0001144204-14-067122.txt : 20141112
0001144204-14-067122.hdr.sgml : 20141111
20141112154037
ACCESSION NUMBER: 0001144204-14-067122
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141112
DATE AS OF CHANGE: 20141112
EFFECTIVENESS DATE: 20141112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC
CENTRAL INDEX KEY: 0001140315
IRS NUMBER: 133863996
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06505
FILM NUMBER: 141213730
BUSINESS ADDRESS:
STREET 1: 527 MADISON AVE
STREET 2: 9TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-634-3600
MAIL ADDRESS:
STREET 1: 527 MADISON AVE
STREET 2: 9TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001140315
XXXXXXXX
09-30-2014
09-30-2014
false
HARVEST MANAGEMENT LLC
527 Madison Ave
9th Fl
New York
NY
10022
13F HOLDINGS REPORT
028-06505
Y
Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith.
Marjorie Gochberg Kellner
Managing Member
212-644-2202
/s/ Marjorie Gochberg Kellner
New York
NY
11-07-2014
2
75
106670
1
0001074026
028-07384
BOHRER NATHANIEL
2
0001080371
028-04407
KELLNER MARJORIE GOCHBERG
INFORMATION TABLE
2
infotable.xml
Actavis Inc
SHS
g0083b108
2711
11235
SH
OTR
1,2
0
11235
0
Albemarle Corp
PUT
12653951
589
10000
SH
Put
OTR
1,2
0
10000
0
Allergan Inc
COM
018490102
6771
38000
SH
OTR
1,2
0
38000
0
Alliance Data Systems Corp
PUT
018581958
745
3000
SH
Put
OTR
1,2
0
3000
0
Ambit Biosciences Corp
COM
02318x100
613
39800
SH
OTR
1,2
0
39800
0
Annie's Inc
COM
03600t104
3672
80000
SH
OTR
1,2
0
80000
0
Apple Inc
COM
037833100
353
3500
SH
OTR
1,2
0
3500
0
Athlon Energy Inc
COM
047477104
873
15000
SH
OTR
1,2
0
15000
0
Auxilium Pharmaceuticals Inc
COM
05334d107
1194
40000
SH
OTR
1,2
0
40000
0
B/E Aerospace Inc
COM
073302101
336
4000
SH
OTR
1,2
0
4000
0
Bally Technologies Inc
COM
05874b107
444
5500
SH
OTR
1,2
0
5500
0
Bally Technologies Inc
PUT
05874b957
807
10000
SH
Put
OTR
1,2
0
10000
0
Bolt Technology Corp
COM
097698104
1755
80000
SH
OTR
1,2
0
80000
0
CenturyLink Inc
COM
156700106
513
12540
SH
OTR
1,2
0
12540
0
Chiquita Brands Intl Inc
COM
170032809
5690
400700
SH
OTR
1,2
0
400700
0
Chiquita Brands
PUT
170032959
710
50000
SH
Put
OTR
1,2
0
50000
0
Cleco Corp
COM
12561w105
626
13000
SH
OTR
1,2
0
13000
0
Cleco Corp
PUT
12561w955
303
6300
SH
Put
OTR
1,2
0
6300
0
Computer Sciences Corp
COM
205363104
306
5000
SH
OTR
1,2
0
5000
0
Computer Sciences Corp
PUT
205363954
306
5000
SH
Put
OTR
1,2
0
5000
0
Concur Tech Inc
COM
206708109
5514
43478
SH
OTR
1,2
0
43478
0
Concur Tech Inc
PUT
206708959
254
2000
SH
Put
OTR
1,2
0
2000
0
Conversant Inc
COM
21249J105
2911
85000
SH
OTR
1,2
0
85000
0
Covidien PLC
SHS
g2554f113
5839
67500
SH
OTR
1,2
0
67500
0
Covidien PLC
PUT
g2554f953
433
5000
SH
Put
OTR
1,2
0
5000
0
Dollar General Corp
COM
256677105
1497
24500
SH
OTR
1,2
0
24500
0
Dollar General Corp
PUT
256677955
611
10000
SH
Put
OTR
1,2
0
10000
0
Dresser-Rand Grp Inc
COM
261608103
1563
19000
SH
OTR
1,2
0
19000
0
Endo International PLC
SHS
g30401106
273
4000
SH
OTR
1,2
0
4000
0
Equity Commonwealth
COM SH BEN INT
294628102
643
25000
SH
OTR
1,2
0
25000
0
Express Inc
COM
30219e103
624
40000
SH
OTR
1,2
0
40000
0
Express Inc
PUT
30219e953
312
20000
SH
Put
OTR
1,2
0
20000
0
Family Dlr Stores
COM
307000109
2588
33500
SH
OTR
1,2
0
33500
0
Foster Wheeler AG
COM
h27178104
316
10000
SH
OTR
1,2
0
10000
0
Gannett Inc
COM
364730101
267
9000
SH
OTR
1,2
0
9000
0
GFI Group Inc
COM
361652209
54
10000
SH
OTR
1,2
0
10000
0
Glimcher Realty Trust
SH BEN INT
379302102
609
45000
SH
OTR
1,2
0
45000
0
Gulf Coast Ultra Deep Rylty
ROYALTY TR UNT
40222t104
82
41000
SH
OTR
1,2
0
41000
0
Int'l Game Technology
COM
459902102
860
51000
SH
OTR
1,2
0
51000
0
Intl Rectifier Corp
COM
460254105
1177
30000
SH
OTR
1,2
0
30000
0
Kodiak Oil & Gas Corp
COM
50015q100
611
45000
SH
OTR
1,2
0
45000
0
Lamar Advertising Co.
CL A
512815101
1867
37900
SH
OTR
1,2
0
37900
0
Lin Media LLC
CL A COM
532771102
666
30000
SH
OTR
1,2
0
30000
0
Mallinckrodt PLC
SHS
g5785g107
255
2827
SH
OTR
1,2
0
2827
0
Measurement Specialties
COM
583421102
4259
49750
SH
OTR
1,2
0
49750
0
Medical Action Inc
COM
58449l100
414
30016
SH
OTR
1,2
0
30016
0
Men's Wearhouse Inc
COM
587118100
1322
28000
SH
OTR
1,2
0
28000
0
Move Inc
COM NEW
62458m207
1677
80000
SH
OTR
1,2
0
80000
0
Packaging Corp of America
COM
695156109
249
3900
SH
OTR
1,2
0
3900
0
Perkinelmer Inc
COM
714046109
249
5700
SH
OTR
1,2
0
5700
0
PetSmart Inc
COM
716768106
280
4000
SH
OTR
1,2
0
4000
0
Pioneer Nat'l Res
COM
723787107
423
2150
SH
OTR
1,2
0
2150
0
Protective Life Corp
COM
743674103
1735
25000
SH
OTR
1,2
0
25000
0
Reynolds American Inc
COM
761713106
295
5000
SH
OTR
1,2
0
5000
0
Rockwood Holdings Inc
COM
774415103
1491
19500
SH
OTR
1,2
0
19500
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
591
3000
SH
OTR
1,2
0
3000
0
Safeway Inc
COM NEW
786514208
686
20000
SH
OTR
1,2
0
20000
0
Salix Pharmaceuticals Inc
COM
795435106
1875
12000
SH
OTR
1,2
0
12000
0
Scripps Networks Interactive
CL A COM
811065101
351
4500
SH
OTR
1,2
0
4500
0
Shire PLC
SPONSORED ADR
82481R106
11269
43500
SH
OTR
1,2
0
43500
0
Sigma-Aldrich Corp
COM
826552101
680
5000
SH
OTR
1,2
0
5000
0
Signet Jewelers Limited
SHS
g81276100
683
6000
SH
OTR
1,2
0
6000
0
Sirius XM Hldgs Inc
COM
82968b103
105
30000
SH
OTR
1,2
0
30000
0
Sprint Corp
COM SER 1
85207U105
63
10000
SH
OTR
1,2
0
10000
0
Taminco Corp
COM
87509U106
1575
60352
SH
OTR
1,2
0
60352
0
Theravance Inc
COM
88338T104
325
19000
SH
OTR
1,2
0
19000
0
Tim Hortons Inc
COM
88706M103
796
10100
SH
OTR
1,2
0
10100
0
Time Warner Inc
COM NEW
887317303
226
3000
SH
OTR
1,2
0
3000
0
Time Warner Cable Inc
COM
88732J207
9399
65500
SH
OTR
1,2
0
65500
0
T-Mobile US Inc
COM
872590104
606
21000
SH
OTR
1,2
0
21000
0
Trulia Inc
COM
897888103
520
10630
SH
OTR
1,2
0
10630
0
TRW Automotive Hldgs Corp
COM
87264S106
911
9000
SH
OTR
1,2
0
9000
0
TW Telecom Inc
COM
87311l104
2913
70000
SH
OTR
1,2
0
70000
0
Valeant Pharmaceuticals Intl
COM
91911k102
1312
10000
SH
OTR
1,2
0
10000
0
Verizon Communications Inc
COM
92343V104
247
4931
SH
OTR
1,2
0
4931
0