CVR RIGHT 99/99/9999 229678123 4 33000 SH OTR 1,2 0 33000 0 Direct TV COM 25490a309 850 10000 SH OTR 1,2 0 10000 0 Dollar General Corp COM 256677105 574 10000 SH OTR 1,2 0 10000 0 Entegris Inc COM 29362U104 186 13500 SH OTR 1,2 0 13500 0 Express Inc COM 30219e103 766 45000 SH OTR 1,2 0 45000 0 Express Inc Put 30219E953 170 10000 SH Put OTR 1,2 0 10000 0 Express Inc Call 30219E903 170 10000 SH Call OTR 1,2 0 10000 0 Family Dlr Stores COM 307000109 463 7000 SH OTR 1,2 0 7000 0 Forest Labs Inc COM 345838106 12125 122477 SH OTR 1,2 0 122477 0 Foster Wheeler Ltd COM h27178104 341 10000 SH OTR 1,2 0 10000 0 Furiex Pharmeceuticals COM 36106p101 1070 10077 SH OTR 1,2 0 10077 0 Fusion-Io Inc COM 36112j107 622 55000 SH OTR 1,2 0 55000 0 Gannett Inc COM 364730101 470 15000 SH OTR 1,2 0 15000 0 Gulf Coast Ultra Deep Rylty ROYALTY TR UNT 40222t104 120 41000 SH OTR 1,2 0 41000 0 Hertz Global Holdings COM 42805T105 308 11000 SH OTR 1,2 0 11000 0 Hilshire Brands COM 432589109 14011 224900 SH OTR 1,2 0 224900 0 Hittite Microwave Corporation COM 43365Y104 780 10000 SH OTR 1,2 0 10000 0 Idenix Pharm PUT 45166R954 241 10000 SH Put OTR 1,2 0 10000 0 Int'l Game Technology COM 459902102 573 36000 SH OTR 1,2 0 36000 0 Lamar Advertising Co. CL A 512815101 4208 79400 SH OTR 1,2 0 79400 0 Lin Media CL A COM 532771102 954 35000 SH OTR 1,2 0 35000 0 Lin Media PUT 532771952 273 10000 SH Put OTR 1,2 0 10000 0 Linnco LLC COMSHS LTD INT 535782106 313 10000 SH OTR 1,2 0 10000 0 Loral Space and Commun COM 543881106 218 3000 SH OTR 1,2 0 3000 0 Mallinckrodt PLC SHS g5785g107 320 4000 SH OTR 1,2 0 4000 0 Maxim Integrated Prods Inc COM 57772k101 200 5924 SH OTR 1,2 0 5924 0 Mckesson Corp COM 58155Q103 559 3000 SH OTR 1,2 0 3000 0 Measurement Specialties COM 583421102 3021 35100 SH OTR 1,2 0 35100 0 Medical Action Inc COM 58449l100 412 30016 SH OTR 1,2 0 30016 0 Men's Wearhouse COM 587118100 921 16500 SH OTR 1,2 0 16500 0 Micro Systems COM 594901100 3008 44300 SH OTR 1,2 0 44300 0 NCR Corp. COM 62886E108 281 8000 SH OTR 1,2 0 8000 0 New Gold Inc CDA COM 644535106 127 20000 SH OTR 1,2 0 20000 0 Newmont Mining COM 651639106 432 17000 SH OTR 1,2 0 17000 0 Occidental Petroleum COM 674599105 677 6600 SH OTR 1,2 0 6600 0 Omnicom Group COM 681919106 356 5000 SH OTR 1,2 0 5000 0 OpenTable Inc COM 68372a104 1968 19000 SH OTR 1,2 0 19000 0 Packaging Corp of America COM 695156109 279 3900 SH OTR 1,2 0 3900 0 Perkinelmer COM 714046109 267 5700 SH OTR 1,2 0 5700 0 Petrologistics CALL 71672U901 287 20000 SH Call OTR 1,2 0 20000 0 Pioneer Nat'l Res COM 723787107 379 1650 SH OTR 1,2 0 1650 0 PLX Technology Inc COM 693417107 971 150000 SH OTR 1,2 0 150000 0 Protective Life Corp COM 743674103 1387 20000 SH OTR 1,2 0 20000 0 Questcor Pharmaceuticals COM 74835y101 786 8500 SH OTR 1,2 0 8500 0 Rackspace Hosting Inc COM 750086100 589 17500 SH OTR 1,2 0 17500 0 Resolute Forest Products COM 76117w109 168 10000 SH OTR 1,2 0 10000 0 Riverbed Technology COM 768573107 186 9000 SH OTR 1,2 0 9000 0 Safeway COM NEW 786514208 1202 35000 SH OTR 1,2 0 35000 0 Schawk Inc CL A 806373106 509 25000 SH OTR 1,2 0 25000 0 Scripps Networks Interactive CL A COM 811065101 446 5500 SH OTR 1,2 0 5500 0 Shire Pharmaceuticals SPONSORED ADR 82481R106 2002 8500 SH OTR 1,2 0 8500 0 Signet Jewelers SHS g81276100 1548 14000 SH OTR 1,2 0 14000 0 Sirius XM Hldgs Inc COM 82968b103 104 30000 SH OTR 1,2 0 30000 0 Sprint Corp COM SER 1 85207U105 256 30000 SH OTR 1,2 0 30000 0 Texas Industries COM 882491103 545 5900 SH OTR 1,2 0 5900 0 Theravance Inc COM 88338T104 834 28000 SH OTR 1,2 0 28000 0 Theravance Biopharma COM g8807b106 255 7999 SH OTR 1,2 0 7999 0 Thermo Fisher Scientific COM 883556102 767 6500 SH OTR 1,2 0 6500 0 Time Warner Cable Inc COM 88732J207 8764 59500 SH OTR 1,2 0 59500 0 T-Mobile US COM 872590104 696 20700 SH OTR 1,2 0 20700 0 TW Telecom Inc COM 87311l104 2822 70000 SH OTR 1,2 0 70000 0 Verizon Comm COM 92343V104 241 4931 SH OTR 1,2 0 4931 0 Yamana Gold Inc COM 98462Y100 447 54292 SH OTR 1,2 0 54292 0