0001144204-15-008835.txt : 20150213 0001144204-15-008835.hdr.sgml : 20150213 20150213125223 ACCESSION NUMBER: 0001144204-15-008835 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 15611786 BUSINESS ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140315 XXXXXXXX 12-31-2014 12-31-2014 false HARVEST MANAGEMENT LLC

527 Madison Ave 9th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 02-13-2015 2 57 70921 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml Allergan Inc COM 018490102 7547 35500 SH OTR 1,2 0 35500 0 American Realty Capital Prop COM 02917t104 91 10000 SH OTR 1,2 0 10000 0 Apple Inc COM 037833100 317 2870 SH OTR 1,2 0 2870 0 Auxilium Pharmaceuticals Inc COM 05334d107 4711 137000 SH OTR 1,2 0 137000 0 Auxilium Pharmaceuticals Inc PUT 05334d957 688 20000 SH Put OTR 1,2 0 20000 0 Avanir Pharmaceuticals CL A NEW 05348P401 424 25000 SH OTR 1,2 0 25000 0 Barnes & Noble Inc. COM 067774109 244 10500 SH OTR 1,2 0 10500 0 Becton Dickinson & Co COM 075887109 390 2800 SH OTR 1,2 0 2800 0 Carbonite Inc COM 141337105 143 10000 SH OTR 1,2 0 10000 0 Carefusion Corp COM 14170t101 831 14000 SH OTR 1,2 0 14000 0 CenturyLink Inc COM 156700106 496 12540 SH OTR 1,2 0 12540 0 Cimatron Ltd ORD m23798107 487 55000 SH OTR 1,2 0 55000 0 Cleco Corp COM 12561w105 229 4200 SH OTR 1,2 0 4200 0 Community Helath CVR RIGHT 01/27/2016 203668116 4 160000 SH OTR 1,2 0 160000 0 Covance Inc. COM 222816100 1142 11000 SH OTR 1,2 0 11000 0 Covidien PLC SHS g2554f113 7599 74300 SH OTR 1,2 0 74300 0 Covidien PLC PUT g2554f953 511 5000 SH Put OTR 1,2 0 5000 0 Cubist Pharmaceuticals COM 229678107 4278 42500 SH OTR 1,2 0 42500 0 Cubist Pharmaceuticals PUT 229678957 1308 13000 SH Put OTR 1,2 0 13000 0 Direct TV COM 25490a309 1353 15600 SH OTR 1,2 0 15600 0 Dollar General Corp COM 256677105 707 10000 SH OTR 1,2 0 10000 0 Dresser-Rand Grp Inc COM 261608103 1636 20000 SH OTR 1,2 0 20000 0 Dresser-Rand Grp Inc PUT 261608953 2045 25000 SH Put OTR 1,2 0 25000 0 Equity Commonwealth COM SH BEN INT 294628102 539 21000 SH OTR 1,2 0 21000 0 Express Inc COM 30219e103 250 17000 SH OTR 1,2 0 17000 0 Family Dlr Stores COM 307000109 2923 36900 SH OTR 1,2 0 36900 0 Gannett Inc COM 364730101 431 13500 SH OTR 1,2 0 13500 0 Glimcher Realty Trust SH BEN INT 379302102 522 38000 SH OTR 1,2 0 38000 0 Int'l Game Technology COM 459902102 518 30000 SH OTR 1,2 0 30000 0 Intl Rectifier Corp COM 460254105 1157 29000 SH OTR 1,2 0 29000 0 Lamar Advertising Co. CL A 512816109 1609 30000 SH OTR 1,2 0 30000 0 Louisiana Pac Corp PUT 546347955 331 20000 SH Put OTR 1,2 0 20000 0 Media General COM 58441k100 226 13520 SH OTR 1,2 0 13520 0 Men's Wearhouse Inc COM 587118100 1170 26500 SH OTR 1,2 0 26500 0 Packaging Corp of America COM 695156109 289 3700 SH OTR 1,2 0 3700 0 PetSmart Inc COM 716768106 959 11800 SH OTR 1,2 0 11800 0 Pioneer Nat'l Res COM 723787107 394 2650 SH OTR 1,2 0 2650 0 Protective Life Corp COM 743674103 1915 27500 SH OTR 1,2 0 27500 0 Reynolds American Inc COM 761713106 308 4800 SH OTR 1,2 0 4800 0 Riverbed Technology COM 768573107 225 11000 SH OTR 1,2 0 11000 0 Rockwood Holdings Inc COM 774415103 5358 68000 SH OTR 1,2 0 68000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 206 1000 SH OTR 1,2 0 1000 0 SPDR SERIES TRUST PUT 78464A957 1158 30000 SH Put OTR 1,2 0 30000 0 Safeway Inc COM NEW 786514208 671 19100 SH OTR 1,2 0 19100 0 Sapient Corp COM 803062108 1642 66000 SH OTR 1,2 0 66000 0 Scripps Networks Interactive CL A COM 811065101 286 3800 SH OTR 1,2 0 3800 0 Sigma-Aldrich Corp COM 826552101 1098 8000 SH OTR 1,2 0 8000 0 Signet Jewelers Limited SHS g81276100 632 4800 SH OTR 1,2 0 4800 0 Spansion Inc COM CL A NEW 84649R200 411 12000 SH OTR 1,2 0 12000 0 Talisman Energy Inc COM 87425e103 157 20000 SH OTR 1,2 0 20000 0 Thermo Fisher Scientific COM 883556102 301 2400 SH OTR 1,2 0 2400 0 Time Warner Cable Inc COM 88732J207 4182 27500 SH OTR 1,2 0 27500 0 T-Mobile US Inc COM 872590104 539 20000 SH OTR 1,2 0 20000 0 Trulia Inc COM 897888103 557 12100 SH OTR 1,2 0 12100 0 TRW Automotive Hldgs Corp COM 87264S106 1131 11000 SH OTR 1,2 0 11000 0 Volcano Corporations COM 928645100 1430 80000 SH OTR 1,2 0 80000 0 Zoetis Inc CL A 98978V103 215 5000 SH OTR 1,2 0 5000 0