0001144204-11-029166.txt : 20110513
0001144204-11-029166.hdr.sgml : 20110513
20110513165044
ACCESSION NUMBER: 0001144204-11-029166
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110513
DATE AS OF CHANGE: 20110513
EFFECTIVENESS DATE: 20110513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC
CENTRAL INDEX KEY: 0001140315
IRS NUMBER: 133863996
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06505
FILM NUMBER: 11841794
BUSINESS ADDRESS:
STREET 1: 527 MADISON AVE
STREET 2: 9TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-634-3600
MAIL ADDRESS:
STREET 1: 527 MADISON AVE
STREET 2: 9TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
v222614_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
------------------
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Harvest Management, L.L.C.
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527 Madison Avenue, 9th Floor
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New York, New York 10022
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Form 13F File Number: 28-06505
--------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Marjorie Gochberg Kellner
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Title: Managing Member
--------------------------------------------------
Phone: 212-644-2202
--------------------------------------------------
Signature, Place, and Date of Signing:
/s/ Marjorie Gochberg Kellner New York, New York 05/13/11
--------------------------------------------------------------------------------
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
-------------
Form 13F Information Table Entry Total: 84
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Form 13F Information Table Value Total: $124,923
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- --------------------------
1 28-7384 Nathaniel Bohrer
--- -------------------- --------------------------
2 28-7750 Marjorie Gochberg Kellner
--- -------------------- --------------------------
Harvest Management, L.L.C., shares investment discretion with and is reporting
on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts
holding the securities reported herein. With respect to the accounts holding the
securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise
investment discretion through an institutional investment manager, Harvest
Management, L.L.C., which is filing a Form 13-F simultaneously herewith.
Voting Authority
Value Shares/ Sh/ Put/ Invstmt Other
Security Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
99 Cents Only Stores COM 65440K106 784 40,000 SH Other 1 2 3 40,000
Active Power Inc COM 00504w100 440 150,000 SH Other 1 2 3 150,000
Air Products & Chems COM 009158106 1,127 12,500 SH Other 1 2 3 12,500
Airgas Inc COM 009363102 863 13,000 SH Other 1 2 3 13,000
Airtran Holdings Inc COM 00949P108 708 95,000 SH Other 1 2 3 95,000
Alberto- Culver Co COM 013078100 2,609 70,000 SH Other 1 2 3 70,000
Alcon Inc COM SHS H01301102 7,448 45,000 SH Other 1 2 3 45,000
Alpha Natural Resources CALL 02076x902 1,187 20,000 SH Call Other 1 2 3 20,000
Amerigon Inc COM 03070L300 305 20,000 SH Other 1 2 3 20,000
Atheros Communications COM 04743P108 4,689 105,000 SH Other 1 2 3 105,000
BJS Wholesale Club COM 05548J106 561 11,500 SH Other 1 2 3 11,500
Beckman Coulter Inc COM 075811109 8,955 107,800 SH Other 1 2 3 107,800
Big Lots Inc Ohio COM 89302103 2,940 67,700 SH Other 1 2 3 67,700
Brocade Communications COM NEW 111621306 185 30,000 SH Other 1 2 3 30,000
Bucyrus Intl Inc COM 118759109 3,658 40,000 SH Other 1 2 3 40,000
Capital Gold Corp COM NEW 14018y205 2,493 387,700 SH Other 1 2 3 387,700
Celera Corp COM 15100e106 649 80,000 SH Other 1 2 3 80,000
Cephalon Inc COM 156708109 2,663 35,000 SH Other 1 2 3 35,000
Chipotle Mexican Grille COM 169656105 1,089 4,000 SH Other 1 2 3 4,000
Citigroup Inc COM 172967101 130 29,500 SH Other 1 2 3 29,500
Clinical Data Inc COM 18725u109 839 27,690 SH Other 1 2 3 27,690
Columbia Labs Inc COM 197779101 509 135,000 SH Other 1 2 3 135,000
Costco Wholesale Corp COM 22160K105 733 10,000 SH Other 1 2 3 10,000
Dionex Corp COM 254546104 3,187 27,000 SH Other 1 2 3 27,000
Drugstore Inc COM 262241102 193 50,000 SH Other 1 2 3 50,000
Emergency Medical Services CL A 29100p102 1,145 18,000 SH Other 1 2 3 18,000
Emergent Group Inc COM NEW 29089V203 444 52,500 SH Other 1 2 3 52,500
Exco Resources Inc COM 269279402 1,911 92,500 SH Other 1 2 3 92,500
Fronteer Gold Inc COM 359032109 1,511 100,000 SH Other 1 2 3 100,000
GSI Commerce Inc COM 36238G102 3,805 130,000 SH Other 1 2 3 130,000
Genzyme COM 372917104 15,613 205,000 SH Other 1 2 3 205,000
Gigamedia Ltd ORD y2711y104 67 50,000 SH Other 1 2 3 50,000
Global Defense Technology COM 37950b107 484 20,000 SH Other 1 2 3 20,000
Harvest Natural Resources COM 41754v103 302 19,800 SH Other 1 2 3 19,800
Hertz Global Holdings COM 42805T105 247 15,800 SH Other 1 2 3 15,800
Hibbett Sporting Goods COM 428567101 1,343 37,500 SH Other 1 2 3 37,500
Intl Flavors & Fragrances COM 459506101 623 10,000 SH Other 1 2 3 10,000
JDS Uniphase Corp COM PAR $0.001 46612J507 203 9,747 SH Other 1 2 3 9,747
Krispy Kreme Doughnuts COM 501014104 845 120,000 SH Other 1 2 3 120,000
Kronos Worldwide Inc COM 50105f105 321 5,500 SH Other 1 2 3 5,500
LTX-Credence Corp COM NEW 502403207 183 20,000 SH Other 1 2 3 20,000
Ladish Co Inc COM NEW 505754200 3,252 59,500 SH Other 1 2 3 59,500
Lawson Software Inc COM 52078P102 847 70,000 SH Other 1 2 3 70,000
Lubrizol Corp COM 549271104 1,675 12,500 SH Other 1 2 3 12,500
Macy's Inc COM 55616P104 728 30,000 SH Other 1 2 3 30,000
Massey Energy COM 576206106 2,905 42,500 SH Other 1 2 3 42,500
Massey Energy PUT 576206956 1,367 20,000 SH Put Other 1 2 3 20,000
Microstrategy Inc -CL A CL A NEW 594972408 282 2,100 SH Other 1 2 3 2,100
NYSE Euronext COM 629491101 246 7,000 SH Other 1 2 3 7,000
Nationwide Helath Properties COM 638620104 425 10,000 SH Other 1 2 3 10,000
Navisite Inc COM NEW 63935M208 401 73,000 SH Other 1 2 3 73,000
Netapp Inc COM 64110D104 289 6,000 SH Other 1 2 3 6,000
Novamed Inc COM NEW 66986W207 343 26,000 SH Other 1 2 3 26,000
Novartis A G SPONSORED ADR 66987V109 804 14,800 SH Other 1 2 3 14,800
Novartis A G PUT 66987V959 2,071 38,100 SH Put Other 1 2 3 38,100
Novell COM 670006105 178 30,000 SH Other 1 2 3 30,000
Optionsxpress Holdings COM 684010101 274 15,000 SH Other 1 2 3 15,000
Pool Corp COM 73278L105 1,145 47,500 SH Other 1 2 3 47,500
Pride Intl COM 74153Q102 8,805 205,000 SH Other 1 2 3 205,000
Pulse Electronics Corp COM 74586W106 91 15,000 SH Other 1 2 3 15,000
Qwest Communications Intl In COM 749121109 515 75,362 SH Other 1 2 3 75,362
Rehabcare Group Inc COM 759148109 1,023 27,750 SH Other 1 2 3 27,750
Retail Ventures COM 76128Y102 216 12,500 SH Other 1 2 3 12,500
Ross Stores Inc COM 778296103 1,494 21,000 SH Other 1 2 3 21,000
Sara Lee COM 803111103 353 20,000 SH Other 1 2 3 20,000
Signet Jewelers SHS G81276100 230 5,000 SH Other 1 2 3 5,000
Silicon Graphics COM 82706L108 235 11,000 SH Other 1 2 3 11,000
Smurfit Stone Container Corp COM 83272a104 3,865 100,000 SH Other 1 2 3 100,000
Spectrum Control Inc COM 847615101 394 20,000 SH Other 1 2 3 20,000
Sprint Nextel Corp COM SER 1 852061100 104 22,400 SH Other 1 2 3 22,400
Starbucks Corp COM 855244109 739 20,000 SH Other 1 2 3 20,000
Synergetics USA Inc COM 87160G107 681 115,700 SH Other 1 2 3 115,700
Tempur-Pedic Int'l COM 88023U101 1,013 20,000 SH Other 1 2 3 20,000
Tenet Healthcare Corp COM 88033g100 466 62,500 SH Other 1 2 3 62,500
Terremark Worldwide COM NEW 881448203 2,660 140,000 SH Other 1 2 3 140,000
Titan Machinery Inc COM 88830R101 669 26,500 SH Other 1 2 3 26,500
Tomotherapy Inc COM 890088107 274 60,000 SH Other 1 2 3 60,000
United States Oil Fund UNITS 91232n108 746 17,500 SH Other 1 2 3 17,500
Universal American Corp COM 913377107 417 18,200 SH Other 1 2 3 18,200
Valuevision Media Inc CL A 92047k107 318 50,000 SH Other 1 2 3 50,000
Verigy LTD SHS y93691106 1,195 84,800 SH Other 1 2 3 84,800
Wolverine World Wide COM 978097103 1,491 40,000 SH Other 1 2 3 40,000
Yum! Brands Inc COM 988498101 771 15,000 SH Other 1 2 3 15,000
Zoran Corp COM 98975F101 935 90,000 SH Other 1 2 3 90,000